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ATOMOS LIMITED — Major Shareholding Notification 2020
Sep 17, 2020
64380_rns_2020-09-17_961e4949-d7ca-46c4-840b-b8e150301e9c.pdf
Major Shareholding Notification
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Ellerston Capital Limited ABN 34 110 397 674 AFSL No. 283 000
Level 11, 179 Elizabeth Street Sydney NSW 2000 Phone +612 9021 7797 Fax +612 9261 0528 www.ellerstoncapital.com
TO: The Manager, Company Announcements, ASX
FAX No: 0 FROM: Ellerston Capital Limited DATE: 18/09/2020
NO. OF PAGES (Including this page) 8
Dear Manager
RE:
ATOMOS LIMITED - Form 604
We attach our notice of a change in substantial holding (Form 604) in respect of ATOMOS LIMITED.
We note that the shares reported in this Form are owned by third party accounts under the discretionary investment management of Ellerston Capital Limited.
None of Ellerston Capital Limited, nor any of its shareholders or any of their associates hold a direct interest in any shares disclosed in this Form.
Yours sincerely,
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Ian Kelly Company Secretary Ellerston Capital Limited
Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme ATOMOS LIMITED
ACN/ARSN/ARBN ACN 139 730 500
1. Details of substantial holder (1)
| There was a change in the interest substantial holder on Name The previous notice was given to t ACN/ARSN (if applicable) The previous notice was dated |
Ellerston Capital Limited (Primary Person), and its associa | tes being those persons listed in Annexure B |
|---|---|---|
| ACN 110 397 674 | ||
| s of the he company on |
16/09/2020 20/05/2020 20/05/2020 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | Voting power (5) | Person’s votes | Voting power (5) | |
| Securities | 22,311,112 | 10.58% | 19,895,757 | 9.12% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting
securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A | See Annexure A | See Annexure A | See Annexure A | See Annexure A | See Annexure A |
Note, all transactions took place on a prescribed financial market (ASX or ChiX)
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of Securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest(6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Primary Person | HSBC Custody Nominees (Australia) Limited |
HSBC Custody Nominees (Australia) Limited |
In respect of 4,900,004 Securities shares held by HSBC Custody Nominees (Australia) Limited as nominee under s608(1)(b) and (c) by having the power to control voting and disposal. |
4,900,004 Securities |
2.25% |
| Primary Person | JP Morgan Nominees Australia Limited |
JP Morgan Nominees Australia Limited |
In respect of 6,117,199 Securities shares held by JP Morgan Nominees Australia Limited as nominee under s608(1)(b) and (c) by having the power to control voting and disposal. |
6,117,199 Securities |
2.8% |
| Primary Person | State Street (Australia) Ltd |
State Street (Australia) Ltd |
In respect of 6,067,423 Securities shares held by State Street (Australia) Ltd as nominee under s608(1)(b) and (c) by having the power to control voting and disposal. |
6,067,423 Securities |
2.78% |
| Primary Person | HSBC Custody Nominees (Australia) Limited |
HSBC Custody Nominees (Australia) Limited |
In respect of 2,099,996 Securities shares held by HSBC Custody Nominees (Australia) Limited as nominee under s608(1)(b) and (c) by having the power to control voting and disposal. |
2,099,996 Securities |
.96% |
| Primary Person | National Nominees Limited |
National Nominees Limited |
In respect of 711,135 Securities shares held by National Nominees Limited as nominee under s608(1)(b) and (c) by having the power to control voting and disposal. |
711,135 Securities |
.33% |
5. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See annexures | The Substantial Shareholder – c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 |
| The entities listed in Annexure B – c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 | |
| ATOMOS LIMITED | 29 Nott Street, PORT MELBOURNE, VIC, 3207 |
Signature
| print name | Ian Kelly | capacity | Company Secretary |
|---|---|---|---|
| sign here | date | 18/09/2020 |
ATOMOS LIMITED ACN 139 730 500
This is Annexure A of 1 pages referred to in Form Form 604 Change of interests of substantial holder.
