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ATOMOS LIMITED Major Shareholding Notification 2021

Feb 16, 2021

64380_rns_2021-02-16_3c04acc3-b92e-4abe-845a-4db5af10004f.pdf

Major Shareholding Notification

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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
Atomos Ltd(AMS)
ACN/ARSN
139 730 500
1. Details of substantial holder (1)
Name
Regal Funds Management PtyLtd(RFM)
ACN/ARSN (if applicable)
107 576 821
The holder became a substantial holder on
15/02/2021
2. Details of voting power
3. Details of relevant interests
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Nature of
relevant interest
(6)
Class and
number of
securities
Person's
votes
HOLDER OF
SHARES
5,890,734
ORDINARY
5,890,734
HOLDER OF
SHARES
250,000
ORDINARY
250,000
HOLDER OF
SHARES
5,508,697
ORDINARY
5,508,697
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial
holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Voting power (6)
Person's votes (5)
Number of securities
Class of securities (4)
ORDINARY
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the
substantial holder became a substantial holder are as follows:
Class and number of securities
11,649,431 ORDINARY
Holder of relevant interest
5.33%
11,649,431
11,649,431
REGAL FUNDS MANAGEMENT PTY LIMITED
Nature of relevant interest (7)
REGAL FUNDS MANAGEMENT PTY LIMITED HAS
A RELEVANT INTEREST IN ITS CAPACITY AS
INVESTMENT MANAGER AND/OR TRUSTEE
Holder of relevant interest
UBS AG, AUSTRALIA
BRANCH
Registered holder of securities
UBS NOMINEES PTY LTD
Person entitled to be registered
as holder (8)
UBS AG, AUSTRALIA BRANCH
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
CREDIT SUISSE AG
CS THIRD NOMINEES PTY
LIMITED
MERRILL LYNCH
INTERNATIONAL LIMITED
CREDIT SUISSE AG
Atomos Ltd(AMS)
139 730 500
Regal Funds Management PtyLtd(RFM)
107 576 821
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that
the substantial holder became a substantial holder is as follows:
Holder of relevant interest
Date of acquisition
Consideration (9) Class and number of securities
See Annexure 1
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
NOT APPLICABLE
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
PHILIP KING LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW
2000
Signature
print name
Kenny Ho capacity CompanySecretary
sign here date 17/02/2021
Annexure 1
Consideration
Considerati
on given in Number of Persons
Person whose relevant interest Nature of relation to securities Class of votes
Date changed Change change affected securities affected
2/12/2020 Regal Funds Management Buy 1000000.00 1000000 Ordinary 1000000
7/01/2021 Regal Funds Management Buy 435720.00 400000 Ordinary 400000
7/01/2021 Regal Funds Management Buy 328350.00 300000 Ordinary 300000
28/01/2021 Regal Funds Management Buy 1800000.00 2000000 Ordinary 2000000
3/02/2021 Regal Funds Management Buy 131172.20 140622 Ordinary 140622
4/02/2021 Regal Funds Management Buy 266081.27 286232 Ordinary 286232
5/02/2021 Regal Funds Management Buy 1670378.88 1739978 Ordinary 1739978
15/02/2021 Regal Funds Management Buy 521250.00 500000 Ordinary 500000
15/02/2021 Regal Funds Management Buy 201660.00 200000 Ordinary 200000
15/02/2021 Regal Funds Management Buy 259975.55 250603 Ordinary 250603