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ATOMOS LIMITED Major Shareholding Notification 2021

Aug 23, 2021

64380_rns_2021-08-23_70216700-f190-41a0-9801-51ff35569604.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Atomos Ltd (AMS) ACN/ARSN 139 730 500 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821

There was a change in the interests of the substantial holder on 20/08/2021 The previous notice was given to the company on 12/08/2021 The previous notice was dated 10/08/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Previous notice Current notice Current notice
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 14,941,182 6.84% 18,191,465 8.33%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of securities
See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
UBS AG, AUSTRALIA
BRANCH
UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH HOLDER OF
SHARES
10,140,202
ORDINARY
10,140,202
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
HOLDER OF
SHARES
250,000
ORDINARY
250,000
CREDIT SUISSE AG CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG HOLDER OF
SHARES
7,801,263
ORDINARY
7,801,263

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY Kenny Ho NSW 2000

Signature

print name Kenny Ho capacity Company Secretary sign here date 24/08/2021

Annexure 1

Changes in relevant interests

Date Person whose relevant interest changed Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
11/08/2021 Regal Funds Management Sell 66618.75 59243 Ordinary 59243
12/08/2021 Regal Funds Management Sell 57100.00 50000 Ordinary 50000
13/08/2021 Regal Funds Management Sell 65878.30 56287 Ordinary 56287
13/08/2021 Regal Funds Management Sell 38456.47 32165 Ordinary 32165
16/08/2021 Regal Funds Management Sell 57930.00 50000 Ordinary 50000
17/08/2021 Regal Funds Management Sell 92130.00 83000 Ordinary 83000
17/08/2021 Regal Funds Management Sell 85177.17 76228 Ordinary 76228
18/08/2021 Regal Funds Management Buy 963900.00 750000 Ordinary 750000
18/08/2021 Regal Funds Management Buy 194415.00 150000 Ordinary 150000
19/08/2021 Regal Funds Management Buy 317037.17 242235 Ordinary 242235
19/08/2021 Regal Funds Management Buy 1820000.00 1400000 Ordinary 1400000
20/08/2021 Regal Funds Management Buy 102109.00 70000 Ordinary 70000
20/08/2021 Regal Funds Management Buy 1014457.94 699144 Ordinary 699144
20/08/2021 Regal Funds Management Buy 66734.70 45503 Ordinary 45503
20/08/2021 Regal Funds Management Buy 426730.37 300324 Ordinary 300324