Signature
print name sign here
| Ian Kelly capacity Company Secretary |
Ian Kelly capacity Company Secretary |
Ian Kelly capacity Company Secretary |
Ian Kelly capacity Company Secretary |
|---|---|---|---|
| date 18/09/2020 |
|||
| Date of Change | Person whose relevant interest changed |
Consideration give in relation to change (5) |
Class (6) and number of securities affected |
| 16/09/2020 | PrimaryPerson | $722,023.62 | -1,045,969 Securities |
| 14/09/2020 | PrimaryPerson | $73,239.13 | -104,822 Securities |
| 10/09/2020 | PrimaryPerson | $120,472.30 | -169,393 Securities |
| 9/09/2020 | PrimaryPerson | $108,654.60 | -155,660 Securities |
| 8/09/2020 | PrimaryPerson | $168,545.49 | -234,156 Securities |
| 7/09/2020 | PrimaryPerson | $447,088.53 | -641,539 Securities |
| 4/09/2020 | PrimaryPerson | $421,564.49 | -648,461 Securities |
| 3/09/2020 | PrimaryPerson | $400,156.70 | -609,525 Securities |
| 2/09/2020 | PrimaryPerson | $352,385.00 | -550,000 Securities |
| 1/09/2020 | PrimaryPerson | $580,000.00 | -1,000,000 Securities |
| 27/08/2020 | PrimaryPerson | $104,360.00 | 200,000 Securities |
| 19/08/2020 | PrimaryPerson | $109,599.60 | 209,000 Securities |
| 17/08/2020 | PrimaryPerson | $0.00 | Securities |
| 12/08/2020 | PrimaryPerson | $220,394.87 | -403,402 Securities |
| 11/08/2020 | PrimaryPerson | $71,872.92 | -133,098 Securities |
| 4/08/2020 | PrimaryPerson | $4,412.00 | 10,000 Securities |
| 3/08/2020 | PrimaryPerson | $47,000.00 | 100,000 Securities |
| 30/07/2020 | PrimaryPerson | $0.00 | Securities |
| 29/07/2020 | PrimaryPerson | $1,477.85 | 3,321 Securities |
| 28/07/2020 | PrimaryPerson | $9,189.20 | 21,642 Securities |
| 27/07/2020 | PrimaryPerson | $6,329.07 | 15,037 Securities |
| 23/07/2020 | PrimaryPerson | $7,820.66 | 17,626 Securities |
| 22/07/2020 | PrimaryPerson | $32,194.57 | 72,987 Securities |
| 21/07/2020 | PrimaryPerson | $5,571.05 | 12,807 Securities |
| 20/07/2020 | PrimaryPerson | $20,816.66 | 47,679 Securities |
| 17/07/2020 | PrimaryPerson | $26,739.37 | 61,768 Securities |
| Date of Change | Person whose relevant interest changed |
Consideration give in relation to change (5) |
Class (6) and number of securities affected |
|---|---|---|---|
| 16/07/2020 | PrimaryPerson | $16,256.83 | 37,133 Securities |
| 15/07/2020 | PrimaryPerson | $63,795.00 | 150,000 Securities |
| 14/07/2020 | PrimaryPerson | $62,343.38 | 150,000 Securities |
| 13/07/2020 | PrimaryPerson | $86,080.00 | 200,000 Securities |
| 10/07/2020 | PrimaryPerson | $38,160.72 | 85,793 Securities |
| 9/07/2020 | PrimaryPerson | $36,190.00 | 77,000 Securities |
| 8/07/2020 | PrimaryPerson | $73,776.73 | 164,207 Securities |
| 30/06/2020 | PrimaryPerson | $194,353.24 | 450,831 Securities |
| 29/06/2020 | PrimaryPerson | $56,756.86 | 129,169 Securities |
| 26/06/2020 | PrimaryPerson | $78,183.00 | 170,000 Securities |
| 24/06/2020 | PrimaryPerson | $535.34 | 1,085 Securities |
| 23/06/2020 | PrimaryPerson | $16,254.32 | 33,397 Securities |
| 22/06/2020 | PrimaryPerson | $31,789.34 | 65,518 Securities |
| 17/06/2020 | PrimaryPerson | $74,370.69 | 150,000 Securities |
| 16/06/2020 | PrimaryPerson | $4,836.25 | 10,000 Securities |
| 15/06/2020 | PrimaryPerson | $95,600.00 | -200,000 Securities |
| 12/06/2020 | PrimaryPerson | $251,892.09 | -526,168 Securities |
| 11/06/2020 | PrimaryPerson | $52,540.00 | 100,000 Securities |
| 10/06/2020 | PrimaryPerson | $81,029.63 | 150,000 Securities |
| 9/06/2020 | PrimaryPerson | $87,923.71 | 160,065 Securities |
| 5/06/2020 | PrimaryPerson | $32,952.26 | 59,935 Securities |
| 4/06/2020 | PrimaryPerson | $43,050.07 | 78,444 Securities |
| 29/05/2020 | PrimaryPerson | $205,481.05 | 364,522 Securities |
| 28/05/2020 | PrimaryPerson | $57,480.00 | 100,000 Securities |
| 27/05/2020 | PrimaryPerson | $2,752.32 | -4,512 Securities |
| 26/05/2020 | PrimaryPerson | $8,374.53 | -13,932 Securities |
| 25/05/2020 | PrimaryPerson | $17,028.81 | -22,070 Securities |
| 22/05/2020 | PrimaryPerson | $121,539.80 | 234,497 Securities |
| 21/05/2020 | PrimaryPerson | $79,499.06 | 153,889 Securities |
ATOMOS LIMITED ACN 139 730 500
This is Annexure B of 3 pages referred to in Form Form 604 Change of interests of substantial holder.
