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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2019-03-21 Investor Presentation
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Investor Presentation 2019
Investor Presentation Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG, which is a report of a foreign private issuer pursuant to SEC rules. It contains a presentation and speech given by the CEO at the Morgan Stanley European Financials Conference, including detailed discussion of financial results, capital generation, business outlook, and strategic initiatives. The content is a detailed investor presentation with slides and forward-looking statements, typical of investor presentations rather than a formal annual or quarterly report. The document length is substantial (15,000 characters), and it contains substantive financial and strategic information, not just an announcement or certification. Therefore, the document best fits the category of an Investor Presentation (IP).
2019-03-21 English
Environmental & Social Information 2019
Environmental & Social Information Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated March 18, 2019, submitted to the U.S. SEC. It contains the UBS Group AG and UBS AG's Global Reporting Initiative (GRI) 2018 Document, which is a sustainability report. The content includes detailed sustainability information, governance, environmental and social responsibility, and non-financial disclosures in accordance with EU directive 2014/95. The document references the UBS Annual Report 2018 for financial and strategic context but is primarily focused on sustainability and non-financial reporting. Form 6-K is used by foreign private issuers to report material information that is not required to be filed on Forms 20-F or 40-F. Given the detailed sustainability and social responsibility content, this filing fits best under Environmental & Social Information (SR). It is not an Annual Report (10-K), nor a simple announcement or certification. The length and detail confirm it is a full report, not just an announcement. Therefore, the classification is SR with high confidence.
2019-03-18 English
Interim / Quarterly Report 2019
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG, dated March 18, 2019. Form 6-K is a report of a foreign private issuer submitted pursuant to the Securities Exchange Act of 1934. The content includes detailed quarterly and annual financial data, including income statements, key financial figures, and adjusted results for various periods. The document provides substantive financial data and analysis for the quarter and year ended December 31, 2018, and prior periods. It is not merely an announcement or a certification but contains comprehensive financial information. Therefore, this document is an Interim / Quarterly Report (IR) type filing, as it provides a comprehensive financial report for a period shorter than a full fiscal year (quarterly data).
2019-03-18 English
Regulatory Filings 2019
Regulatory Filings Classification · 95% confidence The document is a letter addressed to the US Securities and Exchange Commission referencing a disclosure made pursuant to specific regulatory provisions (Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act). It states that the disclosure was made in the joint Annual Report on Form 20-F for the year ended December 31, 2018, which was filed on March 15, 2019. The document itself is a notice of disclosure related to the annual report, not the annual report itself. The length is short (999 characters), and it serves as a regulatory notification rather than containing financial data or the full report. Therefore, it fits best under Regulatory Filings (RNS) as a compliance notification.
2019-03-15 English
Regulatory Filings 2019
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. It provides a snapshot of the company's capitalization as of December 31, 2018, and September 30, 2018, including debt and equity figures. The document references the annual report on Form 20-F for the year ended December 31, 2018, which was filed separately. The length of the document is 4089 characters, which is relatively short and primarily provides a specific financial update on capitalization rather than a full financial report. It also includes a signature section for compliance. Given the nature of the document as a periodic report providing financial data but not a full annual or quarterly report, and considering it is a Form 6-K (used for current reports by foreign private issuers), the best classification is Regulatory Filings (RNS), which is the fallback category for miscellaneous filings that do not fit other specific categories. It is not an Annual Report (10-K), Interim Report (IR), or Earnings Release (ER), nor is it a Capital/Financing Update (CAP) since it is a regulatory filing of capitalization data rather than a financing event announcement. Therefore, the classification is RNS with high confidence.
2019-03-15 English
Annual Report 2018
Annual Report FY 2018
2019-03-15 English

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