Year archive

B. Riley Financial, Inc. — 2021 filings

All 195 regulatory filings released by B. Riley Financial, Inc. (RILY) in 2021, sourced directly from the official regulator.

195 Filings

2021 Period

2021 filings (195)

Filing	Released	Lang
Director's Dealing 2021 Director's Dealing	2021-12-22	English
Director's Dealing 2021 Director's Dealing	2021-12-22	English
CURRENT REPORT Regulatory Filings	2021-12-22	English
SCHEDULE 13D Major Shareholding Notification	2021-12-17	English
Director's Dealing 2021 Director's Dealing	2021-12-15	English
CURRENT REPORT Capital/Financing Update	2021-12-13	English
Director's Dealing 2021 Director's Dealing	2021-12-07	English
Regulatory Filings 2021 Regulatory Filings	2021-12-03	English
FOR REGISTRATION OF CERTAIN CLASSES Capital/Financing Update	2021-12-03	English
CURRENT REPORT Capital/Financing Update	2021-12-03	English
PROSPECTUS SUPPLEMENT Capital/Financing Update	2021-12-02	English
FWP Capital/Financing Update	2021-12-01	English
CURRENT REPORT Capital/Financing Update	2021-11-29	English
PROSPECTUS SUPPLEMENT Capital/Financing Update	2021-11-29	English
SCHEDULE 13D Major Shareholding Notification	2021-11-24	English
Director's Dealing 2021 Director's Dealing	2021-11-19	English
AMENDMENT NO. 3 TO SCHEDULE 13D Major Shareholding Notification	2021-11-19	English
Director's Dealing 2021 Director's Dealing	2021-11-18	English
Director's Dealing 2021 Director's Dealing	2021-11-16	English
Director's Dealing 2021 Director's Dealing	2021-11-10	English
Regulatory Filings 2021 Regulatory Filings	2021-11-10	English
QUARTERLY REPORT Interim / Quarterly Report Q3 2021	2021-11-09	English
SCHEDULE 13G Major Shareholding Notification	2021-11-05	English
OWNERSHIP DOCUMENT Director's Dealing	2021-11-04	English
Director's Dealing 2021 Director's Dealing	2021-10-29	English
Director's Dealing 2021 Director's Dealing	2021-10-29	English
Director's Dealing 2021 Director's Dealing	2021-10-29	English
AMENDMENT NO. 7 TO SCHEDULE 13D Major Shareholding Notification	2021-10-29	English
AMENDMENT NO. 7 TO SCHEDULE 13D Major Shareholding Notification	2021-10-29	English
AMENDMENT NO. 13 TO SCHEDULE 13D Major Shareholding Notification	2021-10-29	English
OWNERSHIP DOCUMENT Director's Dealing	2021-10-29	English
OWNERSHIP DOCUMENT Director's Dealing	2021-10-29	English
Director's Dealing 2021 Director's Dealing	2021-10-29	English
OWNERSHIP DOCUMENT Director's Dealing	2021-10-29	English
OWNERSHIP DOCUMENT Director's Dealing	2021-10-29	English
Director's Dealing 2021 Director's Dealing	2021-10-29	English
Director's Dealing 2021 Director's Dealing	2021-10-29	English
CURRENT REPORT Earnings Release	2021-10-28	English
SC TO-T/A Filing M&A Activity	2021-10-26	English
Delisting Announcement 2021 Delisting Announcement	2021-10-21	English
Director's Dealing 2021 Director's Dealing	2021-10-20	English
Director's Dealing 2021 Director's Dealing	2021-10-18	English
Director's Dealing 2021 Director's Dealing	2021-10-04	English
Director's Dealing 2021 Director's Dealing	2021-09-29	English
SC TO-T Filing Merger & Acquisition	2021-09-23	English
OWNERSHIP DOCUMENT Director's Dealing	2021-09-21	English
OWNERSHIP DOCUMENT Director's Dealing	2021-09-17	English
Director's Dealing 2021 Director's Dealing	2021-09-14	English
