Skip to main content
Southwest Securities Co.,Ltd. logo

Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,281 across all filing types
Latest filing 2024-04-29 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司第十届董事会第五次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a board meeting resolution announcement from Southwest Securities regarding the approval of the company's 2024 first quarter report. It includes details about the meeting date, attendance, and voting results. The document does not contain the actual financial data or the full quarterly report itself, but rather announces the board's approval of the report. The document length is short (555 characters), and it serves as an announcement of a board decision related to a quarterly report, not the report itself. Therefore, it is best classified as a Regulatory Filing (RNS) because it is a general regulatory announcement and does not contain substantive financial data or detailed report content.
2024-04-29 Chinese
西南证券股份有限公司2024年第一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '2024 年第一季度报告' which translates to '2024 First Quarter Report'. It contains detailed financial data including consolidated and parent company balance sheets, profit and loss statements, cash flow statements, and notes on financial performance for the first quarter of 2024. The report explicitly states it is unaudited and covers a period shorter than a full fiscal year (quarterly). It includes management assurances about the accuracy and completeness of the report, detailed financial metrics, shareholder information, and other disclosures typical of an interim or quarterly financial report. The length of the document (15,000 characters) and the presence of substantive financial data confirm it is the actual report, not just an announcement or certification. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). Q1 2024
2024-04-29 Chinese
西南证券股份有限公司关于召开2023年年度股东大会的通知
AGM Information Classification · 100% confidence The document is a notice about the convening of the 2023 Annual General Meeting (AGM) of Southwest Securities Co., Ltd. It includes details such as the date, location, voting methods, agenda items to be discussed and voted on, and instructions for shareholders. It does not contain the actual reports or financial statements but rather the announcement and procedural information for the AGM. The document length is 3746 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, it fits the category of AGM Information (AGM-R).
2024-04-22 Chinese
西南证券股份有限公司关于召开2023年度业绩说明会的公告
Investor Presentation Classification · 90% confidence The document is an announcement about the scheduling and details of a 2023 annual performance briefing meeting (业绩说明会) by Southwest Securities Co., Ltd. It includes the meeting time, location, participation method, and contact information. It references the 2023 annual report already published on March 30, 2024, but does not contain the report itself or detailed financial data. The document is short (1427 characters) and serves to inform investors about the upcoming performance explanation meeting rather than presenting financial results or analysis. Therefore, it is an Investor Presentation announcement or notice rather than the presentation itself. According to the filing definitions, this fits best under Investor Presentation (IP) as it focuses on financials, strategy, and market position communicated to investors in a meeting format.
2024-04-17 Chinese
华福证券有限责任公司关于西南证券股份有限公司2023年度募集资金存放与实际使用情况的专项核查意见
Capital/Financing Update Classification · 95% confidence The document is a detailed report on the 2023 annual use and management of funds raised by Southwest Securities Co., Ltd. It includes specifics on the amount raised, usage, management policies, changes in fund allocation, and compliance with regulatory requirements. The document references regulatory approvals, specific dates, and detailed financial figures related to the use of raised capital. It is not a brief announcement or a certification letter but a substantive report on the use of raised funds for the fiscal year 2023. This matches the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes. Therefore, the document is best classified as a Capital/Financing Update (CAP).
2024-03-29 Chinese
西南证券股份有限公司独立董事2023年度工作报告（徐秉晖）
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director 2023 Annual Work Report" for Southwest Securities Co., Ltd. It details the independent director's activities, attendance at meetings, communication with shareholders, and opinions on company matters during the year 2023. The content focuses on governance, compliance, and the director's role rather than financial results or audit opinions. The document length is about 3030 characters, which is relatively short but contains substantive content about the director's work and governance activities. It is not an announcement of a report publication, nor a certification or a brief notice. It is a detailed report on the independent director's work for the year, which fits best under Board/Management Information (MANG) as it relates to board activities and management oversight rather than a full annual report or audit report.
2024-03-29 Chinese

Browse filings by year

26 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.