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B. Riley Financial, Inc. — Director's Dealing 2021
Jun 2, 2021
33748_dirs_2021-06-02_5cb4ed7d-0765-43be-9d7d-9def771d4371.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: B. Riley Financial, Inc. (RILY)
CIK: 0001464790
Period of Report: 2021-05-28
Reporting Person: Ahn Phillip J. (CFO & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-28 | Common Stock | A | 22048 | $0.00 | Acquired | 185462 | Direct |
Footnotes
F1: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024.
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