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Aozora Bank, Ltd. — Investor Relations & Filings

Ticker · 8304 ISIN · JP3711200000 LEI · X0XUGKC9FD2CYUQNC010 T Financial and insurance activities
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Filings indexed 97 across all filing types
Latest filing 2024-07-16 Capital/Financing Update
Country JP Japan
Listing T 8304

About Aozora Bank, Ltd.

https://www.aozorabank.co.jp/english/

Aozora Bank, Ltd. is a commercial bank providing a comprehensive suite of banking and financial products and services. The bank's operations are centered on its corporate and retail banking segments. It offers specialized financial solutions to corporate clients and a range of services to individual customers. The institution operates through a network of domestic branches and maintains an international presence via representative offices.

Recent filings

Filing Released Lang Actions
訂正発行登録書
Capital/Financing Update Classification · 98% confidence The document is titled "訂正発行登録書" (Correction Registration Statement) and is submitted to the Kanto Local Finance Bureau Director. It explicitly mentions the type of security being registered as "社債" (Corporate Bonds) and refers to a previous "発行登録書" (Registration Statement) from 2023. The purpose is related to the issuance of securities (capital raising/financing). This strongly aligns with the Capital/Financing Update category (CAP), which covers fundraising and capital structure changes. Although it is a correction filing, the core subject matter is the registration for issuing debt securities.
2024-07-16 Japanese
訂正臨時報告書
Share Issue/Capital Change Classification · 100% confidence The document is titled "訂正臨時報告書" (Corrected Extraordinary Report) and explicitly states in Section 1 that it is being submitted based on Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act and Article 19, Paragraph 2, Item 2 of the Cabinet Office Ordinance on Disclosure of Corporate Information. The content details the resolution by the Board of Directors to issue stock options (new share warrants) to directors and executive officers. This type of filing, which reports on specific corporate actions like financing, capital structure changes, or significant resolutions outside of regular periodic reports, is best classified as a Capital/Financing Update (CAP) or potentially a Regulatory Filing (RNS). Since the core subject is the issuance of stock options (a financing/capital structure event), CAP is the most specific fit among the provided options, as it covers 'company fundraising, financing activities, or capital structure changes.' The document is a formal report detailing the terms of the issuance, not just an announcement of a report (RPA).
2024-07-16 Japanese
訂正発行登録書
Capital/Financing Update Classification · 95% confidence The document is titled "訂正発行登録書" (Correction Registration Statement) and is submitted to the Kanto Local Finance Bureau Director. It explicitly deals with the registration of securities for issuance, specifically mentioning "社債" (corporate bonds) and referencing a previous "発行登録書" (Registration Statement). This type of filing, related to the registration of securities for offering or issuance, falls under the category of Capital/Financing Update (CAP) or potentially a general Regulatory Filing (RNS). Since it is a formal registration document related to issuing debt (corporate bonds), 'CAP' (Capital/Financing Update) is the most specific fit among the provided options, as it concerns capital structure changes/fundraising activities. Although it is a correction, the underlying nature is financing registration.
2024-07-01 Japanese
臨時報告書
Major Shareholding Notification Classification · 100% confidence The document is titled "臨時報告書" (Extraordinary Report/Timely Disclosure Report) and is submitted to the Kanto Local Finance Bureau Director on July 1, 2024. The content explicitly states that the filing is due to a change in a major shareholder following the completion of a third-party allotment of new shares (a financing activity) on July 1, 2024. This structure—a formal report detailing a significant corporate event (share issuance/change in control/major holding change) submitted outside of the regular annual (10-K) or quarterly (IR) cycle—is characteristic of a timely disclosure required under Japanese financial regulations (FIEA). Since the core event is a change in major shareholding (moving from 5.12% to 19.90% ownership by Daiwa Securities Group HQ), it strongly relates to 'Major Shareholding Notification' (MRQ). However, the document itself is a formal regulatory filing ('臨時報告書') triggered by a capital