B. Riley Financial, Inc. — Director's Dealing 2021

Feb 18, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: B. Riley Principal 150 Merger Corp. (BRPM)
CIK: 0001839360
Period of Report: 2021-02-18

Reporting Person: B. Riley Financial, Inc. (10% Owner)
Reporting Person: B. Riley Principal 150 Sponsor Co., LLC (10% Owner)
Reporting Person: B. RILEY PRINCIPAL INVESTMENTS, LLC (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (4312500)		Indirect

Footnotes

F1: The shares of Class B common stock will automatically convert into shares of the Issuer's Class A common stock at the time of the Issuer's initial business combination as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251955) (the "Registration Statement") and have no expiration date.

F2: These shares represent the Class B common stock beneficially owned by the Reporting Persons, acquired pursuant to a subscription agreement by and between B. Riley Principal 150 Sponsor Co., LLC (the "Sponsor") and the Issuer. The shares of Class B common stock owned by the Sponsor include up to 562,500 shares of Class B common stock subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F3: B. Riley Principal Investments, LLC ("BRPI") is the managing member of the Sponsor and is a wholly-owned subsidiary of B. Riley Financial, Inc. ("BRF"). BRPI has voting and dispositive power over the securities held by the Sponsor. BRF disclaims beneficial ownership over any securities directly held by the Sponsor other than to the extent of any pecuniary interest it may have therein, directly or indirectly.