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B. Riley Financial, Inc. — Investor Relations & Filings

Ticker · RILY ISIN · US05580M8507 LEI · 529900LRQ75IKIPK4990 US Financial and insurance activities
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Filings indexed 1,444 across all filing types
Latest filing 2024-09-23 Regulatory Filings
Country US United States of America
Listing US RILY

About B. Riley Financial, Inc.

https://brileyfin.com/

B. Riley Financial, Inc. is a diversified financial services provider that offers tailored solutions to meet the strategic, operational, and capital needs of its clients. The company operates through an integrated platform of complementary business units. Its core services include investment banking and capital markets, with a focus on the middle market, as well as wealth management for individuals and institutions. The firm also provides comprehensive advisory services, including restructuring, forensic accounting, litigation support, and real estate consulting. Other key activities include asset appraisal and disposition, specialty lending, and venture capital. Through its Principal Investments division, B. Riley also invests its own capital in a variety of opportunities and portfolio companies.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2024
Regulatory Filings
2024-09-23 English
Regulatory Filings 2024
Regulatory Filings
2024-09-20 English
FORM 8-K
Regulatory Filings Classification · 100% confidence The document is a Form 8-K current report filed with the SEC by B. Riley Financial, Inc. It reports a notice from Nasdaq regarding the company's non-compliance with a listing rule due to a delay in filing its Quarterly Report on Form 10-Q for the quarter ended June 30, 2024. The document includes details about the Nasdaq notice, the company's plan to regain compliance, and a press release attached as an exhibit. There are no actual financial statements or detailed financial data included in this document; it is an announcement of a regulatory event related to listing compliance and filing delays. Therefore, it is not an Interim/Quarterly Report (IR) itself, but a regulatory filing reporting the event. According to the rules, such filings that do not contain substantive financial data but report regulatory or compliance events should be classified as Regulatory Filings (RNS).
2024-08-23 English
AMENDMENT NO. 1 TO SCHEDULE 13D
Major Shareholding Notification
2024-08-16 English
Regulatory Filings 2024
Regulatory Filings
2024-08-14 English
NOTIFICATION OF LATE FILING
Regulatory Filings Classification · 100% confidence The document is a Form 12b-25 filed with the SEC, titled 'Notification of Late Filing.' It specifically states that the company, B. Riley Financial, Inc., is unable to file its Quarterly Report on Form 10-Q for the period ended June 30, 2024, by the required date due to delays in finalizing valuations. The document provides an explanation for the delay and some estimated financial results but does not contain the actual quarterly report or detailed financial statements. It is a notification about a delay in filing a report rather than the report itself. According to the classification rules, such a notification is a Regulatory Filing (RNS) because it is a compliance document notifying the SEC and investors about the late filing, not the actual quarterly report (IR).
2024-08-12 English

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