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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,202 across all filing types
Latest filing 2023-11-30 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
2023年第四次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is titled as a resolution announcement for the 2023 fourth extraordinary general meeting of shareholders of CITIC Securities Company Limited. It details the meeting date, attendance, voting results on specific proposals (such as the election of an executive director), and legal witness statements. The content focuses on the official announcement of voting results from a shareholders' meeting rather than the meeting materials or the full report. The document length is about 3,074 characters, which is relatively short and consistent with a voting results announcement. Therefore, this document fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2023-11-30 Chinese
北京市天元律师事务所关于中信建投证券股份有限公司2023年第四次临时股东大会的法律意见
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the convening, attendance, and voting procedures of the 2023 fourth extraordinary general meeting (EGM) of CITIC Securities Company Limited. It details the legal compliance of the meeting's call, the qualifications of attendees, the voting process, and the results of the shareholder votes. The document does not contain financial statements or management discussion but focuses on the legality and validity of the shareholder meeting and its resolutions. This type of document is a legal opinion related to shareholder meetings and voting results, which fits best under the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 3513 characters, which is relatively short but contains detailed voting results and legal opinions, not just an announcement of a report publication. Therefore, the classification is DVA with high confidence.
2023-11-30 Chinese
关于执行董事任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the election and appointment of an executive director, Mr. Zou Yingguang, by the company's shareholders at a general meeting. It includes details about the director's term, the approval process, and a brief biography. There is no financial data, audit information, or report content. The document fits the category of Board/Management Information, as it concerns changes in the company's board of directors.
2023-11-30 Chinese
董事名單與其角色和職能
Board/Management Information Classification · 95% confidence The document is a list of the company's board members and their roles and functions within various board committees. It includes names, titles, and committee memberships, but does not contain financial data, report content, or announcements of voting results. It is not a full annual report, audit report, earnings release, or any financial report. It is also not a regulatory filing or announcement of a report publication. The content clearly relates to board and management information, specifically detailing the composition and roles of the board of directors and committees. Therefore, the most appropriate classification is Board/Management Information (MANG). The document length is short and focused solely on board roles, supporting this classification with high confidence.
2023-11-30 Chinese
北京市金杜律师事务所关于北京金融控股集团有限公司增持中信建投证券股份有限公司股份之专项核查意见
Regulatory Filings
2023-11-22 Chinese
关于第一大股东增持公司H股股份实施完成的公告
Major Shareholding Notification Classification · 100% confidence The document is an announcement regarding the completion of a shareholding increase by the company's largest shareholder. It details the number of shares increased, the percentage change in ownership, and confirms that the increase does not trigger a takeover or change in control. The document is relatively short (2531 characters) and focuses on disclosing a change in major shareholding rather than providing financial statements or detailed financial analysis. It fits the definition of a Major Shareholding Notification (MRQ) rather than a full financial report or other filing types.
2023-11-22 Chinese

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