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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
Filings indexed 3,168 across all filing types
Latest filing 2019-04-01 Regulatory Filings
Country CH Switzerland
Listing SW UBSG

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2019
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to the Securities Exchange Act of 1934. The text indicates it consists of the Annual Review of UBS Group AG and UBS AG. However, the document length is only 2532 characters, which is quite short and does not contain detailed financial statements or substantive financial data. It appears to be a report filing or announcement rather than the full annual report itself. Form 6-K filings typically serve as periodic reports for foreign private issuers and often include updates or reviews but are not full annual reports (10-K). Given the short length and the nature of the filing, this is best classified as a Regulatory Filing (RNS) rather than a full Annual Report (10-K).
2019-04-01 English
AGM Information 2019
AGM Information Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated April 1, 2019. The content is an invitation to the Annual General Meeting (AGM) of UBS Group AG. The text explicitly states it is an invitation to the AGM and does not contain financial statements or detailed report content. The document length is 2413 characters, which is relatively short and consistent with an invitation or announcement rather than a full report. According to the filing definitions, materials shared during the AGM, such as invitations, fall under AGM Information (AGM-R). Therefore, the document is best classified as AGM Information (AGM-R).
2019-04-01 English
AGM Information 2019
AGM Information Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG and UBS AG, dated April 1, 2019. It primarily contains the agenda for the Annual General Meeting (AGM) scheduled for May 2, 2019, including items such as approval of the management report and financial statements for 2018, election and re-election of board members, approval of compensation, and dividend distribution. The document is essentially an announcement of the AGM agenda and related information, not the actual AGM materials or reports themselves. The length is about 5610 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document fits the category of AGM Information (AGM-R), as it provides materials shared or announced in relation to the AGM, specifically the agenda and nominations. It is not a full Annual Report (10-K), nor a voting results announcement (DVA), nor a proxy solicitation (PSI).
2019-04-01 English
Net Asset Value(s)
Net Asset Value Classification · 98% confidence The document contains an RNS Number, a dealing date, and explicitly lists the 'NAV PER SHARE' (Net Asset Value per Share) along with the 'NUMBER OF SHARES IN ISSUE'. This structure is characteristic of a regular update of the Net Asset Value, primarily for investment funds. Therefore, the appropriate classification is NAV.
2019-04-01 English
Net Asset Value(s)
Net Asset Value Classification · 98% confidence The document is extremely short (974 characters) and contains a header 'RNS Number : 6311U', indicating it is a regulatory announcement distributed via the London Stock Exchange's RNS service. The core content provides specific financial metrics for a fund, namely the NAV PER SHARE (11.0821) for the 'UBS ETF - Barclays USD Emerging Markets Sovereign UCITS ETF' as of 3/29/2019. This directly corresponds to the definition of a Net Asset Value update (NAV). Although it is distributed via RNS, the primary content classification is NAV.
2019-04-01 English
Net Asset Value(s)
Net Asset Value Classification · 98% confidence The document is very short (950 characters) and contains structured data fields like 'FUND', 'ISIN CODE', 'DEALING DATE', and most importantly, 'NAV PER SHARE: 11.6355'. It is explicitly labeled with an 'RNS Number' and mentions being provided by RNS, the news service of the London Stock Exchange. This structure strongly indicates a regular update of the Net Asset Value (NAV), primarily for investment funds. Therefore, the classification should be NAV.
2019-04-01 English

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