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ATOMOS LIMITED Major Shareholding Notification 2024

May 21, 2024

64380_rns_2024-05-21_2d14e735-3e08-45f8-85e7-4893923c07f1.pdf

Major Shareholding Notification

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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme ATOMOS LTD (AMS)
ACN/ARSN 139 730 500
1. Details of substantial holder (1)
Regal Funds Management Pty Limited and its associates
Name
(see Annexure 1)
ACN/ARSN (if applicable) -
There was a change in the interests of the substantial holder on
20/05/2024
The previous notice was given to the company on 27/10/2022
The previous notice was dated 25/10/2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Previous notice Current notice
Class of securities (4)
Person's votes Voting power Person's votes Voting power (5)
(5)
ORDINARY 44,013,922 14.32% 99,338,770 8.19%
The % substantial is based on the shares on issue of 1,212,983,062 as disclosed by the Company on 21-05-2024.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
See Annexure 2
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Class and
Holder of relevant interest Registered holder of securities Person entitled to be registered Nature of relevant number of Person's
as holder (8) interest (6) securities votes
Power to control the
Regal Funds Management UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH exercise of a power 43,785,454 43,785,454
Pty Ltd and its associates to dispose of ORDINARY
securities
Power to control the
Regal Funds Management MERRILL LYNCH (AUS) NOMINEES PTY MERRILL LYNCH exercise of a power 18,172,782
Pty Ltd and its associates LTD INTERNATIONAL LIMITED to dispose of ORDINARY 18,172,782
securities
Power to control the
Regal Funds Management Pty Ltd and its associates J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC exercise of a power to dispose of ORDINARY11,356,572 11,356,572
securities
Power to control the
Regal Funds Management HSBC CUSTODY NOMINEES HSBC Bank Australia Ltd exercise of a power 26,023,962 26,023,962
Pty Ltd and its associates (AUSTRALIA) LIMITED to dispose of ORDINARY
securities
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL FUNDS MANAGEMENT PTY LIMITED
NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL PARTNERS LIMITED
NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 22/05/2024
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
Rounding
Regal Funds Management Pty Limited (and Regal adjustment from
Partners Limited by virtue of control of Regal Funds previous right
26/10/2022 Management Pty Limited) Sell entitlement 1 Ordinary 1
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
26/10/2022 Management Pty Limited) Sell 86025.03 810792 Ordinary 810792
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
27/10/2022 Management Pty Limited) Sell 27394.29 260898 Ordinary 260898
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
28/10/2022 Management Pty Limited) Sell 12533.21 119137 Ordinary 119137
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
31/10/2022 Management Pty Limited) Sell 3476.76 33112 Ordinary 33112
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Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
18/11/2022 Management Pty Limited) Sell 4262.70 39653 Ordinary 39653
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
21/11/2022 Management Pty Limited) Sell 893509.90 8935099 Ordinary 8935099
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
21/11/2022 Management Pty Limited) Buy 1142119.30 11421193 Ordinary 11421193
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
22/11/2022 Management Pty Limited) Buy 1241382.80 12413828 Ordinary 12413828
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
5/12/2022 Management Pty Limited) Sell 105958.23 1431868 Ordinary 1431868
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
7/12/2022 Management Pty Limited) Sell 749.32 12284 Ordinary 12284
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
20/05/2024 Management Pty Limited) Buy 862653.42 43132671 Ordinary 43132671
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds Holding diluted due to the issue of shares on the 20th May 2024 as announced by
20/05/2024 Management Pty Limited) the Company via Appendix 2A..
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