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SOOCHOW SECURITIES COMPANY LIMITED — Investor Relations & Filings

Ticker · 601555 LEI · 300300E1008532000098 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,799 across all filing types
Latest filing 2026-05-12 M&A Activity
Country CN China
Listing Shanghai Stock Exchange 601555

About SOOCHOW SECURITIES COMPANY LIMITED

https://www.dwzq.com.cn/

Soochow Securities Company Limited is a comprehensive financial services provider offering a broad spectrum of capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. Its core operations encompass underwriting and sponsorship for equity and debt instruments, financial advisory for mergers and acquisitions, and proprietary trading. The company provides wealth management services to individual investors and sophisticated financial products to institutional clients. With a strategic emphasis on the Yangtze River Delta region, the firm leverages its regional expertise to support small and medium-sized enterprises and technological innovation. Its service portfolio also includes margin trading, short selling, and professional research services, aimed at delivering integrated financial solutions across the primary and secondary markets.

Recent filings

Filing Released Lang Actions
东吴证券股份有限公司关于发行股份及支付现金购买资产的进展公告
M&A Activity Classification · 80% confidence The document is a progress announcement (公告) by Dongwu Securities regarding the issuance of shares and cash to purchase an 83.77% stake in Donghai Securities. It details board approvals, transaction steps, and risk factors for this acquisition. This is clearly an M&A transaction update, not a financial report or routine capital notice. Therefore, it fits the M&A Activity category.
2026-05-12 Chinese
东吴证券股份有限公司2025年度利润分配方案暨2026年中期利润分配授权的公告
Notice of Dividend Amount Classification · 95% confidence The document is an announcement from Dongwu Securities regarding the 2025 annual profit distribution plan and the authorization for the 2026 interim profit distribution. It details the dividend per share, total cash dividends, and the basis for distribution, including audited retained earnings. It also discusses the authorization for the board to decide on the 2026 interim dividend. The document is structured as a formal announcement with no detailed financial statements or comprehensive financial analysis, but rather a declaration of dividend amounts and related shareholder authorization matters. The document length is 2307 characters, which is relatively short and typical for a dividend announcement. The content matches the definition of a Notice of Dividend Amount (DIV), which includes announcements of dividend amounts, payment dates, and details for shareholders. Therefore, the correct classification is DIV.
2026-04-28 Chinese
东吴证券股份有限公司对2025年度年审会计师事务所履职情况评估报告
Audit Report / Information Classification · 95% confidence The document is titled as an evaluation report on the performance of the audit firm (毕马威华振会计师事务所) for the fiscal year 2025. It details the audit firm's qualifications, audit work plan, quality management, independence, audit team, information security, and the audit firm's execution of duties. It mentions the audit of the 2025 financial report and internal control effectiveness, and that a standard unqualified audit opinion was issued. The document is not the full annual report itself but a standalone report assessing the audit firm's performance and audit process for the 2025 fiscal year. This fits the definition of an Audit Report / Information (AR) rather than an Annual Report (10-K) or a report publication announcement (RPA). The document length is 3675 characters, which is relatively short but contains substantive audit-related content, not just an announcement. Therefore, the classification is AR with high confidence. FY 2025
2026-04-28 Chinese
东吴证券股份有限公司2025年度内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report'. It is issued by KPMG Huazhen LLP, a licensed accounting firm, and addresses the effectiveness of internal controls over financial reporting as of December 31, 2025. The content includes auditor responsibilities, management responsibilities, limitations of internal control, and an audit opinion on the effectiveness of internal controls. The document is 1480 characters long, which is relatively short but contains substantive audit opinion content rather than just an announcement or certification. This matches the description of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles. It is not an Annual Report (10-K) or Interim Report (IR) because it focuses solely on internal control audit results. It is not a Regulatory Filing (RNS) because it contains an audit opinion and is not merely a certification or attestation. Therefore, the correct classification is AR with high confidence. FY 2025
2026-04-28 Chinese
东吴证券股份有限公司2026年第一季度报告
Interim / Quarterly Report Classification · 98% confidence The document is titled "东吴证券股份有限公司2026年第一季度报告" which translates to "Soochow Securities Co., Ltd. 2026 First Quarter Report." It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on accounting policies. The report covers the first quarter of 2026 and explicitly states it is unaudited. The content includes comprehensive financial figures, analysis of changes in financial indicators, shareholder information, and management assurances about the accuracy of the report. This matches the definition of an Interim / Quarterly Report (IR), which is a comprehensive financial report for a period shorter than a full fiscal year containing actual financial statements and substantive financial data and analysis. The document is not a brief announcement or a certification letter, nor is it a full annual report or earnings release. Therefore, the correct classification is IR with high confidence. Q1 2026
2026-04-28 Chinese
东吴证券股份有限公司关于2025年度“提质增效重回报”行动落实情况暨2026年度“提质增效重回报”行动方案的公告
Regulatory Filings Classification · 85% confidence The document is a detailed announcement from Dongwu Securities about the implementation status of their 2025 "提质增效重回报" action plan and the 2026 action plan. It includes comprehensive financial performance data for 2025, strategic initiatives, governance improvements, and dividend policies. The content is forward-looking and retrospective, covering operational results, financial metrics, governance, and future plans. It is not a full annual report but rather a corporate announcement focusing on strategic and operational updates with financial highlights. The document length is 4319 characters, which is relatively short for a full annual report (10-K) but contains substantive financial and operational information. It is not a simple announcement of a report publication, nor is it a certification or a proxy statement. The nature of the document aligns best with a Regulatory Filing (RNS) as it is a formal corporate announcement providing detailed operational and financial updates but does not constitute a full annual report or interim report. Therefore, the most appropriate classification is Regulatory Filings (RNS).
2026-04-28 Chinese

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