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Stem Holdings, Inc. — Investor Relations & Filings

Ticker · STMH ISIN · US85858U2069 LEI · 549300ZUQR20JIQOYX41 CSE Manufacturing
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Filings indexed 250 across all filing types
Latest filing 2020-09-24 Regulatory Filings
Country US United States of America
Listing CSE STMH

About Stem Holdings, Inc.

https://www.stemholdings.com/

Stem Holdings, Inc. is a vertically-integrated, multi-state operator specializing in cannabis and hemp branded products. The company utilizes an omnichannel strategy to connect consumers with a unique portfolio of products designed to benefit well-being. Its comprehensive operations span the entire supply chain, encompassing sustainable cultivation, state-of-the-art processing, extraction, retail, and distribution. Stem Holdings focuses on developing and marketing world-class cannabis and hemp goods through its subsidiaries and investments, emphasizing quality and comprehensive market reach.

Recent filings

Filing Released Lang Actions
Material change report - English.pdf
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, titled 'Current Report' and dated September 4, 2020. It reports the entry into a material definitive agreement regarding the acquisition of business operations and the consummation of the transaction upon receipt of regulatory approvals. The content focuses on merger agreement details and transaction completion. There are no financial statements or detailed financial data included, and the document is relatively short (3387 characters). This type of filing is typically categorized as a Regulatory Filing (RNS) because it is a current report disclosing a material event but does not contain comprehensive financial statements or detailed merger proxy materials. It is not a full merger filing (MA) or merger proxy statement, nor is it an earnings release or annual report. Therefore, the best classification is Regulatory Filings (RNS).
2020-09-24 English
52-109FV2 - Certification of interim filings - CFO (E).pdf
Regulatory Filings Classification · 100% confidence The document is a certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, signed by the Principal Financial Officer. It certifies the review and accuracy of a Form 10-Q for the period ended June 30, 2020, but does not contain the actual financial statements or substantive financial data itself. The document is short (3391 characters) and is a formal attestation related to a report rather than the report itself. According to the Certification Rule and the Menu vs Meal Rule, such certifications should be classified as Regulatory Filings (RNS), not as the actual interim report (10-Q).
2020-08-17 English
52-109FV2 - Certification of interim filings - CEO (E).pdf
Regulatory Filings Classification · 100% confidence The document is a certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, signed by the Principal Executive Officer. It certifies the accuracy and completeness of the Form 10-Q for the period ended June 30, 2020, but does not contain the actual financial statements or substantive financial data itself. The document is short (3372 characters) and serves as an officer attestation rather than the report itself. According to the Certification Rule, such documents should be classified as Regulatory Filings (RNS) rather than as the actual interim report (IR).
2020-08-17 English
Interim MD&A - English.pdf
Interim / Quarterly Report Classification · 100% confidence The document text includes references to an "Interim Report on Form 10-Q" and discusses financial statements for the three and nine months ended June 30, 2020. It contains detailed management discussion and analysis (MD&A), financial condition, results of operations, and forward-looking statements typical of quarterly or interim reports. The presence of unaudited interim financial statements and the specific mention of Form 10-Q strongly indicate this is an Interim / Quarterly Report. The document length (15,000 characters) and substantive financial and operational content confirm it is not merely an announcement or certification. Therefore, the appropriate classification is Interim / Quarterly Report (IR). Q3 2020
2020-08-17 English
Interim financial statements/report – English.pdf
Interim / Quarterly Report Classification · 100% confidence The document is titled 'FORM 10-Q' and is identified as a 'QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934' for the fiscal quarter ended June 30, 2020. It contains detailed unaudited condensed consolidated financial statements, including balance sheets, statements of operations, changes in stockholders' equity, and cash flows, as well as management's discussion and analysis. The length of the document is approximately 15,000 characters, indicating it is a full report rather than a brief announcement or certification. The presence of comprehensive financial data and analysis confirms it is an Interim / Quarterly Report. Therefore, the appropriate classification is 'IR'. Q3 2020
2020-08-17 English
Other securityholders documents - English.pdf
Regulatory Filings Classification · 100% confidence The document is a Form 12b-25 filed with the SEC, which is a Notification of Late Filing. It specifically states that the registrant, STEM HOLDINGS, INC., is unable to file its Form 10-Q (quarterly report) within the prescribed time period and requests an extension. The document does not contain actual financial data or the report itself but is a notification about the delay in filing the quarterly report. According to the rules, such a notification is a Regulatory Filing (RNS) because it is a compliance document related to filing deadlines and does not contain substantive financial information or the report itself.
2020-08-17 English

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