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ATOMOS LIMITED Major Shareholding Notification 2019

Oct 14, 2019

64380_rns_2019-10-14_a2bdf60e-6b60-45a9-b114-30f60e0f810c.pdf

Major Shareholding Notification

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Form 605

Corporations Law Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme ATOMOS LIMITED

ACN/ARSN 139 730 500

1. Details of substantial holder (1)

Name

UBS Group AG and its related bodies corporate

ACN/ARSN (if applicable):

The holder ceased to be a substantial shareholder on

The previous notice was given to the company on

The previous notice was dated

11 October 2019 11 October 2019 09 October 2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of Change
(4)
Consideration
given in
relation to
change (5)
Class (6) and
Number of
securities affected
Person’s
votes
affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
N/A N/A

SIGNATURE

Print Name:
Sign Here:
Print Name:
Sign Here:
Andrew Costley
Capacity:
Authorised signatory
Date:
15 October 2019
Minsoo Ha
Capacity:
Authorised signatory
Date:
15 October 2019

Contact details for this notice:

-----------------------------------------------------------Andrew Costley Group Compliance, Regulatory & Governance (T) +852 3712 3707


AMS - Appendix A AMS - Appendix A AMS - Appendix A AMS - Appendix A AMS - Appendix A AMS - Appendix A
Date of
change
Person whose relevant interest
changed

Nature of Change
Consideration given
in relation to change

Number of
securities
Class
10-Oct-19 UBS Securities Australia Ltd Buy 1,385 863 Ordinary
10-Oct-19 UBS Securities Australia Ltd Sell 676 (420) Ordinary
10-Oct-19 UBS Securities Australia Ltd Buy 218,644 135,224 Ordinary
11-Oct-19 UBS Securities Australia Ltd Buy 9,649 6,143 Ordinary
11-Oct-19 UBS Securities Australia Ltd Sell 6,208 (3,873) Ordinary
11-Oct-19 UBS Securities Australia Ltd Sell 22,190 (14,000) Ordinary
11-Oct-19 UBS Securities Australia Ltd Sell 1,073 (666) Ordinary
11-Oct-19 UBS Securities Australia Ltd Sell 7,972 (5,000) Ordinary
11-Oct-19 UBS Securities Australia Ltd Sell 4,740,000 (3,000,000) Ordinary