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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
Filings indexed 3,168 across all filing types
Latest filing 2020-04-09 Major Shareholding Noti…
Country CH Switzerland
Listing SW UBSG

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
SC 13G/A
Major Shareholding Notification
2020-04-09 English
UBS Agrees to Pay 2019 Dividend in Two Installments Following FINMA Request
Earnings Release Classification · 99% confidence The document discusses the revision of the 2019 dividend proposal to be approved at the Annual General Meeting (AGM) on April 29, 2020. It also provides preliminary first-quarter 2020 net profit expectations and mentions the upcoming publication of Q1 2020 results on April 28. The core content revolves around dividend decisions, capital returns policy, and preliminary earnings highlights, which strongly suggests an Earnings Release (ER) or a document closely related to the AGM/Dividend announcement. Since it contains preliminary profit figures ('UBS currently expects to report a first quarter 2020 net profit of around USD 1.5 billion') and management commentary surrounding financial performance, it aligns best with an Earnings Release (ER). Although it mentions the AGM, the primary focus is the financial update and dividend structure change, not the formal AGM materials or voting results. It is not a full 10-K or IR, nor is it just a short announcement of a report (RPA/RNS). Q1 2020
2020-04-09 English
Regulatory Filings 2020
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated March 30, 2020. Form 6-K is a report of a foreign private issuer submitted to the SEC under the Securities Exchange Act of 1934. The text mentions that this Form 6-K consists of the Annual Review of UBS Group AG and UBS AG, which appears immediately following the cover page. However, the provided text is only the cover page and signature page, totaling 1458 characters, which is quite short and does not contain substantive financial data or the full annual review content. It is essentially an announcement or cover for the actual report. According to the MENU VS MEAL RULE, since the document is short and only states that the Annual Review appears following this page, it should be classified as a Regulatory Filing (RNS) rather than the Annual Report (10-K) itself. Therefore, the classification is RNS with high confidence.
2020-03-30 English
AGM Information 2020
AGM Information Classification · 100% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated March 30, 2020. The content is an invitation to the Annual General Meeting (AGM) of UBS Group AG. The text explicitly states that this Form 6-K consists of the Invitation to the Annual General Meeting. The document length is 2411 characters, which is relatively short and consistent with an invitation rather than a full report. There is no financial data or detailed report content, only an invitation. According to the filing definitions, invitations and materials shared during the AGM fall under AGM Information (AGM-R). Therefore, the correct classification is AGM Information (AGM-R).
2020-03-30 English
AGM Information 2020
AGM Information Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG and UBS AG, dated March 30, 2020. It primarily announces the agenda for the Annual General Meeting (AGM) scheduled for April 29, 2020. The content includes details about the AGM agenda items such as approval of financial statements, election of board members, dividend proposals, and compensation approvals. It also mentions that physical attendance is not possible due to coronavirus measures and that the meeting will be broadcast online. The document does not contain the actual AGM materials or presentations but rather announces the agenda and related information. The length is 6217 characters, which is relatively short and consistent with an announcement rather than a full report or presentation. Therefore, this document fits the category of AGM Information (AGM-R), which covers presentations and materials shared during the AGM or announcements related to it. Given the detailed agenda and the nature of the content, the confidence in this classification is high.
2020-03-30 English
Regulatory Filings 2020
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules under the Securities Exchange Act of 1934. The content primarily consists of the newly registered Articles of Association of UBS Group AG. The document is relatively short (2483 characters) and does not contain financial statements or detailed financial data. It is a regulatory filing to inform about corporate governance documents (Articles of Association) rather than a full report or announcement of financial results. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous filings that do not fit other specific categories.
2020-03-25 English

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