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TOP SHIPS INC. — Investor Relations & Filings

Ticker · TOPS ISIN · MHY8897Y1986 LEI · 549300MWKDPUU7NJX050 US Transportation and storage
Filings indexed 883 across all filing types
Latest filing 2017-05-08 Regulatory Filings
Country MH Marshall Islands (the)
Listing US TOPS

About TOP SHIPS INC.

https://www.topships.org/

TOP SHIPS INC. is an international owner and operator of modern, fuel-efficient eco tanker vessels. The company focuses on the seaborne transportation of crude oil, petroleum products (both clean and dirty), and bulk liquid chemicals. Its fleet is characterized by a young average age and consists of vessels built to high specifications and the latest designs.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2017
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by a foreign private issuer, Top Ships Inc., with the SEC. It reports the issuance of Series D Preferred Stock to comply with a loan covenant. The document includes detailed terms of the preferred stock and the stock purchase agreement. Form 6-K is a periodic report used by foreign private issuers to disclose material information that is not required to be reported on Form 20-F or 40-F. This filing is not an annual report, earnings release, or management discussion, but rather a regulatory filing to disclose a material event related to capital structure and financing. The document is lengthy (15,000 characters) and contains substantive information about the issuance of preferred stock and related agreements. Therefore, the most appropriate classification is Regulatory Filings (RNS), as it is a general regulatory announcement and does not fit other more specific categories like Capital/Financing Update (CAP) which typically covers fundraising or financing activities but not detailed regulatory filings like Form 6-K. The confidence is high given the clear identification of the form and content.
2017-05-08 English
Capital/Financing Update 2017
Capital/Financing Update Classification · 95% confidence The document is titled 'POST-EFFECTIVE AMENDMENT NO. 6 TO FORM F-1 REGISTRATION STATEMENT' filed with the SEC. It references the Securities Act of 1933 and discusses updates and supplements to a previously effective Registration Statement on Form F-1. The content includes detailed information about securities registration, warrants, and capital stock, typical of a registration statement amendment. It is not a financial report, earnings release, or management discussion. It is a filing related to securities registration and capital raising activities. The Form F-1 and post-effective amendments are filings related to capital raising and securities registration, which align with Capital/Financing Update filings. The document is lengthy (15,000 characters) and contains substantive information, not just an announcement or certification. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2017-05-03 English
Capital/Financing Update 2017
Capital/Financing Update Classification · 100% confidence The document is a Form 6-K filing by Top Ships Inc., a foreign private issuer, submitted to the SEC. It reports an amendment to a previously announced Common Stock Purchase Agreement with Kalani Investments Limited, increasing the maximum amount of shares to be sold and adjusting the floor price. It also includes a corporate development update about an acquisition. The document includes the full text of the amendment agreement and a legal opinion letter from counsel. The content focuses on capital raising activities and amendments to financing agreements, not on annual or quarterly financial results, management changes, or other categories. The presence of detailed amendment terms and legal opinion related to share issuance indicates this is a Capital/Financing Update. The document length and detail confirm it is the report itself, not just an announcement of a report. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2017-04-28 English
Capital/Financing Update 2017
Capital/Financing Update Classification · 95% confidence The document is a 'Prospectus Supplement' filed pursuant to Rule 424(b)(5) related to a shelf registration statement for the issuance and sale of common stock. It details terms of a stock offering, including amounts, purchase agreements, risk factors, use of proceeds, and plan of distribution. It is not a financial report, earnings release, or management discussion, but a legal and regulatory filing related to capital raising. This matches the definition of a Capital/Financing Update (CAP). The document length is substantial and contains detailed offering information, not just an announcement or notice, so it is not an RPA or RNS. Therefore, the correct classification is CAP with high confidence.
2017-04-27 English
Major Shareholding Notification 2017
Major Shareholding Notification
2017-04-20 English
Major Shareholding Notification 2017
Major Shareholding Notification
2017-04-07 English

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