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ATOMOS LIMITED — Major Shareholding Notification 2022
Jun 6, 2022
64380_rns_2022-06-06_3d45320f-da27-44bd-a4a2-533a0720465a.pdf
Major Shareholding Notification
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----- Start of picture text ----- Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holderTo Company Name/Scheme ATOMOS LTD (AMS)ACN/ARSN 139 730 5001. Details of substantial holder (1)Regal Funds Management Pty Limited and its associatesName(see Annexure 1)ACN/ARSN (if applicable) -There was a change in the interests of the substantial holder on3/06/2022The previous notice was given to the company on 10/05/2022The previous notice was dated 6/05/20222. Previous and present voting powerThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had arelevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:Previous notice Current noticeClass of securities (4)Person's votes Voting power (5) Person's votes Voting power (5)ORDINARY 21,902,415 9.85% 21,902,415 *9.85%*The % substantial is based on the shares on issue of 222,351,585 as disclosed by the Company on 13-12-2021.3. Changes in relevant interestsParticulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:Holder of relevant interest Date of acquisition Consideration (9) Class and number of securitiesSee Annexure 24. Present relevant interestsParticulars of each relevant interest of the substantial holder in voting securities after the change are as follows:Nature of Class andHolder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) relevant interest (6) number of securities Person's votesUBS AG, AUSTRALIA BRANCH UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH HOLDER OF SHARES ORDINARY17,029,900 17,029,900INTERNATIONAL LIMITEDMERRILL LYNCH MERRILL LYNCH (AUS) NOMINEES PTY LTD INTERNATIONAL LIMITEDMERRILL LYNCH HOLDER OF SHARES ORDINARY1,845,148 1,845,148J.P MORGAN SECURITIES PLC J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC HOLDER OF SHARES ORDINARY1,200,657 1,200,657CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED CREDIT SUISSE AG HOLDER OF SHARES ORDINARY1,826,710 1,826,710----- End of picture text -----
5. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | |
|---|---|---|
| REGAL PARTNERS LIMITED | 100% OWNER OF REGAL FUNDS MANAGEMENT PTY | |
| LIMITED | ||
| 6. Addresses | ||
| The addresses of | persons named in this form are as follows: | |
| Name | Address | |
| REGAL FUNDS MANAGEMENT PTY LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY | |
| NSW 2000 | ||
| REGAL PARTNERS LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY | |
| NSW 2000 |
Signature print name Kenny Ho capacity Company Secretary sign here date 7/06/2022
| Annexure 1 | Annexure 1 | ||
|---|---|---|---|
| Details of Substantial Holders | |||
| ACN | Name | ||
| 107 576 821 | REGAL FUNDS MANAGEMENT PTY LIMITED | ||
| 129 188 450 | REGAL PARTNERS | LIMITED |
Annexure 2
Changes in Relevant Interests
| Consideration | ||||||
|---|---|---|---|---|---|---|
| given in | Number of | Persons | ||||
| Nature of | relation to | securities | Class of | votes | ||
| Date | Person whose relevant interest changed | Change | change | affected | securities | affected |
| Regal Funds Management Pty Limited (and Regal Partners | ||||||
| Limited by virtue of control of Regal Funds Management Pty | ||||||
| 10/05/2022 | Limited) | Buy | 84702.74 | 279547 | Ordinary | 279547 |
| Regal Funds Management Pty Limited (and Regal Partners | ||||||
| Limited by virtue of control of Regal Funds Management Pty | ||||||
| 11/05/2022 | Limited) | Buy | 74962.12 | 243700 | Ordinary | 243700 |
| Regal Funds Management Pty Limited (and Regal Partners | ||||||
| Limited by virtue of control of Regal Funds Management Pty | ||||||
| 16/05/2022 | Limited) | Sell | 4044.16 | 13709 | Ordinary | 13709 |
| Regal Funds Management Pty Limited (and Regal Partners | ||||||
| Limited by virtue of control of Regal Funds Management Pty | ||||||
| 17/05/2022 | Limited) | Sell | 52010.14 | 178239 | Ordinary | 178239 |
| Regal Funds Management Pty Limited (and Regal Partners | ||||||
| Limited by virtue of control of Regal Funds Management Pty | ||||||
| 19/05/2022 | Limited) | Sell | 30160.00 | 104000 | Ordinary | 104000 |
| Regal Funds Management Pty Limited (and Regal Partners | ||||||
| Limited by virtue of control of Regal Funds Management Pty | ||||||
| 23/05/2022 | Limited) | Sell | 44405.17 | 150526 | Ordinary | 150526 |
| Regal Funds Management Pty Limited (and Regal Partners | ||||||
| Limited by virtue of control of Regal Funds Management Pty | ||||||
| 1/06/2022 | Limited) | Sell | 20360.20 | 76773 | Ordinary | 76773 |
Regal Partners Limited now has a relevant interest in the interests held by Regal Funds Management Pty Limited as a result of the recent acquisition of Regal Funds Management Pty Limited by Regal Partners Limited.