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ATOMOS LIMITED Major Shareholding Notification 2024

Jul 16, 2024

64380_rns_2024-07-16_3e864aca-7c04-441a-b301-ceabfc8344ff.pdf

Major Shareholding Notification

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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
-
15/07/2024
The previous notice was given to the company on
22/05/2024
The previous notice was dated
20/05/2024
2. Previous and present voting power
The % substantial is based on the shares on issue of 1,213,662,308 as disclosed by the Company on 23-05-2024.
3. Changes in relevant interests
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Nature of relevant
interest (6)
Class and
number of
securities
Person's
votes
Power to control the
exercise of a power
to dispose of
securities
51,534,814
ORDINARY
51,534,814
Power to control the
exercise of a power
to dispose of
securities
6,392
ORDINARY
6,392
Power to control the
exercise of a power
to dispose of
securities
9,504,109
ORDINARY
9,504,109
Power to control the
exercise of a power
to dispose of
securities
26,023,962
ORDINARY
26,023,962
Class and number of securities
Class of securities (4)
Voting power
(5)
Person's votes
Previous notice
Current notice
Person's votes
Voting power (5)
ORDINARY
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme
since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Consideration (9)
99,338,770
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
There was a change in the interests of the substantial holder on
ATOMOS LTD (AMS)
139 730 500
Regal Funds Management Pty Limited and its associates
(see Annexure 1)
8.19%
87,069,277
7.17%
Holder of relevant interest
Date of acquisition
See Annexure 2
Holder of relevant interest
Regal Funds Management Pty
Ltd and its associates
Registered holder of securities
UBS NOMINEES PTY LTD
Person entitled to be registered
as holder (8)
UBS AG, AUSTRALIA BRANCH
Regal Funds Management Pty
Ltd and its associates
J.P. MORGAN PRIME NOMINEES LTD
J.P MORGAN SECURITIES
PLC
Regal Funds Management Pty
Ltd and its associates
HSBC CUSTODY NOMINEES
(AUSTRALIA) LIMITED
HSBC Bank Australia Ltd
MERRILL LYNCH (AUS) NOMINEES PTY
LTD
Regal Funds Management Pty
Ltd and its associates
MERRILL LYNCH
INTERNATIONAL LIMITED
ATOMOS LTD (AMS)
139 730 500
Regal Funds Management Pty Limited and its associates
(see Annexure 1)
-
Holder of relevant interest Registered holder of securities Person entitled to be registered
as holder (8)
Nature of relevant
interest (6)
Class and
number of
securities
Person's
votes
Regal Funds Management Pty
Ltd and its associates

UBS NOMINEES PTY LTD
UBS AG, AUSTRALIA BRANCH Power to control the
exercise of a power
to dispose of
securities
51,534,814
ORDINARY
51,534,814
Regal Funds Management Pty
Ltd and its associates
MERRILL LYNCH (AUS) NOMINEES PTY
LTD

MERRILL LYNCH
INTERNATIONAL LIMITED
Power to control the
exercise of a power
to dispose of
securities
6,392
ORDINARY
6,392
Regal Funds Management Pty
Ltd and its associates

J.P. MORGAN PRIME NOMINEES LTD
J.P MORGAN SECURITIES
PLC
Power to control the
exercise of a power
to dispose of
securities
9,504,109
ORDINARY
9,504,109
Regal Funds Management Pty
Ltd and its associates

HSBC CUSTODY NOMINEES
(AUSTRALIA) LIMITED
HSBC Bank Australia Ltd Power to control the
exercise of a power
to dispose of
securities
26,023,962
ORDINARY
26,023,962
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
REGAL FUNDS MANAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
REGAL PARTNERS LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
Signature
print name
KennyHo
capacity CompanySecretary
sign here date 17/07/2024
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
28/05/2024 Management Pty Limited) Sell 42929.43 1866497 Ordinary 1866497
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
29/05/2024 Management Pty Limited) Sell 837.03 40153 Ordinary 40153
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
30/05/2024 Management Pty Limited) Sell 55650.00 2650000 Ordinary 2650000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
31/05/2024 Management Pty Limited) Sell 18900.00 900000 Ordinary 900000
19/06/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 200234.54 10538660 Ordinary 10538660
19/06/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Buy 200234.54 10538660 Ordinary 10538660
25/06/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 36000.00 2000000 Ordinary 2000000
26/06/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 10547.89 555152 Ordinary 555152
27/06/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 9900.00 550000 Ordinary 550000
28/06/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 190000.00 10000000 Ordinary 10000000
28/06/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Buy 190000.00 10000000 Ordinary 10000000
10/07/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 58668.83 1730644 Ordinary 1730644
11/07/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 36074.03 1156219 Ordinary 1156219
12/07/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 16280.84 518498 Ordinary 518498
15/07/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 10521.08 302330 Ordinary 302330