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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,202 across all filing types
Latest filing 2024-03-28 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
中信建投证券股份有限公司董事会审计委员会对会计师事务所2023年度履职监督情况的报告
Audit Report / Information Classification · 95% confidence The document is a report from the Board Audit Committee of CITIC Securities Co., Ltd. regarding the supervision of the external auditor's performance for the year 2023. It details the appointment process of the auditor, supervision of interim and annual audit work, and concludes on the auditor's performance and independence. The document is focused on audit oversight and does not contain the full annual report or financial statements. It is a standalone audit-related report describing the audit committee's supervisory activities and conclusions for the fiscal year 2023. Therefore, it fits the category of Audit Report / Information (AR). The document length is 1607 characters, which is consistent with a detailed audit supervision report rather than a brief announcement or certification. Hence, the classification is AR with high confidence. FY 2023
2024-03-28 Chinese
中信建投证券股份有限公司2023年年度报告（可视版）
Annual Report Classification · 100% confidence The document is titled as an "Annual Report" for the year 2023 of China Securities (中信建投证券). It contains detailed sections including Chairman's statement, company overview, financial data, management discussion and analysis, governance, risk disclosures, and audit opinions. The text references the full fiscal year 2023 (January 1 to December 31, 2023) and includes comprehensive financial and operational information. It also mentions the audit report with an unqualified opinion by KPMG, which is typical for an annual report. The document length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement or summary. Therefore, this document fits the definition of an Annual Report (10-K). FY 2023
2024-03-28 Chinese
中信建投证券股份有限公司董事会关于独立非执行董事2023年度独立性的专项评估意见
Governance Information Classification · 95% confidence The document is a special evaluation opinion from the board of directors regarding the independence of independent non-executive directors for the year 2023. It references regulatory rules and company bylaws related to director independence. The content is focused on governance and compliance with independence requirements rather than financial results or management changes. It is not a full annual report, audit report, or earnings release. It is also not an announcement of voting results or a proxy statement. The document fits best under Governance Information (CGR) as it details governance practices and board oversight on director independence.
2024-03-28 Chinese
2023年年度报告摘要
Annual Report Classification · 100% confidence The document is titled as the "2023 Annual Report Summary" of 中信建投证券股份有限公司 (CITIC Securities Co., Ltd.). It contains detailed financial data for the year 2023, including main accounting data, quarterly financial data, shareholder information, and bond information. The text references the full annual report and includes audit opinions from KPMG, which is typical for an annual report. The length of the document (15,000 characters) and the presence of substantive financial data and analysis confirm it is the actual report, not just an announcement or summary. Therefore, this document fits the definition of an Annual Report (10-K). FY 2023
2024-03-28 Chinese
中信建投证券股份有限公司董事会审计委员会2023年度履职情况报告
Regulatory Filings
2024-03-28 Chinese
中信建投证券股份有限公司2023年度独立非执行董事述职报告
Regulatory Filings
2024-03-28 Chinese

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