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UNIVERSAL TECHNICAL INSTITUTE INC — Investor Relations & Filings

Ticker · UTI ISIN · US9139151040 LEI · 2549003YOJGAZ0PVFV48 US Education
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Filings indexed 1,381 across all filing types
Latest filing 2013-11-07 Regulatory Filings
Country US United States of America
Listing US UTI

About UNIVERSAL TECHNICAL INSTITUTE INC

https://www.uti.edu/

Universal Technical Institute Inc. is a provider of post-secondary technical education and workforce training for students pursuing careers in skilled trades. The company offers specialized, hands-on programs designed to address industry demand for qualified technicians. Its core offerings focus on the transportation sector, including automotive, diesel, collision repair, motorcycle, and marine technology. UTI has expanded its curriculum to also include programs in welding, HVACR, electrical, energy, and healthcare. The educational model utilizes a blended learning format, combining online instruction with practical training in labs equipped with industry-standard tools and equipment. The institution aims to provide career-focused training as an alternative to a traditional four-year degree.

Recent filings

Filing Released Lang Actions
8-K
Regulatory Filings Classification · 100% confidence The document is a Form 8-K Current Report filed with the SEC, dated November 7, 2013. It details a legal settlement related to a lawsuit under the Federal False Claims Act and a complaint under the Sarbanes-Oxley Act. The content focuses on legal matters, settlement agreements, and regulatory investigations. There are no financial statements or earnings data presented. The document is not an annual or quarterly report, nor is it a management discussion or earnings release. It is a regulatory filing reporting a significant legal event. Therefore, the appropriate classification is Regulatory Filings (RNS). The document length is 5346 characters, which is sufficient to contain substantive content rather than just an announcement or certification.
2013-11-07 English
Regulatory Filings 2013
Regulatory Filings Classification · 95% confidence The document is a correspondence letter addressed to the SEC Assistant Director regarding the company's Form 10-K filing for the fiscal year ended September 30, 2012. It discusses revisions to a section of the Form 10-K and acknowledges responsibility for the disclosure in the filings. The letter references the 10-K report but does not contain the full annual report or detailed financial statements itself. The document length is 5532 characters, which is relatively short and consistent with a correspondence or regulatory filing rather than a full report. The content is primarily a response to SEC staff comments and includes no substantive financial data or comprehensive report content. Therefore, this document is best classified as a Regulatory Filing (RNS) because it is a correspondence related to a regulatory filing and not the actual 10-K report or an announcement of its publication.
2013-11-06 English
Regulatory Filings 2013
Regulatory Filings Classification · 95% confidence The document is a detailed correspondence letter from Universal Technical Institute, Inc. to the SEC Division of Corporation Finance, dated October 18, 2013. It references the company's Form 10-K for the fiscal year ended September 30, 2012, filed on November 28, 2012. The letter responds to SEC staff comments on the 10-K, providing proposed revisions and detailed explanations regarding business operations, student admissions, retention, graduate employment, and competition. The content is focused on clarifying and supplementing disclosures in the Annual Report (Form 10-K). The document is not the 10-K report itself but a comment letter and response related to the 10-K filing. According to the classification rules, such correspondence responding to SEC comments on a 10-K is best classified as a Regulatory Filing (RNS), since it is a regulatory communication and does not contain the full annual report or financial statements itself.
2013-10-18 English
Regulatory Filings 2013
Regulatory Filings Classification · 100% confidence The document is a short letter addressed to the SEC regarding an extension for filing a response to a comment letter related to a Form 10-K for the fiscal year ended September 30, 2012. It does not contain any financial data or the report itself, but rather is a correspondence about the filing process. The length is only 907 characters, indicating it is a brief communication. According to the rules, such correspondence or certification letters related to filings but not containing the filings themselves should be classified as Regulatory Filings (RNS).
2013-10-11 English
8-K/A
Board/Management Information Classification · 95% confidence The document is a Form 8-K/A, an amendment to a Current Report filed with the SEC. It specifically amends a previous filing to correct the number of restricted stock units granted to named executive officers. The content focuses on compensatory arrangements and awards of restricted stock units to executives, which is a change in management compensation and related disclosures. There is no financial statement or comprehensive financial report included, nor is it an earnings release or annual report. The document is primarily about management compensation and changes related to executive awards, which aligns with announcements about board or management information. Therefore, the most appropriate classification is 'MANG' (Board/Management Information). The document length and detail support this classification with high confidence.
2013-10-09 English
FORM 4/A SUBMISSION
Director's Dealing
2013-10-09 English

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