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TOYO SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 8614 ISIN · JP3611800008 LEI · 3538002OAY6GALI43509 T Financial and insurance activities
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Filings indexed 70 across all filing types
Latest filing 2024-06-25 Audit Report / Informat…
Country JP Japan
Listing T 8614

About TOYO SECURITIES CO., LTD.

https://www.toyo-sec.co.jp/

TOYO SECURITIES CO., LTD. is a comprehensive financial services and securities firm engaged in brokerage, dealing, and investment banking. The company offers a broad spectrum of financial instruments, including domestic and international equities, fixed-income products like corporate and government bonds, investment trusts, and derivatives. A key area of focus is providing access to foreign securities, particularly stocks from the United States, China, and Thailand. Additional offerings include services for initial public offerings (IPOs), foreign currency money market funds (MMFs), life insurance products, and inheritance-related consulting. The firm serves its clients through a dual-channel approach, combining a network of physical branches for face-to-face consultation with online trading platforms.

Recent filings

Filing Released Lang Actions
確認書
Audit Report / Information Classification · 95% confidence The document is extremely short (823 characters) and contains a header section indicating it is a '確認書' (Confirmation Document) submitted to the Kanto Local Finance Bureau Director, referencing Article 24-4-2, Paragraph 1 of the Financial Instruments and Exchange Act. The main body explicitly states that the Representative Director confirmed the contents of the company's '第102期...有価証券報告書' (102nd Fiscal Period... Annual Securities Report) are appropriate. This document is not the Annual Report (10-K) itself, but rather a confirmation statement regarding its accuracy, which is a specific type of regulatory filing or declaration. Given the options, this confirmation document does not fit perfectly into standard categories like 10-K, ER, or IR. However, it is a formal regulatory submission related to statutory reporting requirements. Since it is a formal submission confirming the accuracy of a major filing (like a 10-K), and it doesn't fit the specific definitions for AGM-R, AR, DVA, etc., the most appropriate general category for a formal, non-standard regulatory declaration is 'Regulatory Filings' (RNS), or potentially a specific type of declaration if one existed. Given the context of confirming the accuracy of the Annual Securities Report (which is analogous to a 10-K), and the document being a formal submission, RNS serves as the best fit among the provided codes for miscellaneous regulatory confirmations that aren't explicitly defined elsewhere. FY 2024
2024-06-25 Japanese
内部統制報告書－第102期(2023/04/01－2024/03/31)
Governance Information Classification · 100% confidence The document explicitly states in the header section ("【提出書類】") that it is an "内部統制報告書" (Internal Control Report) submitted under the Financial Instruments and Exchange Act ("金融商品取引法第24条の４の４第１項"). The content discusses the framework, scope, criteria, and conclusion regarding the assessment of internal controls over financial reporting, referencing the '基準' (criteria) and concluding that internal controls are effective as of the end of the fiscal year (March 31, 2024). This directly corresponds to the definition of an Audit Report / Information (AR), which covers internal or regulatory stress tests and applied accounting principles, although this specific document is an Internal Control Report, which is closely related to the audit function and financial reporting assurance. Given the provided options, 'AR' (Audit Report / Information) is the closest fit for a formal report detailing the assessment of internal controls over financial reporting, distinct from the full Annual Report (10-K) or a simple Earnings Release (ER).
2024-06-25 Japanese
有価証券報告書－第102期(2023/04/01－2024/03/31)
Annual Report Classification · 100% confidence The document is a Japanese 'Yuka Shoken Hokokusho' (Securities Report), which is the Japanese equivalent of a 10-K annual report. It contains the header information, fiscal year details (102nd term, 2023-04-01 to 2024-03-31), and XBRL tagging metadata typical of a comprehensive annual financial filing. It is not an announcement or a summary, but the full regulatory annual report. FY 2024
2024-06-25 Japanese
確認書
Report Publication Announcement Classification · 100% confidence The document contains a cover page indicating a submission ('提出書類') to the Kanto Local Finance Bureau Director ('関東財務局長') dated February 13, 2024, referencing the Financial Instruments and Exchange Act ('金融商品取引法'). The main body explicitly states that the Representative Director confirmed the appropriateness of the '第102期第３四半期' (102nd Fiscal Year, Third Quarter) '四半期報告書' (Quarterly Report) based on financial instruments laws. A Quarterly Report corresponds to an Interim/Quarterly Report (IR). Since this document appears to be the formal certification or confirmation *of* the quarterly report rather than the full report itself, and given its structure as a formal submission document, it is closely related to the filing process. However, the core subject matter is the content of the Quarterly Report. Given the options, 'Interim / Quarterly Report' (IR) is the most accurate classification for the subject matter being certified, although the document itself is a confirmation document. Since there is no specific code for a 'Certification of Quarterly Report', and the content directly relates to the quarterly financial period confirmation, IR is the best fit among the provided choices, as it is not a short announcement (RPA/RNS) but a formal certification related to the report.
2024-02-13 Japanese
四半期報告書－第102期第3四半期(2023/10/01－2023/12/31)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) filed by Toyo Securities Co., Ltd. with the Kanto Local Finance Bureau. It contains detailed financial statements, management analysis (MDA), and business status updates for the third quarter of the 102nd fiscal period (ending December 31, 2023). It is a comprehensive financial report rather than an announcement or a simple certification, fitting the definition of an Interim/Quarterly Report (IR). 9M 2024
2024-02-13 Japanese
確認書
Regulatory Filings Classification · 100% confidence The document is a 'Confirmation Letter' (Kakunin-sho) filed under the Financial Instruments and Exchange Act. It serves as an officer certification regarding the accuracy of a previously filed quarterly report. According to the 'CERTIFICATION RULE', documents that are primarily officer certifications or attestations, even if they reference a specific report type, should be classified as Regulatory Filings (RNS). Q2 102
2024-02-08 Japanese

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