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ATOMOS LIMITED Major Shareholding Notification 2020

Nov 19, 2020

64380_rns_2020-11-19_b4fa5c4c-72cf-451f-9334-ff9230e051f1.pdf

Major Shareholding Notification

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Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme ATOMOS LIMITED

ACN/ARSN/ARBN ACN 139 730 500

1. Details of substantial holder (1)

Name Ellerston Capital Limited (Primary Person), and its associates being those persons listed in Annexure B ACN/ARSN (if applicable) ACN 110 397 674 There was a change in the interests of the substantial holder on 20/11/2020 The previous notice was given to the company on 16/09/2020 The previous notice was dated 16/09/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous Notice Previous Notice Present Notice Present Notice
Person’s votes Voting power (5) Person’s votes Voting power (5)
Securities 19,895,757 9.12% 16,435,844 7.52%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting

securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed
Nature of change
(6)
Consideration given
in relation to change
(7)
Class and number of securities
affected
Person's votes affected
See Annexure A See Annexure A See Annexure A See Annexure A See Annexure A See Annexure A

Note, all transactions took place on a prescribed financial market (ASX or ChiX)

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder of
Securities
Person entitled to
be registered as
holder (8)
Nature of
relevant
interest(6)
Class and
number of
securities
Person’s votes
Primary Person HSBC Custody
Nominees (Australia)
Limited
HSBC Custody
Nominees
(Australia) Limited
In respect of 2,400,004 Securities shares
held by HSBC Custody Nominees
(Australia) Limited as nominee under
s608(1)(b) and (c) by having the power to
control voting and disposal.
2,400,004
Securities
1.1%
Primary Person JP Morgan Nominees
Australia Limited
JP Morgan
Nominees Australia
Limited
In respect of 6,167,463 Securities shares
held by JP Morgan Nominees Australia
Limited as nominee under s608(1)(b) and
(c) by having the power to control voting
and disposal.
6,167,463
Securities
2.82%
Primary Person State Street (Australia)
Ltd

State Street
(Australia) Ltd
In respect of 6,474,967 Securities shares
held by State Street (Australia) Ltd as
nominee under s608(1)(b) and (c) by
having the power to control voting and
disposal.
6,474,967
Securities
2.96%
Primary Person HSBC Custody
Nominees (Australia)
Limited
HSBC Custody
Nominees
(Australia) Limited
In respect of 599,996 Securities shares
held by HSBC Custody Nominees
(Australia) Limited as nominee under
s608(1)(b) and (c) by having the power to
control voting and disposal.
599,996
Securities
.27%
Primary Person National Nominees
Limited
National Nominees
Limited
In respect of 793,414 Securities shares
held by National Nominees Limited as
nominee under s608(1)(b) and (c) by
having the power to control voting and
disposal.
793,414
Securities
.36%

5. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
See annexures The Substantial Shareholder – c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000
The entities listed in Annexure B – c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000
ATOMOS LIMITED 29 Nott Street, PORT MELBOURNE, VIC, 3207

Signature

print name Ian Kelly capacity Company Secretary
sign here date 20/11/2020

ATOMOS LIMITED ACN 139 730 500

This is Annexure A of 1 pages referred to in Form Form 604 Change of interests of substantial holder.