SC TO-C Filing Merger & Acquisition	2021-09-13	English
Director's Dealing 2021 Director's Dealing	2021-09-10	English
OWNERSHIP DOCUMENT Director's Dealing	2021-09-10	English
Director's Dealing 2021 Director's Dealing	2021-09-09	English
Delisting Announcement 2021 Delisting Announcement	2021-09-07	English
Director's Dealing 2021 Director's Dealing	2021-09-03	English
AMENDMENT NO. 2 TO SCHEDULE 13D Major Shareholding Notification	2021-08-31	English
OWNERSHIP DOCUMENT Director's Dealing	2021-08-31	English
AMENDMENT NO. 6 TO SCHEDULE 13D Major Shareholding Notification	2021-08-30	English
Director's Dealing 2021 Director's Dealing	2021-08-30	English
Director's Dealing 2021 Director's Dealing	2021-08-27	English
Director's Dealing 2021 Director's Dealing	2021-08-23	English
OWNERSHIP DOCUMENT Director's Dealing	2021-08-20	English
Director's Dealing 2021 Director's Dealing	2021-08-19	English
Director's Dealing 2021 Director's Dealing	2021-08-18	English
Director's Dealing 2021 Director's Dealing	2021-08-17	English
Director's Dealing 2021 Director's Dealing	2021-08-17	English
Director's Dealing 2021 Director's Dealing	2021-08-13	English
SCHEDULE 13D Major Shareholding Notification	2021-08-13	English
CURRENT REPORT Board/Management Information	2021-08-12	English
Regulatory Filings 2021 Regulatory Filings	2021-08-12	English
CURRENT REPORT Capital/Financing Update	2021-08-11	English
PROSPECTUS SUPPLEMENT Capital/Financing Update	2021-08-11	English
Director's Dealing 2021 Director's Dealing	2021-08-11	English
OWNERSHIP DOCUMENT Director's Dealing	2021-08-06	English
Regulatory Filings 2021 Regulatory Filings	2021-08-06	English
FOR REGISTRATION OF CERTAIN CLASSES Regulatory Filings	2021-08-06	English
CURRENT REPORT Capital/Financing Update	2021-08-06	English
PROSPECTUS SUPPLEMENT Capital/Financing Update	2021-08-04	English
FWP Capital/Financing Update	2021-08-03	English
QUARTERLY REPORT Interim / Quarterly Report Q2 2021	2021-07-30	English
CURRENT REPORT Capital/Financing Update	2021-07-30	English
PRELIMINARY PROSPECTUS SUPPLEMENT Capital/Financing Update	2021-07-30	English
CURRENT REPORT Earnings Release	2021-07-29	English
Delisting Announcement 2021 Delisting Announcement	2021-07-23	English
AMENDMENT NO. 1 TO SCHEDULE 13G Major Shareholding Notification	2021-07-22	English
CURRENT REPORT Regulatory Filings	2021-06-25	English
CURRENT REPORT Capital/Financing Update	2021-06-25	English
Director's Dealing 2021 Director's Dealing	2021-06-17	English
AMENDMENT NO. 1 TO SCHEDULE 13D Major Shareholding Notification	2021-06-17	English
Director's Dealing 2021 Director's Dealing	2021-06-17	English
Director's Dealing 2021 Director's Dealing	2021-06-08	English
Director's Dealing 2021 Director's Dealing	2021-06-08	English
Director's Dealing 2021 Director's Dealing	2021-06-08	English
Director's Dealing 2021 Director's Dealing	2021-06-08	English
Director's Dealing 2021 Director's Dealing	2021-06-08	English
Director's Dealing 2021 Director's Dealing	2021-06-08	English
Director's Dealing 2021 Director's Dealing	2021-06-08	English
Director's Dealing 2021 Director's Dealing	2021-06-02	English
CURRENT REPORT Board/Management Information	2021-06-02	English
