UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2013

Oct 9, 2013

SEC Form 4/A — Form 4/A

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2013-09-05

Reporting Person: Smith Sherrell (SVP Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-09-05	Common Stock, $0.0001 par value	A	16667	$0.00	Acquired	53570	Direct
2013-09-05	Common Stock, $0.0001 par value	A	9375	$0.00	Acquired	25742	Indirect

Footnotes

F1: The Board of Directors approved the grant on September 5, 2013. The restricted stock units vest in four equal annual installments.

F2: Due to an administrative error in the calculation of the restricted stock units awarded on 9/5/13, the numbers of restricted stock units reported in the Form 4 filed on 9/9/13 were incorrect. This Amendment is filed (i) to correct the numbers of restricted stock units awarded to the reporting person and the reporting person's spouse reported in Column 4; (ii) to make the related corrections to the amounts in Column 5 for the reported transactions; and (iii) to make the related corrections to the total numbers of shares held directly or indirectly, as applicable, following any transactions that occurred after 9/9/13 and before the date of this Amendment, as reported in Column 5 of Table I of the related Form 4 filings. The amounts in Column 5 of this Amendment are as of the transaction date and following the respective grants; they do not give effect to any transactions or filings subsequent to 9/ 9/13.

F3: The Board of Directors approved the grant to Mr. Smith's spouse on September 5, 2013. The restricted stock units vest in four equal annual installments.