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Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,281 across all filing types
Latest filing 2024-09-10 Governance Information
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司关于修订《公司章程》的公告
Governance Information Classification · 95% confidence The document is an announcement from the board of directors of Southwest Securities Co., Ltd. regarding the revision of the company's Articles of Association (公司章程). It includes detailed amendments to the Articles, such as changes to the roles and powers of the chairman, appointment procedures for senior management, and dividend distribution policies. The document is not a full annual report, audit report, or financial statement, but rather a formal announcement of corporate governance changes and internal rules. It is not a proxy statement or voting results announcement, but a governance-related disclosure. Therefore, the document fits best under the category of Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices. The document length (5484 characters) and content support this classification with high confidence.
2024-09-10 Chinese
西南证券股份有限公司章程
Governance Information Classification · 95% confidence The document is titled "章程" which translates to "Articles of Association" or "Company Bylaws." It contains detailed provisions about the company's organizational structure, shareholder rights, board of directors, management, and governance rules. It references multiple shareholder meetings and amendments to the articles over many years, including regulatory approvals. The content is focused on governance, company structure, shareholder meetings, and internal rules rather than financial performance or audit results. There is no indication that this is an annual report, audit report, earnings release, or any other financial statement. It is a comprehensive governance document outlining the company's internal rules and procedures. Therefore, the most appropriate classification is Governance Information (CGR). The document length (15,000 characters) and detailed content support this classification with high confidence.
2024-09-10 Chinese
西南证券股份有限公司第十届董事会第九次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at the 9th meeting of the 10th Board of Directors of Southwest Securities Co., Ltd. It includes details about the meeting date, attendance, voting results, and decisions such as the proposal to amend the company's articles of association, appointment of an audit firm for the 2024 financial report and internal control audit, and the scheduling of a shareholders' meeting. The document does not contain financial statements or detailed financial data but rather reports on board decisions and upcoming shareholder meeting arrangements. This fits the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the company's board of directors or senior management.
2024-09-10 Chinese
西南证券股份有限公司续聘会计师事务所公告
Audit Report / Information Classification · 95% confidence The document is an announcement regarding the reappointment of an accounting firm (auditor) for the company's 2024 financial report and internal control audit. It details the auditor's qualifications, integrity, independence, and audit fees, and mentions the approval process by the audit committee and board of directors. The document does not contain the audit report itself or detailed financial statements, but rather the announcement of the auditor appointment for the upcoming audit. The document length is 2753 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document fits the category of Audit Report / Information (AR) as it relates to audit information and auditor appointment, but is not a full annual report or audit report itself. However, since it is primarily an announcement of auditor appointment and related audit information, it is best classified as Audit Report / Information (AR). FY 2024
2024-09-10 Chinese
西南证券股份有限公司关于召开2024年第三次临时股东大会的通知
AGM Information Classification · 95% confidence The document is a notice about convening the 2024 third extraordinary general meeting of shareholders for Southwest Securities Co., Ltd. It includes details about the meeting date, voting methods, agenda items, and instructions for shareholders. It does not contain any financial statements, audit reports, or detailed financial data. It is an announcement related to a shareholders' meeting rather than the meeting materials or results themselves. The document length is 3096 characters, which is relatively short and consistent with a meeting notice. Therefore, this document fits the category of AGM Information (AGM-R), which covers presentations and materials shared during or related to the Annual or Extraordinary General Meeting, including notices of meetings.
2024-09-10 Chinese
西南证券股份有限公司关于董事长辞职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the resignation of the chairman of the board due to retirement. It details the director's resignation and its effect on the board composition. There is no financial data, no report attached or referenced, and it concerns a change in senior management. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and focused solely on management change, confirming this classification.
2024-08-30 Chinese

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