Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ATOMOS LIMITED Major Shareholding Notification 2022

May 9, 2022

64380_rns_2022-05-09_f4fe15fe-2d09-4fe0-8248-b5b547c2d8a2.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Atomos Ltd (AMS) ACN/ARSN 139 730 500 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821

There was a change in the interests of the substantial holder on 6/05/2022 The previous notice was given to the company on 24/08/2021 The previous notice was dated 20/08/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

follows:
Class of securities (4) Previous notice Current notice
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 18,191,465 8.33% 21,902,415 *9.85%

*The % substantial is based on the shares on issue of 222,351,585 as disclosed by the Company on 13-12-2021.

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of securities
See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
UBS AG, AUSTRALIA
BRANCH
UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH HOLDER OF
SHARES
17,029,900
ORDINARY
17,029,900
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
HOLDER OF
SHARES
1,845,148
ORDINARY
1,845,148
J.P MORGAN SECURITIES
PLC

J.P. MORGAN PRIME NOMINEES
LTD

J.P MORGAN SECURITIES PLC
HOLDER OF
SHARES
1,200,657
ORDINARY
1,200,657
CREDIT SUISSE AG CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG HOLDER OF
SHARES
1,826,710
ORDINARY
1,826,710

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY Kenny Ho NSW 2000

Signature

print name Kenny Ho capacity Company Secretary sign here date 10/05/2022

Annexure 1

Changes in relevant interests

Date Person whose relevant interest changed Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
25/08/2021 Regal Funds Management Sell 1577500.00 1000000 Ordinary 1000000
27/08/2021 Regal Funds Management Buy 45786.68 30419 Ordinary 30419
30/08/2021 Regal Funds Management Buy 25428.77 16334 Ordinary 16334
31/08/2021 Regal Funds Management Buy 22638.90 14672 Ordinary 14672
1/09/2021 Regal Funds Management Buy 109264.67 68928 Ordinary 68928
2/09/2021 Regal Funds Management Buy 19940.93 12715 Ordinary 12715
2/09/2021 Regal Funds Management Sell 317000.00 200000 Ordinary 200000
3/09/2021 Regal Funds Management Buy 12359.21 7918 Ordinary 7918
3/09/2021 Regal Funds Management Buy 208601.56 132656 Ordinary 132656
6/09/2021 Regal Funds Management Buy 292701.70 177309 Ordinary 177309
6/09/2021 Regal Funds Management Sell 1116990.00 700000 Ordinary 700000
7/09/2021 Regal Funds Management Buy 97367.55 59190 Ordinary 59190
8/09/2021 Regal Funds Management Buy 182843.87 109154 Ordinary 109154
9/09/2021 Regal Funds Management Buy 81780.00 50000 Ordinary 50000
10/09/2021 Regal Funds Management Buy 389446.48 221629 Ordinary 221629
14/09/2021 Regal Funds Management Sell 48205.39 29203 Ordinary 29203
14/09/2021 Regal Funds Management Buy 35920.21 22779 Ordinary 22779
14/09/2021 Regal Funds Management Buy 16695.13 10676 Ordinary 10676
15/09/2021 Regal Funds Management Buy 264273.03 174830 Ordinary 174830
16/09/2021 Regal Funds Management Buy 24030.22 15209 Ordinary 15209
17/09/2021 Regal Funds Management Buy 39909.68 25715 Ordinary 25715
17/09/2021 Regal Funds Management Buy 316370.96 202659 Ordinary 202659
20/09/2021 Regal Funds Management Sell 70733.99 47065 Ordinary 47065
22/09/2021 Regal Funds Management Sell 151360.00 100000 Ordinary 100000
23/09/2021 Regal Funds Management Sell 93540.04 58934 Ordinary 58934
27/09/2021 Regal Funds Management Sell 162140.00 100000 Ordinary 100000
