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ATOMOS LIMITED — Major Shareholding Notification 2022
May 9, 2022
64380_rns_2022-05-09_f4fe15fe-2d09-4fe0-8248-b5b547c2d8a2.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Atomos Ltd (AMS) ACN/ARSN 139 730 500 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821
There was a change in the interests of the substantial holder on 6/05/2022 The previous notice was given to the company on 24/08/2021 The previous notice was dated 20/08/2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| follows: | ||||
|---|---|---|---|---|
| Class of securities (4) | Previous notice | Current notice | ||
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| ORDINARY | 18,191,465 | 8.33% | 21,902,415 | *9.85% |
*The % substantial is based on the shares on issue of 222,351,585 as disclosed by the Company on 13-12-2021.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure 1 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| UBS AG, AUSTRALIA BRANCH |
UBS NOMINEES PTY LTD | UBS AG, AUSTRALIA BRANCH | HOLDER OF SHARES |
17,029,900 ORDINARY |
17,029,900 |
| MERRILL LYNCH INTERNATIONAL LIMITED |
MERRILL LYNCH (AUS) NOMINEES PTY LTD |
MERRILL LYNCH INTERNATIONAL LIMITED |
HOLDER OF SHARES |
1,845,148 ORDINARY |
1,845,148 |
| J.P MORGAN SECURITIES PLC |
J.P. MORGAN PRIME NOMINEES LTD |
J.P MORGAN SECURITIES PLC |
HOLDER OF SHARES |
1,200,657 ORDINARY |
1,200,657 |
| CREDIT SUISSE AG | CS THIRD NOMINEES PTY LIMITED |
CREDIT SUISSE AG | HOLDER OF SHARES |
1,826,710 ORDINARY |
1,826,710 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY Kenny Ho NSW 2000
Signature
print name Kenny Ho capacity Company Secretary sign here date 10/05/2022
Annexure 1
Changes in relevant interests
| Date | Person whose relevant interest changed | Nature of Change |
Consideration given in relation to change |
Number of securities affected |
Class of securities |
Persons votes affected |
|---|---|---|---|---|---|---|
| 25/08/2021 | Regal Funds Management | Sell | 1577500.00 | 1000000 | Ordinary | 1000000 |
| 27/08/2021 | Regal Funds Management | Buy | 45786.68 | 30419 | Ordinary | 30419 |
| 30/08/2021 | Regal Funds Management | Buy | 25428.77 | 16334 | Ordinary | 16334 |
| 31/08/2021 | Regal Funds Management | Buy | 22638.90 | 14672 | Ordinary | 14672 |
| 1/09/2021 | Regal Funds Management | Buy | 109264.67 | 68928 | Ordinary | 68928 |
| 2/09/2021 | Regal Funds Management | Buy | 19940.93 | 12715 | Ordinary | 12715 |
| 2/09/2021 | Regal Funds Management | Sell | 317000.00 | 200000 | Ordinary | 200000 |
| 3/09/2021 | Regal Funds Management | Buy | 12359.21 | 7918 | Ordinary | 7918 |
| 3/09/2021 | Regal Funds Management | Buy | 208601.56 | 132656 | Ordinary | 132656 |
| 6/09/2021 | Regal Funds Management | Buy | 292701.70 | 177309 | Ordinary | 177309 |
| 6/09/2021 | Regal Funds Management | Sell | 1116990.00 | 700000 | Ordinary | 700000 |
| 7/09/2021 | Regal Funds Management | Buy | 97367.55 | 59190 | Ordinary | 59190 |
| 8/09/2021 | Regal Funds Management | Buy | 182843.87 | 109154 | Ordinary | 109154 |
| 9/09/2021 | Regal Funds Management | Buy | 81780.00 | 50000 | Ordinary | 50000 |
| 10/09/2021 | Regal Funds Management | Buy | 389446.48 | 221629 | Ordinary | 221629 |
| 14/09/2021 | Regal Funds Management | Sell | 48205.39 | 29203 | Ordinary | 29203 |
| 14/09/2021 | Regal Funds Management | Buy | 35920.21 | 22779 | Ordinary | 22779 |
| 14/09/2021 | Regal Funds Management | Buy | 16695.13 | 10676 | Ordinary | 10676 |
| 15/09/2021 | Regal Funds Management | Buy | 264273.03 | 174830 | Ordinary | 174830 |
| 16/09/2021 | Regal Funds Management | Buy | 24030.22 | 15209 | Ordinary | 15209 |
| 17/09/2021 | Regal Funds Management | Buy | 39909.68 | 25715 | Ordinary | 25715 |
| 17/09/2021 | Regal Funds Management | Buy | 316370.96 | 202659 | Ordinary | 202659 |
| 20/09/2021 | Regal Funds Management | Sell | 70733.99 | 47065 | Ordinary | 47065 |
|---|---|---|---|---|---|---|
| 22/09/2021 | Regal Funds Management | Sell | 151360.00 | 100000 | Ordinary | 100000 |
| 23/09/2021 | Regal Funds Management | Sell | 93540.04 | 58934 | Ordinary | 58934 |
| 27/09/2021 | Regal Funds Management | Sell | 162140.00 | 100000 | Ordinary | 100000 |
| 28/09/2021 | Regal Funds Management | Sell | 9016.92 | 5566 | Ordinary | 5566 |
