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B. Riley Financial, Inc. — Investor Relations & Filings

Ticker · RILY ISIN · US05580M8507 LEI · 529900LRQ75IKIPK4990 US Financial and insurance activities
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Filings indexed 1,444 across all filing types
Latest filing 2025-07-03 Regulatory Filings
Country US United States of America
Listing US RILY

About B. Riley Financial, Inc.

https://brileyfin.com/

B. Riley Financial, Inc. is a diversified financial services provider that offers tailored solutions to meet the strategic, operational, and capital needs of its clients. The company operates through an integrated platform of complementary business units. Its core services include investment banking and capital markets, with a focus on the middle market, as well as wealth management for individuals and institutions. The firm also provides comprehensive advisory services, including restructuring, forensic accounting, litigation support, and real estate consulting. Other key activities include asset appraisal and disposition, specialty lending, and venture capital. Through its Principal Investments division, B. Riley also invests its own capital in a variety of opportunities and portfolio companies.

Recent filings

Filing Released Lang Actions
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a Current Report used to announce major events that shareholders should know about. The text includes details about a material definitive agreement (an equity purchase agreement), completion of acquisition or disposition of assets, and a private exchange transaction involving senior notes. It also references exhibits such as the equity purchase agreement and a press release. The document is not a full annual or quarterly report, nor is it an earnings release or management discussion. It is a regulatory filing reporting significant corporate events and transactions. Therefore, the appropriate classification is Regulatory Filings (RNS). The document length is 9979 characters, which is substantial and contains detailed event disclosures, supporting this classification with high confidence.
2025-07-03 English
CURRENT REPORT
Regulatory Filings Classification · 100% confidence The document is a Form 8-K filed with the SEC by B. Riley Financial, Inc. It reports a notice from Nasdaq regarding the company's delay in filing its Annual Report on Form 10-K for the period ended December 31, 2024, and its Quarterly Report on Form 10-Q for the period ended March 31, 2025. The document details the Nasdaq notice about non-compliance with listing rules and the granted exception to regain compliance by September 29, 2025. It also includes a press release attached as an exhibit. The document is a current report on a material event (delisting notice and compliance status) rather than the actual annual or quarterly reports themselves. Therefore, it is a regulatory announcement about compliance and listing status, fitting the category of Regulatory Filings (RNS).
2025-06-06 English
Director's Dealing 2025
Director's Dealing
2025-06-05 English
Director's Dealing 2025
Director's Dealing
2025-06-05 English
Director's Dealing 2025
Director's Dealing
2025-06-04 English
Director's Dealing 2025
Director's Dealing
2025-06-04 English

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