Signature
| print name Ian Kelly | capacity | Company Secretary |
|---|---|---|
| sign here | date | 18/09/2020 |
The following entities represent the Passive Substantial Holders. Each is a related body corporate of the Principal Person or a person that controls a related body corporate of the Principal Person and so an associate of the Primary Person under section 12(2)(a) of the Corporations Act, and therefore a substantial holder in the Company.
| PARTY/ENTITY NAME | AUSTRALIAN COMPANY |
|---|---|
| Arctic Capital Ltd | |
| Bareage PtyLtd | 060 526 865 |
| Buttermilk Properties LLC | |
| Cairnton Holdings Bahamas Limited | |
| Cairnton Holdings Limited |
008 394 134 |
| Cairnton Holdings LLC | |
| Cairnton PtyLtd | 001 735 075 |
| Castwo PtyLtd | 084 494 520 |
| Cavalane Holdings PtyLtd | 080 695 754 |
| CBG HoldingCompanyPtyLimited | 163 161 420 |
| Chatsworth One Limited | |
| Chatsworth Two Limited | |
| Chermon PtyLtd | 123 039 305 |
| Conpress(HongKong)Ltd | |
| Conpress(Malaysia)Sdn Bhd | |
| Conpress Cayman III,LDC | |
| Conpress Christchurch PtyLtd | |
| Conpress Finance BV | |
| Conpress Holdings PtyLtd | 088 047 974 |
| Conpress International Finance Unlimited Company | |
| Conpress International(Netherlands Antilles)II NV | |
| Conpress Mauritius Limited | |
| Conpress Securities PtyLimited | 160 602 853 |
| Consolidated Custodians International Ltd | |
| Consolidated Custodians PtyLtd | 008 394 492 |
| Consolidated GamingPtyLtd | 071 513 409 |
| Consolidated Press(Finance)LLC | |
| Consolidated Press(Finance)PtyLtd | 001 557 035 |
| Consolidated Press(Finance)II PtyLtd | 603 295 834 |
| Consolidated Press(Finance)III PtyLtd | 604 881 030 |
| Consolidated Press Financial Services PtyLtd | 008 457 869 |
| Consolidated Press Holdings(North America)LLC | |
| Consolidated Press Holdings PtyLimited | 008 394 509 |
| Consolidated Press International Limited | |
| Consolidated Press International Holdings Limited | |
| Consolidated Press Investments PtyLtd | 000 089 118 |
| Consolidated Press PropertyPtyLtd | 004 160 703 |
| C.P. International Investments Ltd | |
| CPH Barbuda Holdings Limited | |
| CPH Capital PtyLtd | 096 130 899 |
| CPH Crown Holdings PtyLimited | 603 296 804 |
| CPH Direct Investments PtyLtd | 122 328 652 |
| PARTY/ENTITY NAME | AUSTRALIAN COMPANY |
AUSTRALIAN COMPANY |
|---|---|---|
| CPH GamingI PtyLimited | 603 295 674 | |
| CPH GamingII PtyLimited | 603 295 923 | |
| CPH GamingIII PtyLimited | 603 296 162 | |
| CPH GamingIVA PtyLimited | 603 296 537 | |
| CPH GamingIVB PtyLimited | 603 296 546 | |
| CPH(Ellerston Leisure)Holdings PtyLimited | 608 726 334 | |
| CPH S.One Holdings PtyLimited | 603 297 927 | |
| CPH S.One I PtyLimited | 603 297 310 | |
| CPH Zhaopin Holdings PtyLimited | 603 298 719 | |
| CPH Zhaopin Holdings I PtyLimited | 603 298 344 | |
