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TOP SHIPS INC. — Investor Relations & Filings

Ticker · TOPS ISIN · MHY8897Y1986 LEI · 549300MWKDPUU7NJX050 US Transportation and storage
Filings indexed 883 across all filing types
Latest filing 2017-03-24 Regulatory Filings
Country MH Marshall Islands (the)
Listing US TOPS

About TOP SHIPS INC.

https://www.topships.org/

TOP SHIPS INC. is an international owner and operator of modern, fuel-efficient eco tanker vessels. The company focuses on the seaborne transportation of crude oil, petroleum products (both clean and dirty), and bulk liquid chemicals. Its fleet is characterized by a young average age and consists of vessels built to high specifications and the latest designs.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2017
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by a foreign private issuer, Top Ships Inc., reporting on a Special General Meeting of Shareholders held on March 24, 2017. The content describes the approval of a reverse stock split amendment to the company's articles of incorporation. The document is relatively short (3451 characters) and serves as a regulatory announcement of a corporate action rather than a detailed financial report or presentation. It does not contain financial statements or detailed analysis but rather informs about a corporate governance event. Form 6-K filings are typically regulatory filings for foreign issuers to report material information. Therefore, the most appropriate classification is Regulatory Filings (RNS).
2017-03-24 English
Capital/Financing Update 2017
Capital/Financing Update Classification · 95% confidence The document is a Form 6-K filed by a foreign private issuer, Top Ships Inc., with the SEC. It reports the entry into a Note Purchase Agreement for issuing an unsecured promissory note of $5 million. The document includes the full text of the Note Purchase Agreement and details of the transaction. This is a financing activity update, specifically about a debt issuance and capital raising. It is not an annual or quarterly report, audit report, earnings release, or any other type of report. It is a regulatory filing reporting a capital/financing update. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length and content support a high confidence in this classification.
2017-03-22 English
Capital/Financing Update 2017
Capital/Financing Update Classification · 95% confidence The document is a 'Prospectus Supplement' filed pursuant to Rule 424(b)(5) and includes detailed information about a securities offering, including the issuance and sale of common stock, amendments to purchase agreements, risk factors, use of proceeds, capitalization, and plan of distribution. It is a registration statement supplement related to a shelf offering, describing terms of a capital raise and resale of shares. The document is not an annual or quarterly report, audit report, earnings release, or management discussion. It is clearly a capital markets document related to financing activities and securities issuance. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is substantial (15,000 characters), and it contains detailed offering terms, not just an announcement or a brief notice, so it is not a Report Publication Announcement or Regulatory Filing. Hence, the classification is CAP with high confidence.
2017-03-20 English
Capital/Financing Update 2017
Capital/Financing Update Classification · 95% confidence The document is a Form 6-K filed by a foreign private issuer, Top Ships Inc., with the SEC. It reports an amendment to a Common Stock Purchase Agreement, increasing the maximum shares to be sold and detailing related terms. The document includes legal opinions and references to a shelf registration statement. The content focuses on a financing agreement amendment and related disclosures rather than a full financial report or earnings release. The document length is 4563 characters, which is relatively short and primarily serves as a regulatory disclosure of a capital/financing update. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2017-03-20 English
FORM 6-K
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by a foreign private issuer, Top Ships Inc., with the SEC. It includes a press release attached as Exhibit 99.1 but does not contain detailed financial statements or substantive financial data itself. The document length is 2382 characters, which is relatively short and consistent with a regulatory filing or announcement rather than a full report. The text indicates it is a report pursuant to SEC rules for foreign private issuers, typically used for current reports or press releases. There is no indication of detailed financial results, management discussion, or audit information. Therefore, this document fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous SEC filings that do not fit other specific categories.
2017-03-15 English
Transaction in Own Shares 2017
Transaction in Own Shares Classification · 95% confidence The document is a Post-Effective Amendment No. 5 to a Form F-1 Registration Statement filed with the SEC. It updates and supplements information in a previously effective registration statement related to securities offerings, specifically concerning warrants and common shares. The document is a regulatory filing related to securities registration and amendments, not a financial report, earnings release, or other report types. It is a formal SEC filing updating registration details for securities issuance. Therefore, it fits best under the category of Transaction in Own Shares (POS), as it relates to the registration and exercise of warrants and issuance of common shares upon exercise, which is a capital raising and share issuance activity.
2017-03-14 English

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