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Sumitomo Metal Mining Co., Ltd. — Investor Relations & Filings

Ticker · 5713 ISIN · JP3402600005 LEI · 353800CF81IXL9974H84 SGX Manufacturing
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Filings indexed 85 across all filing types
Latest filing 2024-07-01 AGM Information
Country JP Japan
Listing SGX 5713

About Sumitomo Metal Mining Co., Ltd.

https://www.smm.co.jp/en/

Sumitomo Metal Mining Co., Ltd. operates a globally unique, integrated business model that encompasses three core areas: Mineral Resources, Smelting & Refining, and Materials. The company's activities begin with the development and operation of mines to secure non-ferrous metal resources, such as copper and nickel. In its Smelting & Refining division, it processes these ores to produce high-purity metals. The Materials division then adds value by manufacturing advanced products from these metals. Key products include high-performance materials for the electronics and automotive sectors, such as battery cathode materials for electric vehicles, crystal materials, and nano copper powders. This vertically integrated structure allows the company to supply essential materials for future technologies.

Recent filings

Filing Released Lang Actions
臨時報告書
AGM Information Classification · 100% confidence The document is titled "臨時報告書" (Extraordinary Report) and explicitly states in Section 1 that it is being filed pursuant to Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act because resolutions were passed at the company's Annual General Meeting (AGM) held on June 26, 2024. Section 2 details the resolutions, which include the approval of dividends (剰余金の処分の件), the election of directors (取締役選任の件), and the election of auditors (監査役選任の件). The content is a formal report detailing the results of a shareholder meeting, specifically the AGM resolutions. This aligns perfectly with the definition of AGM Information (AGM-R), which covers presentations and materials shared during the AGM. Although it reports the results, the primary context is the outcome of the AGM itself, making AGM-R the most specific fit over a general Regulatory Filing (RNS) or a Declaration of Voting Results (DVA), as it is the official filing summarizing the AGM outcomes.
2024-07-01 Japanese
訂正有価証券届出書（参照方式）
Share Issue/Capital Change Classification · 98% confidence The document header explicitly states "訂正有価証券届出書（参照）" which translates to "Amended Securities Registration Statement (Reference)". The content details the specifics of a new issuance of shares (募集要項 - Offering Terms) via a self-share disposal (自己株式処分) to employee stock ownership plans (第三者割当 - Third-party allotment). A Securities Registration Statement (有価証券届出書) is a mandatory filing under the Financial Instruments and Exchange Act in Japan, typically used for public offerings or private placements of securities. Since this document details the terms of a securities offering (new share issuance) and is explicitly titled as a Registration Statement, it aligns best with filings related to capital/financing activities, but the core document type is the registration statement itself. In the provided schema, there is no direct equivalent for a Japanese 'Yuka Shoken Todokedesho' (Securities Registration Statement). However, filings related to capital changes, fundraising, or specific offering documents often fall under 'CAP' (Capital/Financing Update) or sometimes 'RNS' (Regulatory Filings) if a specific code is missing. Given the detailed nature of the offering terms, capital structure changes, and the explicit reference to the filing as a 'Securities Registration Statement' concerning the issuance of shares, 'CAP' (Capital/Financing Update) is the most appropriate category among the choices, as it directly relates to the fundraising/capital structure event being documented. It is not an Annual Report (10-K), Interim Report (IR), or a simple announcement (RPA/RNS) because it contains the full details of the offering, not just a notice of publication.
2024-06-26 Japanese
確認書
Regulatory Filings Classification · 100% confidence The document is titled '確認書' (Confirmation Letter) and explicitly references '金融商品取引法第24条の４の２第１項' (Article 24-4-2, Paragraph 1 of the Financial Instruments and Exchange Act). It serves as an officer certification confirming the accuracy of the company's Annual Securities Report (有価証券報告書). According to the 'CERTIFICATION RULE', documents that are primarily officer certifications or attestations should be classified as Regulatory Filings (RNS), even if they reference a specific report type. FY 2023
2024-06-26 Japanese
内部統制報告書－第99期(2023/04/01－2024/03/31)
Governance Information Classification · 100% confidence The document explicitly states in the header and body that it is an "内部統制報告書" (Internal Control Report). The basis for submission is cited as Article 24-4-4, Paragraph 1 of the Financial Instruments and Exchange Act (金融商品取引法第24条の４の４第１項). This type of report, which assesses the effectiveness of internal controls over financial reporting, is a specific regulatory filing in Japan. Among the provided codes, 'AR' (Audit Report / Information) is the closest fit, as internal control reports often accompany or are related to the audit process, although a more precise term might be needed in a comprehensive system. However, given the definitions, 'AR' covers standalone audit reports and applied accounting principles, which aligns conceptually with the nature of an internal control assessment report required under Japanese securities law, especially since there is no specific code for 'Internal Control Report'. Since this is a comprehensive report detailing the framework, scope, procedures, and conclusion on internal controls, it is not a mere announcement (RPA/RNS). Therefore, 'AR' is the most appropriate classification among the choices provided for a formal, comprehensive financial control assessment document.
2024-06-26 Japanese
有価証券報告書－第99期(2023/04/01－2024/03/31)
Annual Report Classification · 100% confidence The document is a Japanese 'Yuka Shoken Hokokusho' (Securities Report), which is the Japanese equivalent of a 10-K. It contains a formal cover page identifying the company (Sumitomo Metal Mining Co., Ltd.), the fiscal year (2023-04-01 to 2024-03-31), and references the Financial Instruments and Exchange Act. The presence of extensive XBRL tagging and detailed financial disclosure structure confirms it is the primary annual statutory filing. FY 2024
2024-06-26 Japanese
有価証券届出書（参照方式）
Share Issue/Capital Change Classification · 98% confidence The document explicitly states in the cover page ("【提出書類】") that it is an "有価証券届出書" (Securities Registration Statement). This document details the offering of new shares (株式) via a third-party allotment (第三者割当) to employee stock ownership plans (持株会), including the offering price, number of shares, and intended use of proceeds. In the context of US SEC filings, this is analogous to a registration statement for a specific offering, which often falls under the broader category of filings related to capital changes or specific offerings. Given the provided Japanese context and the nature of the filing (a formal registration for issuing securities), it is a specific type of capital/financing activity filing. Since there is no direct equivalent for a Japanese 'Yuka Shoken Todokedesho' (Securities Registration Statement) that isn't a 10-K or an ER, and it deals entirely with the issuance of new capital (self-share disposal for employee stock ownership), the most appropriate category among the choices is 'Capital/Financing Update' (CAP). It is a comprehensive filing detailing the offering terms, not just a brief announcement of a capital change.
2024-05-23 Japanese

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