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ATOMOS LIMITED — Major Shareholding Notification 2024
Dec 1, 2024
64380_rns_2024-12-01_8d0a8b8e-6123-4dcc-8576-292c702d5138.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme ATOMOS LTD (AMS) ACN/ARSN 139 730 500
1. Details of substantial holder (1)
Regal Funds Management Pty Limited and its associates Name (see Annexure 1) -
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on
28/11/2024 The previous notice was given to the company on 8/10/2024 The previous notice was dated 4/10/2024
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Current notice | Current notice |
|---|---|---|---|---|
| Person's votes | Voting power (5) |
Person's votes | Voting power (5) | |
| ORDINARY | 73,575,021 | 6.06% |
61,021,724 | 5.02% |
*The % substantial is based on the shares on issue of 1,215,018,471 as disclosed by the Company on 04-11-2024.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure 2 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Regal Funds Management Pty Ltd and its associates |
UBS NOMINEES PTY LTD |
UBS AG, AUSTRALIA BRANCH | Power to control the exercise of a power to dispose of securities |
38,201,828 ORDINARY |
38,201,828 |
| Regal Funds Management Pty Ltd and its associates |
J.P. MORGAN PRIME NOMINEES LTD |
J.P MORGAN SECURITIES PLC |
Power to control the exercise of a power to dispose of securities |
6,521,960 ORDINARY |
6,521,960 |
| Regal Funds Management Pty Ltd and its associates |
J.P. MORGAN NOMINEES AUSTRALIA LTD |
J.P MORGAN NOMINEES AUSTRALIA LTD |
Power to control the exercise of a power to dispose of securities |
16,297,936 ORDINARY |
16,297,936 |
| 5. Changes in association The persons who have beco substantial holder in relation |
5. Changes in association The persons who have beco substantial holder in relation |
amed in this form are as follows: print name capacity sign here date ders TNERS LIMITED ests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 17976.00 560000 Ordinary 560000 Sell 7635.65 224578 Ordinary 224578 Sell 13595.00 410725 Ordinary 410725 Sell 2180.01 67572 Ordinary 67572 Sell 7026.27 226654 Ordinary 226654 Sell 11204.01 373467 Ordinary 373467 2/12/2024 Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Name DS MANAGEMENT PTY LIMITED hose relevant interest changed Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) CompanySecretary N/ARSN (if applicable) Nature of association Name RTNERS LIMITED Address LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 KennyHo NAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 N/A me associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the to voting interests in the company or scheme are as follows: |
amed in this form are as follows: print name capacity sign here date ders TNERS LIMITED ests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 17976.00 560000 Ordinary 560000 Sell 7635.65 224578 Ordinary 224578 Sell 13595.00 410725 Ordinary 410725 Sell 2180.01 67572 Ordinary 67572 Sell 7026.27 226654 Ordinary 226654 Sell 11204.01 373467 Ordinary 373467 2/12/2024 Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Name DS MANAGEMENT PTY LIMITED hose relevant interest changed Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) CompanySecretary N/ARSN (if applicable) Nature of association Name RTNERS LIMITED Address LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 KennyHo NAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 N/A me associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the to voting interests in the company or scheme are as follows: |
amed in this form are as follows: print name capacity sign here date ders TNERS LIMITED ests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 17976.00 560000 Ordinary 560000 Sell 7635.65 224578 Ordinary 224578 Sell 13595.00 410725 Ordinary 410725 Sell 2180.01 67572 Ordinary 67572 Sell 7026.27 226654 Ordinary 226654 Sell 11204.01 373467 Ordinary 373467 2/12/2024 Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Name DS MANAGEMENT PTY LIMITED hose relevant interest changed Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) CompanySecretary N/ARSN (if applicable) Nature of association Name RTNERS LIMITED Address LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 KennyHo NAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 N/A me associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the to voting interests in the company or scheme are as follows: |
amed in this form are as follows: print name capacity sign here date ders TNERS LIMITED ests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 17976.00 560000 Ordinary 560000 Sell 7635.65 224578 Ordinary 224578 Sell 13595.00 410725 Ordinary 410725 Sell 2180.01 67572 Ordinary 67572 Sell 7026.27 226654 Ordinary 226654 Sell 11204.01 373467 Ordinary 373467 2/12/2024 Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Name DS MANAGEMENT PTY LIMITED hose relevant interest changed Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) CompanySecretary N/ARSN (if applicable) Nature of association Name RTNERS LIMITED Address LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 KennyHo NAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 N/A me associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the to voting interests in the company or scheme are as follows: |
amed in this form are as follows: print name capacity sign here date ders TNERS LIMITED ests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 17976.00 560000 Ordinary 560000 Sell 7635.65 224578 Ordinary 224578 Sell 13595.00 410725 Ordinary 410725 Sell 2180.01 67572 Ordinary 67572 Sell 7026.27 226654 Ordinary 226654 Sell 11204.01 373467 Ordinary 373467 2/12/2024 Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Name DS MANAGEMENT PTY LIMITED hose relevant interest changed Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) CompanySecretary N/ARSN (if applicable) Nature of association Name RTNERS LIMITED Address LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 KennyHo NAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 N/A me associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the to voting interests in the company or scheme are as follows: |
