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B. Riley Financial, Inc. — Investor Relations & Filings

Ticker · RILY ISIN · US05580M8507 LEI · 529900LRQ75IKIPK4990 US Financial and insurance activities
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Filings indexed 1,444 across all filing types
Latest filing 2024-11-26 Delisting Announcement
Country US United States of America
Listing US RILY

About B. Riley Financial, Inc.

https://brileyfin.com/

B. Riley Financial, Inc. is a diversified financial services provider that offers tailored solutions to meet the strategic, operational, and capital needs of its clients. The company operates through an integrated platform of complementary business units. Its core services include investment banking and capital markets, with a focus on the middle market, as well as wealth management for individuals and institutions. The firm also provides comprehensive advisory services, including restructuring, forensic accounting, litigation support, and real estate consulting. Other key activities include asset appraisal and disposition, specialty lending, and venture capital. Through its Principal Investments division, B. Riley also invests its own capital in a variety of opportunities and portfolio companies.

Recent filings

Filing Released Lang Actions
CURRENT REPORT
Delisting Announcement Classification · 100% confidence The document is a Form 8-K current report filed with the SEC by B. Riley Financial, Inc. It reports a notice from Nasdaq regarding the company's failure to timely file its quarterly reports (Form 10-Q) for the periods ended June 30, 2024, and September 30, 2024, which is a compliance issue related to listing rules. The document includes details about the delisting notice, the company's plan to regain compliance, and a press release attached as an exhibit. There are no actual financial statements or detailed financial data included in this filing; it is an announcement of a regulatory event (delisting notice) and related disclosures. Therefore, the appropriate classification is a Delisting Announcement (DLST).
2024-11-26 English
CURRENT REPORT
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a Current Report used to announce major events that shareholders should know about. The text includes detailed information about a material definitive agreement, specifically an equity purchase agreement and the closing of a transaction involving B. Riley Financial, Inc. It also references pro forma financial information to be filed later and includes exhibits such as the equity purchase agreement and a press release. The content focuses on a transaction completion and related agreements, which aligns with announcements of mergers, acquisitions, or significant asset transactions. The document is not a full annual or quarterly report, nor is it a simple announcement of a report publication. It is not a transcript, audit report, or governance information. The detailed description of the transaction and the filing of the agreement as an exhibit indicate this is a Capital/Financing Update or a Transaction announcement. Given the nature of the equity purchase agreement and the closing of the transaction, the best fit is Capital/Financing Update (CAP).
2024-11-21 English
Regulatory Filings 2024
Regulatory Filings
2024-11-14 English
Major Shareholding Notification 2024
Major Shareholding Notification
2024-11-14 English
CURRENT REPORT
Regulatory Filings Classification · 100% confidence The document is a Form 8-K current report filed by B. Riley Financial, Inc. on November 13, 2024. It includes a notification of late filing on Form 12b-25 related to the company's Quarterly Report on Form 10-Q for the period ended September 30, 2024. The document contains no actual financial statements or detailed financial analysis but rather informs about the delay and furnishes the Form 12b-25 as an exhibit. This is a regulatory announcement about the filing status rather than the financial report itself. Therefore, it fits best under Regulatory Filings (RNS).
2024-11-13 English
NOTIFICATION OF LATE FILING
Regulatory Filings Classification · 100% confidence The document is a Form 12b-25 filed with the SEC, which is a Notification of Late Filing. It specifically states that the company, B. Riley Financial, Inc., was unable to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, by the required date. The document provides detailed reasons for the delay and estimated financial results but does not contain the actual financial statements or the full quarterly report itself. The document is a regulatory notification about the delay in filing a report rather than the report itself. According to the rules, such a notification is classified as a Regulatory Filing (RNS) because it is a compliance document notifying the SEC and investors about the late filing status and related information, not the actual quarterly report (IR).
2024-11-13 English

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