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Smart US Mid Cap ETF — Investor Relations & Filings

Ticker · USM ISIN · NZUSME0001S0 NZX Financial and insurance activities
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Filings indexed 2,470 across all filing types
Latest filing 2021-11-10 Capital/Financing Update
Country NZ New Zealand
Listing NZX USM

About Smart US Mid Cap ETF

https://www.smartinvest.co.nz

The Smart US Mid Cap ETF is an exchange-traded fund designed to provide exposure to the mid-capitalization segment of the United States equity market. The fund's primary objective is to track the performance of the CRSP US Mid Cap Index, which comprises companies representing the mid-cap spectrum of the US investable market. By investing in a diversified portfolio of approximately 350 mid-sized enterprises, the fund offers a balance between the growth potential typically associated with smaller companies and the relative stability of large-cap stocks. The ETF employs a passive investment strategy, aiming to replicate the index's returns before fees and taxes. This provides a cost-effective vehicle for gaining broad market representation within the mid-cap space, covering a wide range of sectors including technology, industrials, and consumer discretionary.

Recent filings

Filing Released Lang Actions
Superannuation acquisition from ASB
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding NZX's acquisition of management rights to the ASB Superannuation Master Trust. It details the transaction highlights, strategic fit, funding, and expected financial impact. There are no financial statements or detailed financial performance data included, only an update on a capital transaction and its strategic implications. The document is not a full financial report, earnings release, or regulatory filing but rather a capital/financing update about an acquisition. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2021-11-10 English
USM NTA 09-11-2021 $7.13205
Net Asset Value Classification · 95% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (9 November 2021). It includes quantitative financial data for multiple funds, indicating it is a regular update of fund asset values and unit counts. The document is relatively short (3625 characters) and focuses on fund-level financial metrics rather than a full annual or interim report. There is no indication of it being an announcement of a report publication or a certification. The content aligns with the definition of a Net Asset Value (NAV) update, which is a regular update of the NAV primarily for investment funds. Therefore, the appropriate classification is NAV.
2021-11-10 English
USM NTA 08-11-2021 $7.13519
Net Asset Value Classification · 100% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (8 November 2021). It includes a table with fund names, NTA values, units on issue, and changes in units. The document is relatively short (3648 characters) and focuses on reporting the net asset values and unit allotments for investment funds. This type of document aligns with a regular update of the Net Asset Value (NAV) primarily for investment funds. It is not an announcement of a report publication, nor does it contain financial statements or management discussion. Therefore, the most appropriate classification is NAV (Net Asset Value).
2021-11-08 English
USM Fund Update – 30 September 2021
Interim / Quarterly Report Classification · 95% confidence The document is a quarterly fund update for the Smartshares US Mid Cap ETF, covering the quarter ended 30 September 2021. It includes performance data, risk indicators, fees charged, investment mix, top investments, and key personnel. The content is focused on fund performance and details for a specific period shorter than a full fiscal year, with actual financial data and analysis. It is not an announcement of a report, nor a certification or proxy material. The document fits the definition of an Interim / Quarterly Report (IR) as it provides a comprehensive financial report for a period shorter than a full fiscal year with substantive financial data and analysis. Q3 2021
2021-11-08 English
USM NTA 05-11-2021 $7.11671
Net Asset Value Classification · 95% confidence The document is titled 'NTA & Allotment Notice' and provides detailed data on Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (5 November 2021). It includes tables with NTA values, units on issue, and changes in units for multiple ETFs. The content is focused on reporting the current asset values and unit allotments rather than providing a comprehensive financial report or analysis. There is no indication that this is a full annual or interim report, earnings release, or management discussion. The document is a regular update on the Net Asset Value and unit allotments of investment funds, which fits the definition of a Net Asset Value (NAV) report. The document length (5569 characters) supports that it is a substantive report rather than a brief announcement or certification. Therefore, the most appropriate classification is NAV.
2021-11-07 English
USM NTA 04-11-2021 $7.08483
Net Asset Value Classification · 95% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (4 November 2021). It lists fund names, NTA values, units on issue, and changes in units. The content is a regular update on the net asset values and unit counts of investment funds, which aligns with the definition of a Net Asset Value (NAV) report. The document is relatively short (3698 characters) but contains substantive financial data specific to the funds' NAV and unit changes. It is not an announcement of a report publication, nor is it a general regulatory filing or other category. Therefore, the best classification is NAV (Net Asset Value).
2021-11-04 English

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