Director's Dealing 2021 Director's Dealing	2021-06-02	English
Director's Dealing 2021 Director's Dealing	2021-06-02	English
Director's Dealing 2021 Director's Dealing	2021-06-02	English
Director's Dealing 2021 Director's Dealing	2021-06-02	English
Director's Dealing 2021 Director's Dealing	2021-06-02	English
OWNERSHIP DOCUMENT Director's Dealing	2021-06-02	English
CURRENT REPORT Declaration of Voting Results & Voting Rights Announcements	2021-05-28	English
REGISTRATION STATEMENT Regulatory Filings	2021-05-28	English
REGISTRATION STATEMENT Regulatory Filings	2021-05-28	English
Director's Dealing 2021 Director's Dealing	2021-05-26	English
Director's Dealing 2021 Director's Dealing	2021-05-26	English
Director's Dealing 2021 Director's Dealing	2021-05-26	English
Director's Dealing 2021 Director's Dealing	2021-05-26	English
Director's Dealing 2021 Director's Dealing	2021-05-26	English
Director's Dealing 2021 Director's Dealing	2021-05-26	English
SCHEDULE 13D Major Shareholding Notification	2021-05-21	English
Regulatory Filings 2021 Regulatory Filings	2021-05-13	English
Director's Dealing 2021 Director's Dealing	2021-05-12	English
QUARTERLY REPORT Interim / Quarterly Report Q1 2021	2021-05-07	English
Major Shareholding Notification 2021 Major Shareholding Notification	2021-05-07	English
Director's Dealing 2021 Director's Dealing	2021-05-07	English
Director's Dealing 2021 Director's Dealing	2021-05-06	English
CURRENT REPORT Earnings Release	2021-05-03	English
DEFINITIVE PROXY STATEMENT Proxy Solicitation & Information Statement	2021-04-20	English
Director's Dealing 2021 Director's Dealing	2021-04-12	English
CURRENT REPORT Capital/Financing Update	2021-04-06	English
PROSPECTUS SUPPLEMENT Capital/Financing Update	2021-04-06	English
Delisting Announcement 2021 Delisting Announcement	2021-03-30	English
Regulatory Filings 2021 Regulatory Filings	2021-03-29	English
FOR REGISTRATION OF CERTAIN CLASSES Regulatory Filings	2021-03-29	English
CURRENT REPORT Capital/Financing Update	2021-03-29	English
AMENDMENT NO. 12 TO SCHEDULE 13D Major Shareholding Notification	2021-03-26	English
Director's Dealing 2021 Director's Dealing	2021-03-26	English
PROSPECTUS SUPPLEMENT Capital/Financing Update	2021-03-25	English
FWP Capital/Financing Update	2021-03-24	English
CURRENT REPORT Capital/Financing Update	2021-03-23	English
Capital/Financing Update 2021 Capital/Financing Update	2021-03-23	English
AMENDMENT NO. 6 TO SCHEDULE 13D Major Shareholding Notification	2021-03-23	English
SCHEDULE 13D Major Shareholding Notification	2021-03-05	English
AMENDMENT NO. 5 TO SCHEDULE 13D Major Shareholding Notification	2021-03-04	English
ANNUAL REPORT Annual Report FY 2020	2021-03-03	English
CURRENT REPORT Regulatory Filings	2021-03-01	English
Director's Dealing 2021 Director's Dealing	2021-02-25	English
CURRENT REPORT Earnings Release	2021-02-25	English
CURRENT REPORT M&A Activity	2021-02-25	English
SC TO-T/A Filing Merger & Acquisition	2021-02-25	English
OWNERSHIP DOCUMENT Director's Dealing	2021-02-19	English
OWNERSHIP DOCUMENT Director's Dealing	2021-02-19	English
OWNERSHIP DOCUMENT Director's Dealing	2021-02-19	English
OWNERSHIP DOCUMENT Director's Dealing	2021-02-19	English
Director's Dealing 2021 Director's Dealing	2021-02-19	English
