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ATOMOS LIMITED — Major Shareholding Notification 2022
Oct 4, 2022
64380_rns_2022-10-04_ec4099dc-3e94-49bc-97b0-4cbfca86cb27.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ACN/ARSN
ATOMOS LTD (AMS) 139 730 500
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
Regal Funds Management Pty Limited and its associates (see Annexure 1)
There was a change in the interests of the substantial holder on
3/10/2022 The previous notice was given to the company on 31/08/2022 The previous notice was dated 29/08/2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Current notice | Current notice |
|---|---|---|---|---|
| Person's votes | Voting power (5) |
Person's votes | Voting power (5) | |
| ORDINARY | 19,486,330 | 8.76% | 16,407,514 | *7.38% |
*The % substantial is based on the shares on issue of 222,351,585 as disclosed by the Company on 18-07-2022.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure 2 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
||
|---|---|---|---|---|---|---|---|
| Regal Funds Management Pty Ltd and its associates |
UBS NOMINEES PTY LTD | UBS AG, AUSTRALIA BRANCH |
HOLDER OF SHARES |
3,148,021 ORDINARY |
3,148,021 | ||
| Regal Funds Management Pty Ltd and its associates |
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED A/C 2 |
MORGAN STANLEY & CO INTL PLC |
HOLDER OF SHARES |
517,709 ORDINARY |
517,709 | ||
| Regal Funds Management Pty Ltd and its associates |
MERRILL LYNCH (AUS) NOMINEES PTY LTD |
MERRILL LYNCH INTERNATIONAL LIMITED |
HOLDER OF SHARES |
4,552,099 ORDINARY |
4,552,099 | ||
| Regal Funds Management Pty Ltd and its associates |
J.P. MORGAN PRIME NOMINEES LTD | J.P MORGAN SECURITIES PLC |
HOLDER OF SHARES |
8,189,685 ORDINARY |
8,189,685 | ||
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with,
the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
100% OWNER OF REGAL FUNDS MANAGEMENT
REGAL PARTNERS LIMITED
PTY LIMITED
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL FUNDS MANAGEMENT PTY LIMITED
SYDNEY NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL PARTNERS LIMITED
SYDNEY NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 5/10/2022
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
30/08/2022 Management Pty Limited) Sell 182403.00 756545 Ordinary 756545
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
30/08/2022 Management Pty Limited) Sell 172914.00 690000 Ordinary 690000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
5/09/2022 Management Pty Limited) Sell 90000.00 500000 Ordinary 500000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
3/10/2022 Management Pty Limited) Sell 165877.70 1132271 Ordinary 1132271
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