Signature

print name

sign here

Ian Kelly
capacity
Company Secretary
Ian Kelly
capacity
Company Secretary
Ian Kelly
capacity
Company Secretary
Ian Kelly
capacity
Company Secretary
date
20/11/2020
Date of Change Person whose relevant interest
changed
Consideration give in relation to
change (5)
Class (6) and number of securities
affected
19/11/2020 PrimaryPerson $943,505.95 -1,087,137 Securities
18/11/2020 PrimaryPerson $361,635.18 -425,420 Securities
17/11/2020 PrimaryPerson $304,729.45 -342,033 Securities
16/11/2020 PrimaryPerson $78,896.83 -91,411 Securities
13/11/2020 PrimaryPerson $33,973.88 -38,793 Securities
12/11/2020 PrimaryPerson $762,339.71 -966,151 Securities
11/11/2020 PrimaryPerson $1,010,988.61 -1,317,249 Securities
10/11/2020 PrimaryPerson $0.00 Securities
9/11/2020 PrimaryPerson $0.00 Securities
6/11/2020 PrimaryPerson $68,467.92 -98,903 Securities
4/11/2020 PrimaryPerson $294,123.87 -419,937 Securities
3/11/2020 PrimaryPerson $54,603.04 87,561 Securities
2/11/2020 PrimaryPerson $396,162.97 644,395 Securities
30/10/2020 PrimaryPerson $34,718.92 -50,259 Securities
29/10/2020 PrimaryPerson $82,904.10 128,529 Securities
28/10/2020 PrimaryPerson $141,093.50 -206,973 Securities
27/10/2020 PrimaryPerson $11,115.40 18,145 Securities
26/10/2020 PrimaryPerson $139,253.53 199,009 Securities
23/10/2020 PrimaryPerson $7,233.41 9,828 Securities
22/10/2020 PrimaryPerson $27,266.42 35,333 Securities
12/10/2020 PrimaryPerson $9,966.42 -13,333 Securities
9/10/2020 PrimaryPerson $38,073.50 52,100 Securities
8/10/2020 PrimaryPerson $42,910.81 -59,057 Securities
7/10/2020 PrimaryPerson $29,683.68 -40,943 Securities
6/10/2020 PrimaryPerson $1,142,994.37 -1,585,614 Securities
5/10/2020 PrimaryPerson $4,777.94 7,788 Securities
Date of Change Person whose relevant interest
changed
Consideration give in relation to
change (5)
Class (6) and number of securities
affected
2/10/2020 PrimaryPerson $166,898.29 275,823 Securities
1/10/2020 PrimaryPerson $803,429.40 1,294,789 Securities
25/09/2020 PrimaryPerson $94,328.88 146,269 Securities
24/09/2020 PrimaryPerson $118,740.45 191,641 Securities
23/09/2020 PrimaryPerson $121,477.72 192,090 Securities

ATOMOS LIMITED ACN 139 730 500

This is Annexure B of 3 pages referred to in Form Form 604 Change of interests of substantial holder.

Signature

nature
print name Ian Kelly capacity Company
Secretary
sign here date 20/11/2020

The following entities represent the Passive Substantial Holders. Each is a related body corporate of the Principal Person or a person that controls a related body corporate of the Principal Person and so an associate of the Primary Person under section 12(2)(a) of the Corporations Act, and therefore a substantial holder in the Company.

PARTY/ENTITY NAME AUSTRALIAN
COMPANY
Arctic Capital Ltd
Bareage PtyLtd 060 526 865
Buttermilk Properties LLC
Cairnton Holdings Bahamas Limited

