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Capital Asset Planning, Inc. — Investor Relations & Filings

Ticker · 3965 ISIN · JP3244420000 T Telecommunications, computer programming, consultancy, computing infrastructure, and other information service activities
Filings indexed 58 across all filing types
Latest filing 2023-12-26 AGM Information
Country JP Japan
Listing T 3965

About Capital Asset Planning, Inc.

https://www.cap-net.co.jp/en

Capital Asset Planning, Inc. is a financial technology company that provides system integration services and develops business application software for financial institutions. The company specializes in integrating financial technology (FT) and information technology (IT) to support the digital transformation of its clients, which primarily include life insurance companies, banks, and securities companies. Its core offerings are divided into three domains: digital transformation solutions, subscriptions for an integrated asset management platform, and asset management consulting. Key products include the Wealth Management Workstation and life plan simulation systems, designed to facilitate optimal asset allocation, efficient asset building, and business succession planning. The company offers comprehensive services ranging from system conceptualization and development to implementation and business reform consulting.

Recent filings

Filing Released Lang Actions
臨時報告書
AGM Information Classification · 100% confidence The document header explicitly states the filing type as "臨時報告書" (Extraordinary Report/Timely Disclosure Report) and the filing destination as "近畿財務局長" (Director of Kinki Local Finance Bureau). The content details the resolutions passed at the 35th Annual General Meeting (AGM) held on December 22, 2023, including dividend approval, and the election of directors and auditors, along with the voting results. This structure strongly indicates a report detailing the results of a shareholder meeting. Since the definition for AGM Information (AGM-R) covers 'Presentations and materials shared during the Annual General Meeting (AGM)', and this document reports the official results of the AGM, AGM-R is the most appropriate classification. It is not a DEF 14A (Remuneration) or a general 10-K (Annual Report). It is a specific report about the AGM proceedings and outcomes.
2023-12-26 Japanese
内部統制報告書-第35期(2022/10/01-2023/09/30)
Governance Information Classification · 100% confidence The document explicitly states in the header section (【提出書類】) that it is an "内部統制報告書" (Internal Control Report). It references the legal basis under the Financial Instruments and Exchange Act (金融商品取引法) and details the scope, criteria (based on the Corporate Accounting Council's standards), and the conclusion that internal controls are effective as of the fiscal year-end (2023年9月30日). This content aligns perfectly with the description of an Audit Report / Information (AR), which covers internal or regulatory stress tests and applied accounting principles, distinct from the full Annual Report (10-K). Although the Japanese term translates to 'Internal Control Report,' in the context of the provided classification schema, 'AR' (Audit Report / Information) is the closest fit for reports detailing internal control assessments and audit-related findings separate from the main annual filing.
2023-12-22 Japanese
確認書
Audit Report / Information Classification · 95% confidence The document is extremely short (625 characters) and contains a header section typical of Japanese regulatory filings, specifically mentioning a '確認書' (Confirmation Document) submitted to the '近畿財務局長' (Director of Kinki Local Finance Bureau) based on Article 24-4-2, Paragraph 1 of the Financial Instruments and Exchange Act. The main body confirms that the President and CFO have verified the appropriateness of the contents of the company's '有価証券報告書' (Securities Report) for the 35th period (Oct 1, 2022, to Sep 30, 2023). A Securities Report is the Japanese equivalent of a US 10-K. However, this document itself is not the full 10-K/Securities Report; it is a certification/confirmation document related to it. Since there is no specific category for a 'Securities Report Certification,' and given the nature of confirming the accuracy of a major annual filing, it is closely related to the Annual Report (10-K). However, based on the provided definitions, this document is a specific regulatory confirmation, not the full report itself. It does not fit perfectly into any category except potentially the general 'RNS' (Regulatory Filings) or perhaps 'AR' (Audit Report/Information) if we stretch the definition, but it is most accurately described as a specific regulatory filing related to the annual disclosure process. Given the context of confirming the *Securities Report* (10-K equivalent), and lacking a specific 'Certification' code, 'RNS' is the most appropriate fallback for a specific, non-standard regulatory confirmation document. FY 2023
2023-12-22 Japanese
有価証券報告書-第35期(2022/10/01-2023/09/30)
Annual Report Classification · 100% confidence The document is a Japanese 'Yuka Shoken Hokokusho' (Securities Report), which is the Japanese equivalent of a 10-K annual report. It contains comprehensive financial data, including consolidated and non-consolidated financial indicators, balance sheets, and business performance over multiple fiscal years. It is filed with the Kinki Local Finance Bureau under the Financial Instruments and Exchange Act. FY 2023
2023-12-22 Japanese
確認書
Regulatory Filings Classification · 100% confidence The document is a 'Confirmation Letter' (Kakunin-sho) filed under the Financial Instruments and Exchange Act. It serves as an officer certification by the CEO and CFO regarding the accuracy of a quarterly report. According to the 'Certification Rule', documents that are primarily officer certifications or attestations, even if they reference a report (like a quarterly report), should be classified as Regulatory Filings (RNS) rather than the report itself. Q3 35
2023-08-10 Japanese
四半期報告書-第35期第3四半期(2023/04/01-2023/06/30)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) filed with the Kinki Local Finance Bureau in Japan. It contains detailed financial statements, including the consolidated balance sheet and management's analysis of financial results for the third quarter of the 35th fiscal period (ending June 30, 2023). It is a comprehensive financial report rather than an announcement or a summary, fitting the definition of an Interim/Quarterly Report (IR). 9M 2023
2023-08-10 Japanese

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