change ('第三者割当による新株式の発行'). Given the options, 'CAP' (Capital/Financing Update) covers the underlying event (share issuance), and 'MRQ' covers the resulting change in major shareholder notification. Since the document explicitly details the change in ownership percentage and the date of the capital change that caused it, 'CAP' is a strong candidate, but 'MRQ' specifically addresses the notification of the resulting major shareholder change. In the context of the provided definitions, a document detailing the change in major shareholder ownership resulting from a financing event is best classified as 'MRQ' (Major Shareholding Notification), as the primary focus of the report sections (2) and (3) is the change in ownership percentage and the date it occurred. If the document were purely about the issuance terms without the shareholder change detail, CAP would be better. Given the explicit focus on the shareholder change, MRQ is the most precise fit among the choices for this specific disclosure type.
2024-07-01 Japanese
訂正有価証券届出書（参照方式）
Share Issue/Capital Change Classification · 98% confidence The document is titled "訂正有価証券届出書（参照）" (Amended Securities Registration Statement (Reference)) and is filed with the Kanto Local Finance Bureau (関東財務局長). It details the issuance of new shares (株式) via a third-party allotment (第三者割当) to Daiwa Securities Group Inc. (株式会社大和証券グループ本社) as part of a capital and business alliance. This document structure, focusing on the details of a securities offering (募集要項, 売出要項, 第三者割当の場合の特記事項), is characteristic of a registration statement filed under Japanese securities law, which corresponds to the US SEC's Form F-1 or similar offering documents, but within the provided classification schema, it most closely aligns with a filing related to capital structure changes or financing activities. Given the options: - 10-K is an annual report. - ER is an earnings release. - IR is an interim report. - The document is a formal filing detailing a capital increase (issuance of shares) for financing purposes (to repay bonds). This is a comprehensive filing detailing a capital raise (issuance of shares for cash/capital injection). The most appropriate category among the choices that covers financing activities and capital structure changes is 'Capital/Financing Update' (CAP). While it is a formal registration statement, 'CAP' captures the substance of the filing (issuing shares to raise capital and strengthen capital base) better than the general 'RNS' or 'LTR'. It is not an announcement of a report (RPA), but the report itself detailing the transaction.
2024-06-27 Japanese
内部統制報告書－第91期(2023/04/01－2024/03/31)
Governance Information Classification · 100% confidence The document is explicitly titled "内部統制報告書" (Internal Control Report) in the header and throughout the text. It references the legal basis as Article 24-4-4, Paragraph 1 of the Financial Instruments and Exchange Act (金融商品取引法第24条の４の４第１項), which mandates the filing of an Internal Control Report in Japan. The content details the framework, scope, criteria (based on the end of the fiscal year, March 31, 2024), and the conclusion that internal controls over financial reporting are effective. This directly corresponds to the requirements for an Internal Control Report, which is a specific type of regulatory filing in Japan, distinct from a full Annual Report (10-K) or a general Audit Report (AR). Given the specific nature of this mandatory Japanese filing, the closest general category that captures comprehensive internal control reporting is not explicitly listed, but based on the definitions provided, it is a formal regulatory document detailing internal processes and compliance. Since there is no specific code for 'Internal Control Report' (which is often filed alongside or as part of the 10-K equivalent in other jurisdictions), and it is a comprehensive report on internal structure rather than just an announcement, it is best classified as a specialized report. However, looking at the provided codes, 'AR' (Audit Report / Information) is the closest fit for a formal report on internal assurance/testing, although 'Internal Control Report' is more specific. Given the context of Japanese filings, this document type is highly specific. Since it is a formal, comprehensive report on internal controls, and not just an announcement, it is not RPA or RNS. It is a formal report on internal assurance/testing, making 'AR' the most plausible fit among the given options, even though it's specifically an Internal Control Report, not a traditional external Audit Report.
2024-06-27 Japanese

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