28/09/2021 Regal Funds Management Sell 9016.92 5566 Ordinary 5566
30/09/2021 Regal Funds Management Sell 77145.00 50000 Ordinary 50000
1/10/2021 Regal Funds Management Sell 154000.00 100000 Ordinary 100000
4/10/2021 Regal Funds Management Sell 31537.48 20606 Ordinary 20606
5/10/2021 Regal Funds Management Sell 47285.56 30942 Ordinary 30942
6/10/2021 Regal Funds Management Sell 89357.78 58017 Ordinary 58017
8/10/2021 Regal Funds Management Sell 8848.06 5538 Ordinary 5538
11/10/2021 Regal Funds Management Buy 930000.00 600000 Ordinary 600000
12/10/2021 Regal Funds Management Sell 244500.00 150000 Ordinary 150000
15/10/2021 Regal Funds Management Sell 99912.00 60000 Ordinary 60000
15/10/2021 Regal Funds Management Sell 187200.24 111668 Ordinary 111668
19/10/2021 Regal Funds Management Buy 129628.13 83918 Ordinary 83918
20/10/2021 Regal Funds Management Buy 197643.85 124078 Ordinary 124078
22/10/2021 Regal Funds Management Buy 2770675.58 1897723 Ordinary 1897723
26/10/2021 Regal Funds Management Sell 564000.00 400000 Ordinary 400000
27/10/2021 Regal Funds Management Buy 299300.40 214000 Ordinary 214000
27/10/2021 Regal Funds Management Sell 33997.60 24284 Ordinary 24284
2/11/2021 Regal Funds Management Sell 54808.00 40000 Ordinary 40000
4/11/2021 Regal Funds Management Sell 267000.00 200000 Ordinary 200000
9/11/2021 Regal Funds Management Sell 66500.00 50000 Ordinary 50000
16/11/2021 Regal Funds Management Sell 102536.00 80000 Ordinary 80000
18/11/2021 Regal Funds Management Sell 25042.00 20000 Ordinary 20000
23/11/2021 Regal Funds Management Buy 1706541.10 1551401 Ordinary 1551401
23/11/2021 Regal Funds Management Sell 3178.25 2348 Ordinary 2348
23/11/2021 Regal Funds Management Sell 194163.15 171841 Ordinary 171841
30/11/2021 Regal Funds Management Sell 98567.42 87066 Ordinary 87066
1/12/2021 Regal Funds Management Sell 47774.99 43503 Ordinary 43503
6/12/2021 Regal Funds Management Sell 100100.00 100000 Ordinary 100000
6/12/2021 Regal Funds Management Sell 28783.89 28145 Ordinary 28145
10/12/2021 Regal Funds Management Sell 38684.47 38256 Ordinary 38256
13/12/2021 Regal Funds Management Sell 147244.34 138609 Ordinary 138609
14/12/2021 Regal Funds Management Sell 84864.46 80616 Ordinary 80616
15/12/2021 Regal Funds Management Sell 20561.16 20158 Ordinary 20158
16/12/2021 Regal Funds Management Sell 74160.45 70629 Ordinary 70629
17/12/2021 Regal Funds Management Sell 126033.48 121058 Ordinary 121058
21/12/2021 Regal Funds Management Sell 100320.00 100000 Ordinary 100000
21/12/2021 Regal Funds Management Sell 26678.59 26438 Ordinary 26438
22/12/2021 Regal Funds Management Sell 305430.00 300000 Ordinary 300000
22/12/2021 Regal Funds Management Sell 20700.00 20000 Ordinary 20000
23/12/2021 Regal Funds Management Sell 102304.70 98134 Ordinary 98134
28/01/2022 Regal Funds Management Buy 68000.00 80000 Ordinary 80000
16/02/2022 Regal Funds Management Buy 232500.00 250000 Ordinary 250000
30/03/2022 Regal Funds Management Sell 27913.32 30600 Ordinary 30600
31/03/2022 Regal Funds Management Sell 71627.44 79348 Ordinary 79348
14/04/2022 Regal Funds Management Buy 714287.74 1008169 Ordinary 1008169
14/04/2022 Regal Funds Management Sell 742797.00 990000 Ordinary 990000
6/05/2022 Regal Funds Management Buy 591526.37 1678089 Ordinary 1678089
6/05/2022 Regal Funds Management Buy 724489.31 2498239 Ordinary 2498239
6/05/2022 Regal Funds Management Sell 110639.83 376454 Ordinary 376454
6/05/2022 Regal Funds Management Sell 329672.96 1062433 Ordinary 1062433