Skip to main content
XAI Octagon Floating Rate & Alternative Income Trust logo

XAI Octagon Floating Rate & Alternative Income Trust — Investor Relations & Filings

Ticker · XFLT ISIN · US98400T1060 LEI · 549300XT617P63BLW552 US Financial and insurance activities
Open in API
Filings indexed 453 across all filing types
Latest filing 2026-05-29 Regulatory Filings
Country US United States of America
Listing US XFLT

About XAI Octagon Floating Rate & Alternative Income Trust

https://xainvestments.com

XAI Octagon Floating Rate & Alternative Income Trust is a diversified, closed-end management investment company. The Trust's investment objective is to seek an attractive total return with an emphasis on income generation across multiple stages of the credit cycle. It invests primarily in a portfolio of floating-rate and alternative income-producing credit instruments. The portfolio is concentrated in below-investment grade corporate credit, which includes senior secured loans, high-yield bonds, and structured credit products such as Collateralized Loan Obligation (CLO) debt and equity. The strategy aims to provide investors with a high level of current income.

Recent filings

Filing Released Lang Actions
8-K
Regulatory Filings Classification · 90% confidence The document is a Form 8-K “Current Report” filed under the Securities Exchange Act of 1934. It announces an “Other Event” (a corporate name change) effective on a specific date and contains no financial statements or detailed management discussion. This is a routine regulatory announcement of a corporate change, which does not fit into specialized categories like M&A, board changes, dividends, or financial reports. Under the provided taxonomy, it defaults to Regulatory Filings (RNS).
2026-05-29 English
DEFA14A
Proxy Solicitation & Information Statement
2026-05-19 English
8-K
Regulatory Filings Classification · 87% confidence The document is a Form 8-K "Current Report" filed under the Securities Exchange Act of 1934, containing an Item 8.01 "Other Events" disclosure about changes in the Trust’s investment sub-adviser and notice of a shareholder meeting. It is not a full annual or quarterly report, proxy statement, earnings release, or other specialized filing. As an SEC Form 8-K falls under general regulatory announcements, the appropriate classification is Regulatory Filings (RNS).
2026-05-19 English
4 - XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST (0001703079) (Filer)
Director's Dealing
2026-02-19 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a Current Report used to announce unscheduled material events or corporate changes of importance to shareholders. The text mentions the redemption of all issued and outstanding 6.95% Series II 2029 Convertible Preferred Shares, which is a specific event update. The document is short (3474 characters) and does not contain comprehensive financial statements or detailed analysis. It is not an annual or quarterly report, nor a call transcript or proxy statement. It is a regulatory filing reporting a material event, consistent with the definition of Regulatory Filings (RNS).
2026-01-30 English
Major Shareholding Notification 2026
Major Shareholding Notification
2026-01-06 English

Browse filings by year

10 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.