| CPH Zillow Holdings PtyLimited | 603 300 090 | |
| CPH Zillow Holdings I PtyLimited | 603 299 074 | |
| CPIL Two Limited | ||
| ECS Investment Partners PtyLtd | 166 264 375 | |
| EC Ventures GP PtyLimited | 606 074 864 | |
| Ellerstina Inversiones(Malaysia)Sdn Bhd | ||
| Ellerstina Inversiones SA | ||
| Ellerston Australian Small Companies Fund | ||
| Ellerston Asia Growth Fund | ||
| Ellerston Australian Share Fund | ||
| Ellerston Australian Market Neutral Fund | ||
| Ellerston Capital Limited | 110 397 674 | |
| Ellerston EquityTail Risk Fund | ||
| Ellerston Global EquityManagers Fund | ||
| Ellerston Global Macro Fund | ||
| Ellerston Global Macro Fund(V2) | ||
| Ellerston Global Mid Small CapFund | ||
| Ellerston India Fund | ||
| Ellerston JAADE Australian Private Assets Fund(Retail) | ||
| Ellerston JAADE Australian Private Assets Fund(Wholesale) | ||
| Ellerston Loan Fund | ||
| Ellerston Low VolatilityIncome StrategyFund | ||
| Ellerston MicroCapFund | ||
| Ellerston Opportunities PtyLtd | 150 851 666 | |
| Ellerston OverlayASF | ||
| Ellerston SIV Cash Management Trust | ||
| Ellerston SIV Government Bond Fund | ||
| Ellerston SIV Low-VolatilityEmergingCompanies Fund | ||
| Ellerston SIV Market Linked Income Fund | ||
| Ellerston SIV Pure EmergingCompanies Fund | ||
| Ellerston SIV Stable Income Fund | ||
| Ellerston Special Opportunities Platform | ||
| Hoyts Cinemas(South America)Holdings Limited | ||
| Hoyts Cinemas America Limited | ||
| Hoyts Cinemas Argentina Limited | ||
| Hoyts Cinemas Chile Limited | ||
| Hoyts Cinemas Operations PtyLtd | 006 530 347 | |
| Hoyts Cinemas Overseas Holdings Sdn Bhd | ||
| Hoyts EmergingTerritories Ltd | ||
| Hoyts Overseas Operations Sdn Bhd | ||
| HUSH Holdings CompanyInc | ||
| HUSH HoldingSubsidiaryInc | ||
| HUSH Holdings US Inc | ||
| Hyde Park Gardens(Jersey)Limited | ||
| Jaslib PtyLtd | 065 059 458 | |
| Jasopt PtyLtd | 065 064 164 | |
| Manoc Developments PtyLtd | 137 556 524 | |
| Northeast Cinemas,L.L.C. | ||
| Northeast Cinemas(Connecticut)L.L.C. |
| PARTY/ENTITY NAME | AUSTRALIAN COMPANY |
|---|---|
| Northeast Cinemas(Maryland)L.L.C. | |
| Northkom PtyLtd | 082 885 961 |
| Northkom I PtyLimited | 604 022 899 |
| Northkom Bahamas Limited | |
| Occam Partners Fund LP | |
| Ridgegate ProprietaryLimited | 058 139 923 |
| Rosgrove PtyLimited | 051 649 560 |
| S.One HoldingCompanyPtyLimited | 601 640 215 |
| Samenic PtyLimited | 066 234 900 |
| Savabow PtyLtd | 084 712 774 |
| SBC Burlington Corp | |
| ScrumPac PtyLtd | 602 375 253 |
| Silthree PtyLtd | 084 494 575 |
| Siltwo PtyLtd | 084 494 495 |
| Tastee Shears Holdings PtyLimited | 627 444 464 |
| Toranaga PtyLtd | 056 229 728 |
| TorayPtyLtd | 002 348 503 |
| West Buttermilk Holdings VIII LLC | |
| Wilbur Holdings Aus Pty. Limited | 633 535 565 |
| Wilbur One Aus Pty. Limited | 633 536 179 |