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B. Riley Financial, Inc. Director's Dealing 2021

Jun 2, 2021

33748_dirs_2021-06-02_882d2b2d-88b4-49e1-b0b2-8940fa5f3b09.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: B. Riley Financial, Inc. (RILY)
CIK: 0001464790
Period of Report: 2021-05-28

Reporting Person: WEITZMAN HOWARD (SVP, Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-28	Common Stock	A	2746	$0.00	Acquired	47144	Direct
2021-05-28	Common Stock	S	10973	$73.86	Disposed	36171	Direct
2021-06-02	Common Stock	S	4530	$74.18	Disposed	31641	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7500	Indirect

Footnotes

F1: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024.

F2: Held by self-directed 401(k) Plan.