Cairnton Holdings Limited
008 394 134
Cairnton Holdings LLC
Cairnton PtyLtd 001 735 075
Castwo PtyLtd 084 494 520
Cavalane Holdings PtyLtd 080 695 754
CBG HoldingCompanyPtyLimited 163 161 420
Chatsworth One Limited
Chatsworth Two Limited
Chermon PtyLtd 123 039 305
Conpress(HongKong)Ltd
Conpress(Malaysia)Sdn Bhd
Conpress Cayman III,LDC
Conpress Christchurch PtyLtd
Conpress Finance BV
Conpress Holdings PtyLtd 088 047 974
Conpress International Finance Unlimited Company
Conpress International(Netherlands Antilles)II NV
Conpress Mauritius Limited
Conpress Securities PtyLimited 160 602 853
Consolidated Custodians International Ltd
Consolidated Custodians PtyLtd 008 394 492
Consolidated GamingPtyLtd 071 513 409
Consolidated Press(Finance)LLC
Consolidated Press(Finance)PtyLtd 001 557 035
Consolidated Press(Finance)II PtyLtd 603 295 834
Consolidated Press(Finance)III PtyLtd 604 881 030
Consolidated Press Financial Services PtyLtd 008 457 869
Consolidated Press Holdings(North America)LLC
Consolidated Press Holdings PtyLimited 008 394 509
Consolidated Press International Limited
Consolidated Press International Holdings Limited
Consolidated Press Investments PtyLtd 000 089 118
Consolidated Press PropertyPtyLtd 004 160 703
C.P. International Investments Ltd
CPH Barbuda Holdings Limited
CPH Capital PtyLtd 096 130 899
CPH Crown Holdings PtyLimited 603 296 804
CPH Direct Investments PtyLtd 122 328 652
PARTY/ENTITY NAME AUSTRALIAN
COMPANY
AUSTRALIAN
COMPANY
CPH GamingI PtyLimited 603 295 674
CPH GamingII PtyLimited 603 295 923
CPH GamingIII PtyLimited 603 296 162
CPH GamingIVA PtyLimited 603 296 537
CPH GamingIVB PtyLimited 603 296 546
CPH(Ellerston Leisure)Holdings PtyLimited 608 726 334
CPH S.One Holdings PtyLimited 603 297 927
CPH S.One I PtyLimited 603 297 310
CPH Zhaopin Holdings PtyLimited 603 298 719
CPH Zhaopin Holdings I PtyLimited 603 298 344
CPH Zillow Holdings PtyLimited 603 300 090
CPH Zillow Holdings I PtyLimited 603 299 074
CPIL Two Limited
ECS Investment Partners PtyLtd 166 264 375
EC Ventures GP PtyLimited 606 074 864
Ellerstina Inversiones(Malaysia)Sdn Bhd
Ellerstina Inversiones SA
Ellerston Australian Small Companies Fund
Ellerston Asia Growth Fund
Ellerston Australian Share Fund
Ellerston Australian Market Neutral Fund
Ellerston Capital Limited 110 397 674
Ellerston EquityTail Risk Fund
Ellerston Global EquityManagers Fund
Ellerston Global Macro Fund
Ellerston Global Macro Fund(V2)
Ellerston Global Mid Small CapFund
Ellerston India Fund
Ellerston JAADE Australian Private Assets Fund(Retail)
Ellerston JAADE Australian Private Assets Fund(Wholesale)
Ellerston Loan Fund
Ellerston Low VolatilityIncome StrategyFund
Ellerston MicroCapFund
Ellerston Opportunities PtyLtd 150 851 666
Ellerston OverlayASF
Ellerston SIV Cash Management Trust
Ellerston SIV Government Bond Fund
Ellerston SIV Low-VolatilityEmergingCompanies Fund
Ellerston SIV Market Linked Income Fund
Ellerston SIV Pure EmergingCompanies Fund
Ellerston SIV Stable Income Fund
Ellerston Special Opportunities Platform
Hoyts Cinemas(South America)Holdings Limited
Hoyts Cinemas America Limited
Hoyts Cinemas Argentina Limited
Hoyts Cinemas Chile Limited
Hoyts Cinemas Operations PtyLtd 006 530 347
Hoyts Cinemas Overseas Holdings Sdn Bhd
Hoyts EmergingTerritories Ltd
Hoyts Overseas Operations Sdn Bhd
HUSH Holdings CompanyInc
HUSH HoldingSubsidiaryInc
HUSH Holdings US Inc
Hyde Park Gardens(Jersey)Limited
Jaslib PtyLtd 065 059 458
Jasopt PtyLtd 065 064 164
Manoc Developments PtyLtd 137 556 524
Northeast Cinemas,L.L.C.
Northeast Cinemas(Connecticut)L.L.C.
PARTY/ENTITY NAME AUSTRALIAN
COMPANY
Northeast Cinemas(Maryland)L.L.C.
Northkom PtyLtd 082 885 961
Northkom I PtyLimited 604 022 899
Northkom Bahamas Limited
Occam Partners Fund LP
Ridgegate ProprietaryLimited 058 139 923
Rosgrove PtyLimited 051 649 560
S.One HoldingCompanyPtyLimited 601 640 215
Samenic PtyLimited 066 234 900
Savabow PtyLtd 084 712 774
SBC Burlington Corp
ScrumPac PtyLtd 602 375 253
Silthree PtyLtd 084 494 575
Siltwo PtyLtd 084 494 495
Tastee Shears Holdings PtyLimited 627 444 464
Toranaga PtyLtd 056 229 728
TorayPtyLtd 002 348 503
West Buttermilk Holdings VIII LLC
Wilbur Holdings Aus Pty. Limited 633 535 565
Wilbur One Aus Pty. Limited 633 536 179