amed in this form are as follows: print name capacity sign here date ders TNERS LIMITED ests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 17976.00 560000 Ordinary 560000 Sell 7635.65 224578 Ordinary 224578 Sell 13595.00 410725 Ordinary 410725 Sell 2180.01 67572 Ordinary 67572 Sell 7026.27 226654 Ordinary 226654 Sell 11204.01 373467 Ordinary 373467 2/12/2024 Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Name DS MANAGEMENT PTY LIMITED hose relevant interest changed Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) CompanySecretary N/ARSN (if applicable) Nature of association Name RTNERS LIMITED Address LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 KennyHo NAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 N/A me associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the to voting interests in the company or scheme are as follows: |
|---|---|---|---|---|---|---|---|
| Name and AC | N/ARSN (if applicable) | Nature of association | |||||
| N/A | |||||||
| 6. Addresses The addresses of persons n |
amed in this form are as follows: | ||||||
| Name | Address | ||||||
| REGAL FUNDS MA | NAGEMENT PTY LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 |
|||||
| REGAL PA | RTNERS LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 |
|||||
| Signature Annexure 1 Details of Substantial Hol |
|||||||
| ACN | Name | ||||||
| 107 576 821 | REGAL FUN | DS MANAGEMENT PTY LIMITED | |||||
| 129 188 450 | REGAL PAR | TNERS LIMITED | |||||
| Annexure 2 Changes in Relevant Inter |
|||||||
| Date | Person w | hose relevant interest changed | Nature of Change |
Consideration given in relation to change |
Number of securities affected |
Class of securities |
Persons votes affected |
| 7/10/2024 | Regal Funds Partners Lim |
Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 17976.00 | 560000 | Ordinary | 560000 |
| 7/10/2024 | Regal Funds Partners Lim |
Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 7635.65 | 224578 | Ordinary | 224578 |
| 8/10/2024 | Regal Funds Partners Lim |
Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 13595.00 | 410725 | Ordinary | 410725 |
| 16/10/2024 | Regal Funds Partners Lim |
Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 2180.01 | 67572 | Ordinary | 67572 |
| 17/10/2024 | Regal Funds Partners Lim |
Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 7026.27 | 226654 | Ordinary | 226654 |
| 21/10/2024 | Regal Funds Partners Lim |
Management Pty Limited (and Regal ited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 11204.01 | 373467 | Ordinary | 373467 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | ||
|---|---|---|---|
| N/A | |||
| 6. Addresses | |||
| The addresses of persons named in this form are as follows: | |||
| Name | Address | ||
| REGAL FUNDS MANAGEMENT PTY LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY | ||
| NSW 2000 | |||
| REGAL PARTNERS LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY | ||
| NSW 2000 |
Signature
Annexure 1
Details of Substantial Holders
| ACN | Name |
|---|---|
| 107 576 821 | REGAL FUNDS MANAGEMENT PTY LIMITED |
| 129 188 450 | REGAL PARTNERS LIMITED |
Annexure 2
Changes in Relevant Interests
| Consideration | ||||||
|---|---|---|---|---|---|---|
| given in | Number of | Persons | ||||
| Nature of | relation to | securities | Class of | votes | ||
| Date | Person whose relevant interest changed | Change | change | affected | securities | affected |
| Regal Funds Management Pty Limited (and Regal | ||||||
| Partners Limited by virtue of control of Regal Funds | ||||||
| 7/10/2024 | Management Pty Limited) | Sell | 17976.00 | 560000 | Ordinary | 560000 |
| Regal Funds Management Pty Limited (and Regal | ||||||
| Partners Limited by virtue of control of Regal Funds | ||||||
| 7/10/2024 | Management Pty Limited) | Sell | 7635.65 | 224578 | Ordinary | 224578 |
| Regal Funds Management Pty Limited (and Regal | ||||||
| Partners Limited by virtue of control of Regal Funds | ||||||
| 8/10/2024 | Management Pty Limited) | Sell | 13595.00 | 410725 | Ordinary | 410725 |
| Regal Funds Management Pty Limited (and Regal | ||||||
| Partners Limited by virtue of control of Regal Funds | ||||||
| 16/10/2024 | Management Pty Limited) | Sell | 2180.01 | 67572 | Ordinary | 67572 |
| Regal Funds Management Pty Limited (and Regal | ||||||
| Partners Limited by virtue of control of Regal Funds | ||||||
| 17/10/2024 | Management Pty Limited) | Sell | 7026.27 | 226654 | Ordinary | 226654 |
| Regal Funds Management Pty Limited (and Regal | ||||||
| Partners Limited by virtue of control of Regal Funds | ||||||
| 21/10/2024 | Management Pty Limited) | Sell | 11204.01 | 373467 | Ordinary | 373467 |
| 22/10/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 14914.18 | 514282 | Ordinary | 514282 |
|---|---|---|---|---|---|---|
| 24/10/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 3670.89 | 122363 | Ordinary | 122363 |
| 24/10/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 15543.39 | 555121 | Ordinary | 555121 |
| 25/10/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 9400.48 | 346881 | Ordinary | 346881 |
| 28/10/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 5307.96 | 196591 | Ordinary | 196591 |
| 30/10/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 5631.95 | 194205 | Ordinary | 194205 |
| 31/10/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 2060.86 | 71064 | Ordinary | 71064 |
| 31/10/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 31234.34 | 1115512 | Ordinary | 1115512 |
| 4/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 6795.85 | 242709 | Ordinary | 242709 |
| 5/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 52034.19 | 2064849 | Ordinary | 2064849 |
| 6/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 4504.94 | 167470 | Ordinary | 167470 |
| 7/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 4641.52 | 178520 | Ordinary | 178520 |
| 8/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 13653.03 | 546121 | Ordinary | 546121 |
| 11/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 8878.88 | 355155 | Ordinary | 355155 |
| 14/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 9277.40 | 403365 | Ordinary | 403365 |
| 15/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 27319.67 | 1241803 | Ordinary | 1241803 |
| 15/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 28778.22 | 1390252 | Ordinary | 1390252 |
| 22/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 2200.00 | 100000 | Ordinary | 100000 |
| 28/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 16354.70 | 884038 | Ordinary | 884038 |