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Smartbroker Holding AG — Investor Relations & Filings

Ticker · SB1 ISIN · DE000A2GS609 LEI · 39120021VUEJYNGL7R59 F Financial and insurance activities
Filings indexed 521 across all filing types
Latest filing 2024-05-17 Capital/Financing Update
Country DE Germany
Listing F SB1

About Smartbroker Holding AG

https://smartbroker.de/

Smartbroker Holding AG operates a digital brokerage platform for private investors. The company's primary service, Smartbroker+, combines the extensive product range and multiple trading venues of a traditional broker with the low-cost pricing model of a neo-broker. The platform, accessible via web and mobile applications, facilitates trading in a comprehensive range of asset classes, including stocks, ETFs, funds, bonds, derivatives, and cryptocurrencies. It offers features such as real-time data, watchlists, and analyst ratings. The business model provides zero-commission trading under certain conditions, catering to both beginners and experienced investors seeking broad market access.

Recent filings

Filing Released Lang Actions
Smartbroker Holding AG: Vollstandige Platzierung der neuen Aktien aus der Barkapitalerhohung
Capital/Financing Update Classification · 99% confidence The document is an 'Ad-hoc Mitteilung' (Ad hoc announcement) published on May 17, 2024, classified as 'Veröffentlichung einer Insiderinformation nach Artikel 17 der Verordnung (EU) Nr. 596/2014' (Publication of inside information according to Article 17 of Regulation (EU) No 596/2014). The content explicitly details the complete placement of new shares from a capital increase ('Barkapitalerhöhung') and the resulting gross proceeds (EUR 7.6 million). This directly relates to fundraising, financing activities, and changes in the capital structure. This aligns perfectly with the definition for 'Capital/Financing Update' (CAP). It is not a full report (10-K, IR), an earnings release (ER), or a dividend notice (DIV).
2024-05-17 German
Smartbroker Holding AG: Durchfuhrung einer Kapitalerhohung
Capital/Financing Update Classification · 99% confidence The document is titled "Smartbroker Holding AG: Durchführung einer Kapitalerhöhung" (Execution of a Capital Increase). It details the decision by the Management Board and Supervisory Board to execute a capital increase of up to 1.1 million new shares via a private placement to accelerate customer growth. It also includes financial outlook tables based on this capital increase. This content directly relates to fundraising, financing activities, and changes in capital structure. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document is a detailed announcement, not just a brief notice of publication.
2024-05-10 German
Smartbroker Holding AG: Veroffentlichung einer Insiderinformation nach Artikel 17 der Verordnung (EU) Nr. 596/2014
Share Issue/Capital Change Classification · 99% confidence The document is explicitly titled 'Veröffentlichung einer Insiderinformation nach Artikel 17 der Verordnung (EU) Nr. 596/2014' (Publication of Inside Information pursuant to Article 17 of Regulation (EU) No 596/2014). The content details a planned capital increase ('Kapitalerhöhung') via a private placement, which is a significant corporate action related to financing and capital structure. While it discusses a capital change, the primary nature of this specific announcement, issued under MAR Article 17, is a mandatory regulatory disclosure of material, non-public information. This type of mandatory, time-sensitive disclosure, especially when it doesn't fit neatly into the specific categories like 10-K, ER, or DIV, is best classified under the general regulatory filing category, RNS (Regulatory News Service/Filings), as it is a broad regulatory announcement. However, given the specific content is about a 'Kapitalerhöhung' (Capital Increase), the 'Capital/Financing Update' (CAP) is also highly relevant. Since this is a formal, mandated disclosure (Ad-hoc announcement under EU regulation) rather than a voluntary update or a detailed prospectus, RNS is often the most appropriate catch-all for mandatory regulatory disclosures not covered by specific SEC forms. But since 'CAP' specifically covers 'company fundraising, financing activities, or capital structure changes,' and this is the core subject, CAP is a stronger fit than the generic RNS, assuming RNS is reserved for miscellaneous filings. The document is a direct announcement of a financing activity.
2024-05-10 German
Ergänzt am 14.05.2025
Audit Report / Information Classification · 98% confidence The document text explicitly contains detailed financial statements, including a 'BILANZ ZUM 31. DEZEMBER 2022' (Balance Sheet as of December 31, 2022), a 'GEWINN- UND VERLUSTRECHNUNG VOM 01.01.2022 BIS 31.12.2022' (Profit and Loss Statement for the period Jan 1, 2022, to Dec 31, 2022), and an 'ANHANG ZUM JAHRESABSCHLUSS 31. DEZEMBER 2022' (Notes to the Annual Financial Statements). The title mentions 'Jahresabschluss zum Geschäftsjahr vom 01.01.2022 bis zum 31.12.2022' (Annual Financial Statements for the fiscal year...). This content structure is characteristic of a comprehensive annual financial report, which aligns with the definition of an Annual Report (10-K), although this appears to be a German statutory filing (Jahresabschluss). Given the options, 10-K is the closest equivalent for a full annual report covering the entire fiscal year. FY 2022
2024-05-02 German
Anleihen-Handel an 29 Handelsplatzen, Realtime-Handel und Fremdwahrungskonten: SMARTBROKER+ baut den Funktionsumfang deutlich aus
Regulatory Filings Classification · 100% confidence The document is explicitly labeled as a "PRESSEMITTEILUNG" (Press Release) and is distributed via EQS News, which handles corporate news and financial announcements. The content details significant functional expansions of the SMARTBROKER+ platform, including new features like bond trading, real-time trading (RFQ), foreign currency accounts, and expanded savings plans. This type of announcement, detailing operational updates and product enhancements rather than formal periodic financial results (like 10-K or IR) or management changes (MANG), fits best under a general regulatory announcement or news release category. Since it is not a formal financial report, an earnings release, or a specific regulatory filing like DIRS or DIV, the most appropriate classification is Regulatory Filings (RNS) as a general corporate news announcement, or potentially a Capital/Financing Update (CAP) if the expansion was tied to a specific capital raise, but here it seems purely operational/product-focused. Given the nature of the announcement (product feature rollout) and the distribution method (EQS News), RNS (Regulatory Filings/General Announcement) is the best fit, as it is a broad category for non-standard, material corporate news.
2024-04-18 German
Smartbroker Holding AG: Einladung zur Prasentation der operativen Kennzahlen fur Februar 2024
Report Publication Announcement Classification · 99% confidence The document is a news release from Smartbroker Holding AG, dated March 6, 2024, titled "Smartbroker Holding AG: Einladung zur Präsentation der operativen Kennzahlen für Februar 2024" (Invitation to the presentation of the operational key figures for February 2024). The text explicitly states that the company will publish the operational figures for February 2024 on its Investor Relations website on the following Monday and invites recipients to a virtual conference call where management will explain these new figures. Since the document is short (under 5,000 characters) and its primary function is to announce the upcoming release of financial data and invite participation in a related call, it fits the definition of a Report Publication Announcement (RPA) rather than the actual financial report (like IR or ER) or the Call Transcript (CT). It is not an Earnings Release (ER) because it is announcing the release, not containing the results themselves. It is not a Call Transcript (CT) because it is the invitation, not the transcript of the call. Therefore, RPA is the most appropriate classification based on the 'MENU VS MEAL' rule.
2024-03-06 German

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