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ATOMOS LIMITED — Major Shareholding Notification 2021
Feb 16, 2021
64380_rns_2021-02-16_3c04acc3-b92e-4abe-845a-4db5af10004f.pdf
Major Shareholding Notification
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| Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder |
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|---|---|
| To Company Name/Scheme Atomos Ltd(AMS) ACN/ARSN 139 730 500 1. Details of substantial holder (1) Name Regal Funds Management PtyLtd(RFM) ACN/ARSN (if applicable) 107 576 821 The holder became a substantial holder on 15/02/2021 2. Details of voting power 3. Details of relevant interests 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 5,890,734 ORDINARY 5,890,734 HOLDER OF SHARES 250,000 ORDINARY 250,000 HOLDER OF SHARES 5,508,697 ORDINARY 5,508,697 The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Voting power (6) Person's votes (5) Number of securities Class of securities (4) ORDINARY The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Class and number of securities 11,649,431 ORDINARY Holder of relevant interest 5.33% 11,649,431 11,649,431 REGAL FUNDS MANAGEMENT PTY LIMITED Nature of relevant interest (7) REGAL FUNDS MANAGEMENT PTY LIMITED HAS A RELEVANT INTEREST IN ITS CAPACITY AS INVESTMENT MANAGER AND/OR TRUSTEE Holder of relevant interest UBS AG, AUSTRALIA BRANCH Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH MERRILL LYNCH (AUS) NOMINEES PTY LTD MERRILL LYNCH INTERNATIONAL LIMITED CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED MERRILL LYNCH INTERNATIONAL LIMITED CREDIT SUISSE AG |
Atomos Ltd(AMS) |
| 139 730 500 | |
| Regal Funds Management PtyLtd(RFM) | |
| 107 576 821 |
| 5. Consideration | |||||||||
| The consideration paid for each relevant interest referred to in paragraph 3 above, and | acquired in the four months prior to | the day that | |||||||
| the substantial holder became a substantial holder is as | follows: | ||||||||
| Holder of relevant interest Date of acquisition |
Consideration (9) | Class and number of securities | |||||||
| See Annexure 1 | |||||||||
| 6. Associates | |||||||||
| The reasons the persons named in paragraph | 3 above are associates of | the substantial holder are as follows: | |||||||
| Name and ACN/ARSN (if applicable) | Nature of association | ||||||||
| NOT APPLICABLE | |||||||||
| 7. Addresses | |||||||||
| The addresses of persons named in this form are as follows: | |||||||||
| Name | Address | ||||||||
| PHILIP KING | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW | ||||||||
| 2000 | |||||||||
| Signature | |||||||||
| print name |
Kenny | Ho | capacity | CompanySecretary | |||||
| sign here | date | 17/02/2021 | |||||||
| Annexure 1 | |||||||||
| Consideration | |||||||||
| Considerati | |||||||||
| on given in | Number of | Persons | |||||||
| Person whose relevant interest | Nature of | relation to | securities | Class of | votes | ||||
| Date | changed | Change | change | affected | securities | affected | |||
| 2/12/2020 | Regal Funds Management | Buy | 1000000.00 | 1000000 | Ordinary | 1000000 | |||
| 7/01/2021 | Regal Funds Management | Buy | 435720.00 | 400000 | Ordinary | 400000 | |||
| 7/01/2021 | Regal Funds Management | Buy | 328350.00 | 300000 | Ordinary | 300000 | |||
| 28/01/2021 | Regal Funds Management | Buy | 1800000.00 | 2000000 | Ordinary | 2000000 | |||
| 3/02/2021 | Regal Funds Management | Buy | 131172.20 | 140622 | Ordinary | 140622 | |||
| 4/02/2021 | Regal Funds Management | Buy | 266081.27 | 286232 | Ordinary | 286232 | |||
| 5/02/2021 | Regal Funds Management | Buy | 1670378.88 | 1739978 | Ordinary | 1739978 | |||
| 15/02/2021 | Regal Funds Management | Buy | 521250.00 | 500000 | Ordinary | 500000 | |||
| 15/02/2021 | Regal Funds Management | Buy | 201660.00 | 200000 | Ordinary | 200000 | |||
| 15/02/2021 | Regal Funds Management | Buy | 259975.55 | 250603 | Ordinary | 250603 | |||
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