Skip to main content
B. Riley Financial, Inc. logo

B. Riley Financial, Inc. — Investor Relations & Filings

Ticker · RILY ISIN · US05580M8507 LEI · 529900LRQ75IKIPK4990 US Financial and insurance activities
Open in API
Filings indexed 1,444 across all filing types
Latest filing 2025-11-14 Board/Management Inform…
Country US United States of America
Listing US RILY

About B. Riley Financial, Inc.

https://brileyfin.com/

B. Riley Financial, Inc. is a diversified financial services provider that offers tailored solutions to meet the strategic, operational, and capital needs of its clients. The company operates through an integrated platform of complementary business units. Its core services include investment banking and capital markets, with a focus on the middle market, as well as wealth management for individuals and institutions. The firm also provides comprehensive advisory services, including restructuring, forensic accounting, litigation support, and real estate consulting. Other key activities include asset appraisal and disposition, specialty lending, and venture capital. Through its Principal Investments division, B. Riley also invests its own capital in a variety of opportunities and portfolio companies.

Recent filings

Filing Released Lang Actions
CURRENT REPORT
Board/Management Information Classification · 100% confidence The document is a Form 8-K filed with the SEC by B. Riley Financial, Inc. The filing date is November 8, 2025, and it reports a material event related to the departure, election, or appointment of directors or officers, specifically an amended and restated employment agreement with the Co-Chief Executive Officer. The content focuses on management changes and compensation arrangements rather than financial results, audit information, or other report types. The document is not an annual or quarterly report, earnings release, or proxy statement. It clearly falls under announcements related to board or management changes. Therefore, the appropriate classification is Board/Management Information (MANG). The document length (over 14,000 characters) and detailed content confirm it is not a brief announcement or certification but a substantive filing about management changes.
2025-11-14 English
Major Shareholding Notification 2025
Major Shareholding Notification
2025-11-13 English
NOTIFICATION OF LATE FILING
Regulatory Filings Classification · 100% confidence The document is a Form 12b-25, which is a Notification of Late Filing submitted to the SEC. It specifically states that the company, B. Riley Financial, Inc., was unable to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 by the required date and is working to finalize the reports for the prior quarters as well. The document contains no actual financial statements or detailed financial analysis but rather explains the delay and provides estimated financial results. This type of filing is an announcement related to the delay in filing a report rather than the report itself. According to the classification rules, such a notification is best classified under Regulatory Filings (RNS) as it is a compliance-related announcement and does not contain the substantive financial data of the 10-Q report itself.
2025-11-12 English
CURRENT REPORT
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a Current Report pursuant to the Securities Exchange Act of 1934. It reports the preliminary unaudited financial results for the three-month period ended September 30, 2025, and includes a press release as an exhibit. The document explicitly states it is a Current Report (Form 8-K) and not a full quarterly or annual report. The content is typical of an Earnings Release announcement, providing key financial results for a quarter but not the comprehensive financial statements or detailed analysis found in an Interim/Quarterly Report (10-Q) or Annual Report (10-K). Therefore, the appropriate classification is Earnings Release (ER).
2025-11-06 English
PROXY STATEMENT
Proxy Solicitation & Information Statement Classification · 100% confidence The document is titled 'Proxy Statement' and references SEC Schedule 14A, which is the official form for proxy solicitation materials. It includes details about the Annual Meeting of Stockholders, voting instructions, director nominations, and proposals to be voted on. The document is not the actual Annual Report or financial statements but rather materials sent to shareholders to provide information and request votes for the meeting. The presence of voting instructions, director election details, and advisory votes on executive compensation confirms this is a Proxy Solicitation & Information Statement. The document length (5666 characters) and content confirm it is not a brief announcement or a full financial report but the proxy materials themselves. Therefore, the correct classification is PSI (Proxy Solicitation & Information Statement).
2025-10-22 English
PROXY STATEMENT
Proxy Solicitation & Information Statement
2025-10-22 English

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.