Director's Dealing 2021 Director's Dealing	2021-02-19	English
Director's Dealing 2021 Director's Dealing	2021-02-19	English
Director's Dealing 2021 Director's Dealing	2021-02-18	English
SC TO-T/A Filing M&A Activity	2021-02-17	English
Major Shareholding Notification 2021 Major Shareholding Notification	2021-02-16	English
Director's Dealing 2021 Director's Dealing	2021-02-12	English
AMENDMENT NO. 2 TO SCHEDULE 13G Major Shareholding Notification	2021-02-12	English
Regulatory Filings 2021 Regulatory Filings	2021-02-12	English
SC TO-T/A Filing Regulatory Filings	2021-02-12	English
AMENDMENT NO. 11 TO SCHEDULE 13D Major Shareholding Notification	2021-02-10	English
Merger & Acquisition 2021 Merger & Acquisition	2021-02-09	English
SC TO-T/A Filing Regulatory Filings	2021-02-09	English
Director's Dealing 2021 Director's Dealing	2021-02-02	English
Major Shareholding Notification 2021 Major Shareholding Notification	2021-02-02	English
Director's Dealing 2021 Director's Dealing	2021-02-02	English
Director's Dealing 2021 Director's Dealing	2021-02-01	English
AMENDMENT NO. 4 TO SCHEDULE 13D Major Shareholding Notification	2021-02-01	English
Director's Dealing 2021 Director's Dealing	2021-01-29	English
REGISTRATION STATEMENT Capital/Financing Update	2021-01-28	English
SCHEDULE 13G Major Shareholding Notification	2021-01-27	English
Director's Dealing 2021 Director's Dealing	2021-01-27	English
Director's Dealing 2021 Director's Dealing	2021-01-27	English
SC TO-T Filing Merger & Acquisition	2021-01-27	English
AMENDMENT NO. 10 TO SCHEDULE 13D Major Shareholding Notification	2021-01-26	English
OWNERSHIP DOCUMENT Director's Dealing	2021-01-26	English
Regulatory Filings 2021 Regulatory Filings	2021-01-25	English
FOR REGISTRATION OF CERTAIN CLASSES Capital/Financing Update	2021-01-25	English
FORM 8-K Capital/Financing Update	2021-01-25	English
OWNERSHIP DOCUMENT Director's Dealing	2021-01-25	English
Director's Dealing 2021 Director's Dealing	2021-01-25	English
Capital/Financing Update 2021 Capital/Financing Update	2021-01-21	English
FREE WRITING PROSPECTUS Capital/Financing Update	2021-01-20	English
CURRENT REPORT Capital/Financing Update	2021-01-20	English
FORM 424B5 Capital/Financing Update	2021-01-20	English
CURRENT REPORT Capital/Financing Update	2021-01-15	English
PROSPECTUS SUPPLEMENT Capital/Financing Update	2021-01-13	English
OWNER DOCUMENT Director's Dealing	2021-01-13	English
Director's Dealing 2021 Director's Dealing	2021-01-13	English
Director's Dealing 2021 Director's Dealing	2021-01-13	English
OWNERSHIP DOCUMENT Director's Dealing	2021-01-13	English
CURRENT REPORT Capital/Financing Update	2021-01-12	English
PROSPECTUS Capital/Financing Update	2021-01-12	English
CURRENT REPORT Regulatory Filings	2021-01-11	English
CURRENT REPORT Proxy Solicitation & Information Statement	2021-01-11	English
SC TO-C Filing M&A Activity	2021-01-11	English
CURRENT REPORT Capital/Financing Update	2021-01-05	English

Filings by year

2026 23 filings
2025 66 filings
2024 76 filings
2023 129 filings
2022 156 filings
2021 195 filings
2020 161 filings
2019 117 filings
2018 117 filings
2017 119 filings
2016 69 filings
2015 48 filings
2014 58 filings
2013 26 filings
2012 13 filings
2011 26 filings
2010 45 filings