AI assistant
ATOMOS LIMITED — Major Shareholding Notification 2019
Oct 14, 2019
64380_rns_2019-10-14_a2bdf60e-6b60-45a9-b114-30f60e0f810c.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme ATOMOS LIMITED
ACN/ARSN 139 730 500
1. Details of substantial holder (1)
Name
UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on
The previous notice was given to the company on
The previous notice was dated
11 October 2019 11 October 2019 09 October 2019
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change (4) |
Consideration given in relation to change (5) |
Class (6) and Number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| N/A | N/A |
SIGNATURE
| Print Name: Sign Here: Print Name: Sign Here: |
Andrew Costley Capacity: Authorised signatory |
|---|---|
| Date: 15 October 2019 |
|
| Minsoo Ha Capacity: Authorised signatory |
|
| Date: 15 October 2019 |
Contact details for this notice:
-----------------------------------------------------------Andrew Costley Group Compliance, Regulatory & Governance (T) +852 3712 3707
| AMS - Appendix A | AMS - Appendix A | AMS - Appendix A | AMS - Appendix A | AMS - Appendix A | AMS - Appendix A |
|---|---|---|---|---|---|
| Date of change |
Person whose relevant interest changed |
Nature of Change |
Consideration given in relation to change |
Number of securities |
Class |
| 10-Oct-19 | UBS Securities Australia Ltd | Buy | 1,385 | 863 | Ordinary |
| 10-Oct-19 | UBS Securities Australia Ltd | Sell | 676 | (420) | Ordinary |
| 10-Oct-19 | UBS Securities Australia Ltd | Buy | 218,644 | 135,224 | Ordinary |
| 11-Oct-19 | UBS Securities Australia Ltd | Buy | 9,649 | 6,143 | Ordinary |
| 11-Oct-19 | UBS Securities Australia Ltd | Sell | 6,208 | (3,873) | Ordinary |
| 11-Oct-19 | UBS Securities Australia Ltd | Sell | 22,190 | (14,000) | Ordinary |
| 11-Oct-19 | UBS Securities Australia Ltd | Sell | 1,073 | (666) | Ordinary |
| 11-Oct-19 | UBS Securities Australia Ltd | Sell | 7,972 | (5,000) | Ordinary |
| 11-Oct-19 | UBS Securities Australia Ltd | Sell | 4,740,000 | (3,000,000) | Ordinary |