Skip to main content
SHF Holdings, Inc. logo

SHF Holdings, Inc. — Investor Relations & Filings

Ticker · SHFS ISIN · US8244303009 US Financial and insurance activities
Open in API
Filings indexed 332 across all filing types
Latest filing 2022-11-23 Regulatory Filings
Country US United States of America
Listing US SHFS

About SHF Holdings, Inc.

http://www.shfinancial.org

SHF Holdings, Inc., operating as Safe Harbor, is a financial technology company providing a comprehensive platform of solutions for the regulated cannabis sector. The company facilitates access to compliant financial services by partnering with federally insured banks and credit unions. Its core offerings include business banking (checking, payments, cash logistics), flexible lending (real estate and working capital loans), and business support services such as bookkeeping and accounting. Safe Harbor's platform is built on a robust compliance framework that addresses Bank Secrecy Act (BSA), anti-money laundering (AML), and FinCEN requirements through continuous monitoring and reporting. The company serves a diverse client base, including licensed dispensaries, cultivators, manufacturers, ancillary businesses, and their employees.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2022
Regulatory Filings
2022-11-23 English
Regulatory Filings 2022
Regulatory Filings Classification · 95% confidence The document is a letter from the company's legal counsel responding to comments from the SEC staff regarding a Registration Statement on Form S-1 filed by SHF Holdings, Inc. The letter discusses amendments to the Registration Statement and the Preliminary Prospectus, addressing SEC comments on disclosures related to securities resale, risk factors, and capital resources. The document is not the Registration Statement itself but a correspondence related to it, providing updates and responses to regulatory comments. It does not contain financial statements or detailed financial data but is a regulatory correspondence. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory documents that do not fit other specific categories.
2022-11-23 English
Capital/Financing Update 2022
Capital/Financing Update Classification · 100% confidence The document is a Form S-1 Registration Statement filed with the SEC, which is used for registering securities for public offering. It includes a preliminary prospectus for the issuance and resale of shares and warrants, details about the offering, risk factors, use of proceeds, and other related information. This is not an annual or quarterly report, earnings release, or management discussion. It is a capital markets filing related to fundraising and securities issuance. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is substantial (15,000 characters), and it contains detailed offering information, not just an announcement or certification, so it is not RPA or RNS. Confidence is high given the clear identification as a Form S-1 registration statement and prospectus related to securities issuance.
2022-11-23 English
Regulatory Filings 2022
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a Current Report used to announce major events that shareholders should know about. The content details the entry into a material definitive agreement (an amendment to a merger agreement), the completion of an acquisition, unregistered sale of equity securities, and related agreements such as lock-up and voting agreements. It also includes exhibits like the amendment, merger agreement, lock-up agreements, voting agreements, and a press release. The document does not contain financial statements or detailed financial performance data but rather announces significant corporate transactions and agreements. This fits the category of a Regulatory Filing (RNS), which is a general regulatory announcement and a fallback category for filings that do not fit other specific categories like M&A filings (which are typically Form 425, DEFM14A, SC 14D9, or SC TO-* forms). Since this is a Form 8-K reporting a merger agreement amendment and acquisition completion, it is best classified as Regulatory Filings (RNS).
2022-11-16 English
Audit Report / Information 2022
Audit Report / Information Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a Current Report pursuant to the Securities Exchange Act of 1934. The content specifically details the dismissal of the previous independent registered public accounting firm and the appointment of a new one, including information about audit opinions, disagreements, and reportable events. This type of filing is focused on audit-related information but is not a full audit report or annual report. It is a regulatory announcement about changes in the company's certifying accountant. Therefore, it fits best under the category of Audit Report / Information (AR), which includes standalone audit reports and related information excluding full annual reports. The document length (6499 characters) and detailed content support this classification with high confidence.
2022-11-15 English
Regulatory Filings 2022
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The text explicitly states it is a "Current Report" pursuant to the Securities Exchange Act of 1934. It includes an Item 2.02 "Results of Operations and Financial Condition" section referencing a press release with third quarter 2022 financial results, and an Item 7.01 "Regulation FD Disclosure" section referencing an investor presentation. The document does not contain the full financial statements or detailed financial analysis itself but rather furnishes a press release and an investor presentation as exhibits. The length is 7540 characters, which is relatively short and consistent with a current report rather than a full annual or quarterly report. The document is not an earnings release (ER) because it is a Form 8-K current report. It is not an interim or quarterly report (IR) because it does not contain comprehensive financial statements or substantive financial data, only a press release and presentation. It is not a report publication announcement (RPA) because it includes substantive information and exhibits. Therefore, the best classification is Regulatory Filings (RNS), which is the fallback for miscellaneous SEC filings like Form 8-K that do not fit other categories.
2022-11-14 English

Browse filings by year

6 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.