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ATOMOS LIMITED — Major Shareholding Notification 2024
Oct 7, 2024
64380_rns_2024-10-07_85f6ee51-09b7-406f-b09e-b4638607ca4f.pdf
Major Shareholding Notification
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| Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
|---|---|---|---|---|---|---|---|
| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 4/10/2024 The previous notice was given to the company on 17/07/2024 The previous notice was dated 15/07/2024 2. Previous and present voting power The % substantial is based on the shares on issue of 1,215,017,648 as disclosed by the Company on 01-10-2024. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes Power to control the exercise of a power to dispose of securities 40,940,251 ORDINARY 40,940,251 Power to control the exercise of a power to dispose of securities 1,778,665 ORDINARY 1,778,665 Power to control the exercise of a power to dispose of securities 12,479,020 ORDINARY 12,479,020 Power to control the exercise of a power to dispose of securities 1,377,085 ORDINARY 1,377,085 Power to control the exercise of a power to dispose of securities 17,000,000 ORDINARY 17,000,000 Class and number of securities The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) ATOMOS LTD (AMS) 139 730 500 Regal Funds Management Pty Limited and its associates (see Annexure 1) ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 87,069,277 7.17% 73,575,021 6.06% Holder of relevant interest Date of acquisition See Annexure 2 MERRILL LYNCH (AUS) NOMINEES PTY LTD Regal Funds Management Pty Ltd and its associates Regal Funds Management Pty Ltd and its associates J.P. MORGAN NOMINEES AUSTRALIA LTD MERRILL LYNCH INTERNATIONAL LIMITED J.P MORGAN NOMINEES AUSTRALIA LTD Holder of relevant interest Regal Funds Management Pty Ltd and its associates Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH Regal Funds Management Pty Ltd and its associates J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC Regal Funds Management Pty Ltd and its associates CITICORP NOMINEES PTY LIMITED CITIGROUP GLOBAL MARKETS LIMITED |
ATOMOS LTD (AMS) | ||||||
| 139 730 500 | |||||||
| Regal Funds Management Pty Limited and its associates (see Annexure 1) |
|||||||
| - | |||||||
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
||
| Regal Funds Management Pty Ltd and its associates |
UBS NOMINEES PTY LTD |
UBS AG, AUSTRALIA BRANCH | Power to control the exercise of a power to dispose of securities |
40,940,251 ORDINARY |
40,940,251 | ||
| Regal Funds Management Pty Ltd and its associates |
MERRILL LYNCH (AUS) NOMINEES PTY LTD |
MERRILL LYNCH INTERNATIONAL LIMITED |
Power to control the exercise of a power to dispose of securities |
1,778,665 ORDINARY |
1,778,665 | ||
| Regal Funds Management Pty Ltd and its associates |
J.P. MORGAN PRIME NOMINEES LTD |
J.P MORGAN SECURITIES PLC | Power to control the exercise of a power to dispose of securities |
12,479,020 ORDINARY |
12,479,020 | ||
| Regal Funds Management Pty Ltd and its associates |
CITICORP NOMINEES PTY LIMITED |
CITIGROUP GLOBAL MARKETS LIMITED |
Power to control the exercise of a power to dispose of securities |
1,377,085 ORDINARY |
1,377,085 | ||
| Regal Funds Management Pty Ltd and its associates |
J.P. MORGAN NOMINEES AUSTRALIA LTD |
J.P MORGAN NOMINEES AUSTRALIA LTD |
Power to control the exercise of a power to dispose of securities |
17,000,000 ORDINARY |
17,000,000 |
| 5. Changes | in association | |||||||||
| The persons who have become associates (2) of, ceased to be | associates of, or have changed the nature of their association (9) with, the | |||||||||
| substantial holder in relation to voting interests in the company or scheme are as follows: | ||||||||||
| Name and ACN/ARSN (if applicable) | Nature of association | |||||||||
| N/A | ||||||||||
| 6. Addresses | ||||||||||
| The addresses | of persons named in this form are as follows: | |||||||||
| Name | Address | |||||||||
| REGAL FUNDS MANAGEMENT PTY LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY | |||||||||
| NSW 2000 | ||||||||||
| REGAL PARTNERS LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY | |||||||||
| NSW 2000 | ||||||||||
| Signature | ||||||||||
| print name KennyHo |
capacity | CompanySecretary | ||||||||
| sign here | date | 8/10/2024 | ||||||||
| Annexure | 1 | |||||||||
| Details of Substantial Holders | ||||||||||
| ACN | Name | |||||||||
| 107 576 821 | REGAL FUNDS MANAGEMENT PTY LIMITED | |||||||||
| 129 188 450 | REGAL PARTNERS LIMITED | |||||||||
| Annexure | 2 | |||||||||
| Changes in Relevant Interests | ||||||||||
| Consideration | Number of | Persons | ||||||||
| Nature of | given in relation | securities | Class of | votes | ||||||
| Date | Person whose relevant interest changed | Change | to change | affected | securities | affected | ||||
| Regal Funds Management Pty Limited (and Regal | ||||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||||
| 16/07/2024 | Management Pty Limited) | Sell | 13084.40 | 389727 | Ordinary | 389727 | ||||
| Regal Funds Management Pty Limited (and Regal | ||||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||||
| 17/07/2024 | Management Pty Limited) | Sell | 25526.70 | 753000 | Ordinary | 753000 | ||||
| Regal Funds Management Pty Limited (and Regal | ||||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||||
| 22/07/2024 | Management Pty Limited) | Sell | 10291.08 | 311851 | Ordinary | 311851 | ||||
| Regal Funds Management Pty Limited (and Regal | ||||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||||
| 24/07/2024 | Management Pty Limited) | Sell | 3915.00 | 115147 | Ordinary | 115147 | ||||
| 29/07/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 1077.57 | 30354 | Ordinary | 30354 |
|---|---|---|---|---|---|---|
| 29/07/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 34166.58 | 915994 | Ordinary | 915994 |
| 1/08/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 58566.49 | 1235580 | Ordinary | 1235580 |
| 2/08/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 98203.54 | 2355001 | Ordinary | 2355001 |
| 5/08/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 18485.16 | 519246 | Ordinary | 519246 |
| 3/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 4508.56 | 115604 | Ordinary | 115604 |
| 3/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 29125.32 | 758472 | Ordinary | 758472 |
| 4/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 14451.55 | 400320 | Ordinary | 400320 |
| 5/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 3154.41 | 89360 | Ordinary | 89360 |
| 6/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 18812.05 | 575292 | Ordinary | 575292 |
| 9/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 2185.84 | 70511 | Ordinary | 70511 |
| 9/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 2171.95 | 66858 | Ordinary | 66858 |
| 10/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 86360.94 | 3009092 | Ordinary | 3009092 |
| 16/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 10028.63 | 333177 | Ordinary | 333177 |
| 23/09/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 529.69 | 15134 | Ordinary | 15134 |
| 4/10/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 50208.76 | 1434536 | Ordinary | 1434536 |
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