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Smart US Mid Cap ETF — Investor Relations & Filings

Ticker · USM ISIN · NZUSME0001S0 NZX Financial and insurance activities
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Filings indexed 2,470 across all filing types
Latest filing 2021-12-17 Net Asset Value
Country NZ New Zealand
Listing NZX USM

About Smart US Mid Cap ETF

https://www.smartinvest.co.nz

The Smart US Mid Cap ETF is an exchange-traded fund designed to provide exposure to the mid-capitalization segment of the United States equity market. The fund's primary objective is to track the performance of the CRSP US Mid Cap Index, which comprises companies representing the mid-cap spectrum of the US investable market. By investing in a diversified portfolio of approximately 350 mid-sized enterprises, the fund offers a balance between the growth potential typically associated with smaller companies and the relative stability of large-cap stocks. The ETF employs a passive investment strategy, aiming to replicate the index's returns before fees and taxes. This provides a cost-effective vehicle for gaining broad market representation within the mid-cap space, covering a wide range of sectors including technology, industrials, and consumer discretionary.

Recent filings

Filing Released Lang Actions
USM NTA 16-12-2021 $7.31932
Net Asset Value Classification · 95% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (16 December 2021). It is a regular update of the Net Asset Value and units outstanding for investment funds. There is no indication that this is a full annual or interim report, nor is it an announcement of a report publication. The content is consistent with a Net Asset Value update for investment funds.
2021-12-17 English
USM NTA 15-12-2021 $7.18198
Net Asset Value Classification · 100% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (15 December 2021). It is a factual update on the net asset values and unit counts of investment funds. The content is a regular update of the Net Asset Value (NAV) for investment funds, which matches the definition of the NAV category. The document length is 3639 characters, which is not extremely short, and it contains substantive data rather than just an announcement or link to a report. Therefore, it is not a report publication announcement or regulatory filing. The document is not an annual or interim report, nor does it fit other categories such as earnings release or management report. Hence, the best classification is NAV (Net Asset Value).
2021-12-16 English
USM NTA 14-12-2021 $7.26807
Net Asset Value Classification · 95% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (14 December 2021). It includes quantitative financial data relevant to the funds' asset values and unit counts. The document is relatively short (3563 characters) but contains substantive financial data rather than just an announcement or a link to a report. It is a regular update of the Net Asset Value (NAV) for investment funds, which fits the definition of the NAV category. There is no indication that this is an announcement of a report publication or a regulatory filing, nor is it a full annual or interim report. Therefore, the most appropriate classification is NAV (Net Asset Value).
2021-12-15 English
Dividend Reinvestment Strike Price
Notice of Dividend Amount Classification · 95% confidence The document is a short announcement dated 14 December 2021 from Smartshares regarding the dividend reinvestment strike price for the Smartshares US Mid Cap ETF (USM). It specifies the strike price for units issued in lieu of dividend for a distribution to be paid on 20 December 2021. The content is focused on dividend reinvestment pricing and does not contain financial statements, management discussion, or detailed financial data. The document length is only 1519 characters, indicating it is a brief notice rather than a full report. This fits the category of a Notice of Dividend Amount (DIV), as it relates to dividend payment details and strike price for reinvestment units. Therefore, the appropriate classification is DIV with high confidence.
2021-12-14 English
USM NTA 13-12-2021 $7.27663
Net Asset Value Classification · 100% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (13 December 2021). It lists fund names, NTA values, units on issue, and changes in units. The content is a regular update of the Net Asset Value and units for investment funds. There is no indication that this is a full annual or interim report, nor is it an announcement of a report publication. The document length is 3690 characters, which is relatively short but contains substantive data on NAV and units. This matches the definition of a Net Asset Value (NAV) update, which is a regular update primarily for investment funds. Therefore, the appropriate classification is NAV.
2021-12-14 English
USM NTA 10-12-2021 $7.26047
Net Asset Value Classification · 100% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (10 December 2021). It includes quantitative data on fund values and unit changes, which is typical of a Net Asset Value (NAV) update for investment funds. The document is relatively short (3625 characters) and focuses solely on fund asset values and unit counts without broader financial statements or management discussion. There is no indication that this is an announcement of a report publication or a regulatory filing. The content aligns precisely with the definition of a Net Asset Value (NAV) update, which regularly reports NAV for investment funds. Therefore, the correct classification is NAV.
2021-12-13 English

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