| 30/09/2021 | Regal Funds Management | Sell | 77145.00 | 50000 | Ordinary | 50000 |
| 1/10/2021 | Regal Funds Management | Sell | 154000.00 | 100000 | Ordinary | 100000 |
| 4/10/2021 | Regal Funds Management | Sell | 31537.48 | 20606 | Ordinary | 20606 |
| 5/10/2021 | Regal Funds Management | Sell | 47285.56 | 30942 | Ordinary | 30942 |
| 6/10/2021 | Regal Funds Management | Sell | 89357.78 | 58017 | Ordinary | 58017 |
| 8/10/2021 | Regal Funds Management | Sell | 8848.06 | 5538 | Ordinary | 5538 |
| 11/10/2021 | Regal Funds Management | Buy | 930000.00 | 600000 | Ordinary | 600000 |
| 12/10/2021 | Regal Funds Management | Sell | 244500.00 | 150000 | Ordinary | 150000 |
| 15/10/2021 | Regal Funds Management | Sell | 99912.00 | 60000 | Ordinary | 60000 |
| 15/10/2021 | Regal Funds Management | Sell | 187200.24 | 111668 | Ordinary | 111668 |
| 19/10/2021 | Regal Funds Management | Buy | 129628.13 | 83918 | Ordinary | 83918 |
| 20/10/2021 | Regal Funds Management | Buy | 197643.85 | 124078 | Ordinary | 124078 |
| 22/10/2021 | Regal Funds Management | Buy | 2770675.58 | 1897723 | Ordinary | 1897723 |
| 26/10/2021 | Regal Funds Management | Sell | 564000.00 | 400000 | Ordinary | 400000 |
| 27/10/2021 | Regal Funds Management | Buy | 299300.40 | 214000 | Ordinary | 214000 |
| 27/10/2021 | Regal Funds Management | Sell | 33997.60 | 24284 | Ordinary | 24284 |
| 2/11/2021 | Regal Funds Management | Sell | 54808.00 | 40000 | Ordinary | 40000 |
| 4/11/2021 | Regal Funds Management | Sell | 267000.00 | 200000 | Ordinary | 200000 |
| 9/11/2021 | Regal Funds Management | Sell | 66500.00 | 50000 | Ordinary | 50000 |
| 16/11/2021 | Regal Funds Management | Sell | 102536.00 | 80000 | Ordinary | 80000 |
| 18/11/2021 | Regal Funds Management | Sell | 25042.00 | 20000 | Ordinary | 20000 |
| 23/11/2021 | Regal Funds Management | Buy | 1706541.10 | 1551401 | Ordinary | 1551401 |
| 23/11/2021 | Regal Funds Management | Sell | 3178.25 | 2348 | Ordinary | 2348 |
| 23/11/2021 | Regal Funds Management | Sell | 194163.15 | 171841 | Ordinary | 171841 |
| 30/11/2021 | Regal Funds Management | Sell | 98567.42 | 87066 | Ordinary | 87066 |
| 1/12/2021 | Regal Funds Management | Sell | 47774.99 | 43503 | Ordinary | 43503 |
| 6/12/2021 | Regal Funds Management | Sell | 100100.00 | 100000 | Ordinary | 100000 |
| 6/12/2021 | Regal Funds Management | Sell | 28783.89 | 28145 | Ordinary | 28145 |
| 10/12/2021 | Regal Funds Management | Sell | 38684.47 | 38256 | Ordinary | 38256 |
| 13/12/2021 | Regal Funds Management | Sell | 147244.34 | 138609 | Ordinary | 138609 |
| 14/12/2021 | Regal Funds Management | Sell | 84864.46 | 80616 | Ordinary | 80616 |
| 15/12/2021 | Regal Funds Management | Sell | 20561.16 | 20158 | Ordinary | 20158 |
| 16/12/2021 | Regal Funds Management | Sell | 74160.45 | 70629 | Ordinary | 70629 |
| 17/12/2021 | Regal Funds Management | Sell | 126033.48 | 121058 | Ordinary | 121058 |
| 21/12/2021 | Regal Funds Management | Sell | 100320.00 | 100000 | Ordinary | 100000 |
| 21/12/2021 | Regal Funds Management | Sell | 26678.59 | 26438 | Ordinary | 26438 |
| 22/12/2021 | Regal Funds Management | Sell | 305430.00 | 300000 | Ordinary | 300000 |
| 22/12/2021 | Regal Funds Management | Sell | 20700.00 | 20000 | Ordinary | 20000 |
| 23/12/2021 | Regal Funds Management | Sell | 102304.70 | 98134 | Ordinary | 98134 |
| 28/01/2022 | Regal Funds Management | Buy | 68000.00 | 80000 | Ordinary | 80000 |
| 16/02/2022 | Regal Funds Management | Buy | 232500.00 | 250000 | Ordinary | 250000 |
| 30/03/2022 | Regal Funds Management | Sell | 27913.32 | 30600 | Ordinary | 30600 |
| 31/03/2022 | Regal Funds Management | Sell | 71627.44 | 79348 | Ordinary | 79348 |
| 14/04/2022 | Regal Funds Management | Buy | 714287.74 | 1008169 | Ordinary | 1008169 |
|---|---|---|---|---|---|---|
| 14/04/2022 | Regal Funds Management | Sell | 742797.00 | 990000 | Ordinary | 990000 |
| 6/05/2022 | Regal Funds Management | Buy | 591526.37 | 1678089 | Ordinary | 1678089 |
| 6/05/2022 | Regal Funds Management | Buy | 724489.31 | 2498239 | Ordinary | 2498239 |
| 6/05/2022 | Regal Funds Management | Sell | 110639.83 | 376454 | Ordinary | 376454 |
| 6/05/2022 | Regal Funds Management | Sell | 329672.96 | 1062433 | Ordinary | 1062433 |