ATOMOS LIMITED — Major Shareholding Notification 2022

Aug 30, 2022

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme ATOMOS LTD (AMS) ACN/ARSN 139 730 500

1. Details of substantial holder (1)

Name

ACN/ARSN (if applicable)

Regal Funds Management Pty Limited and its associates (see Annexure 1)

There was a change in the interests of the substantial holder on

The previous notice was given to the company on The previous notice was dated g	29/08/2022
	7/06/2022
	3/06/2022

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice	Previous notice	Current notice	Current notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
ORDINARY	21,902,415	9.85%	19,486,330	*8.76%

*The % substantial is based on the shares on issue of 222,351,585 as disclosed by the Company on 18-07-2022.

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Class and number of securities
	See Annexure 2

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
Regal Funds Management Pty Ltd and its associates	UBS NOMINEES PTY LTD	UBS AG, AUSTRALIA BRANCH	HOLDER OF SHARES	8,467,218 ORDINARY	8,467,218
Regal Funds Management Pty Ltd and its associates	HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED A/C 2	MORGAN STANLEY & CO INTL PLC	HOLDER OF SHARES	717,709 ORDINARY	717,709
Regal Funds Management Pty Ltd and its associates	MERRILL LYNCH (AUS) NOMINEES PTY LTD	MERRILL LYNCH INTERNATIONAL LIMITED	HOLDER OF SHARES	4,540,140 ORDINARY	4,540,140
Regal Funds Management Pty Ltd and its associates	J.P. MORGAN PRIME NOMINEES LTD	J.P MORGAN SECURITIES PLC	HOLDER OF SHARES	5,761,263 ORDINARY	5,761,263

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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with,
the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
100% OWNER OF REGAL FUNDS MANAGEMENT
REGAL PARTNERS LIMITED
PTY LIMITED
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL FUNDS MANAGEMENT PTY LIMITED
SYDNEY NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL PARTNERS LIMITED
SYDNEY NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 31/08/2022
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration Number of Persons
Nature of given in relation securities Class of votes
Date Person whose relevant interest changed Change to change affected securities affected
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
28/06/2022 Management Pty Limited) Sell 50000.00 250000 Ordinary 250000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
30/06/2022 Management Pty Limited) Sell 93153.01 490279 Ordinary 490279
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
30/06/2022 Management Pty Limited) Buy 93153.01 490279 Ordinary 490279
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
8/08/2022 Management Pty Limited) Sell 51690.84 151675 Ordinary 151675
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9/08/2022	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	156281.03	413114	Ordinary	413114
11/08/2022	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	113790.52	281590	Ordinary	281590
12/08/2022	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	19276.47	49503	Ordinary	49503
15/08/2022	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	1155.39	2903	Ordinary	2903
19/08/2022	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	54409.41	164877	Ordinary	164877
23/08/2022	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	3590.08	11219	Ordinary	11219
29/08/2022	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	31000.00	100000	Ordinary	100000
29/08/2022	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	290026.29	991204	Ordinary	991204