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SHF Holdings, Inc. — Investor Relations & Filings

Ticker · SHFS ISIN · US8244303009 US Financial and insurance activities
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Filings indexed 332 across all filing types
Latest filing 2023-10-27 Regulatory Filings
Country US United States of America
Listing US SHFS

About SHF Holdings, Inc.

http://www.shfinancial.org

SHF Holdings, Inc., operating as Safe Harbor, is a financial technology company providing a comprehensive platform of solutions for the regulated cannabis sector. The company facilitates access to compliant financial services by partnering with federally insured banks and credit unions. Its core offerings include business banking (checking, payments, cash logistics), flexible lending (real estate and working capital loans), and business support services such as bookkeeping and accounting. Safe Harbor's platform is built on a robust compliance framework that addresses Bank Secrecy Act (BSA), anti-money laundering (AML), and FinCEN requirements through continuous monitoring and reporting. The company serves a diverse client base, including licensed dispensaries, cultivators, manufacturers, ancillary businesses, and their employees.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2023
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content focuses on the entry into a material definitive agreement, specifically a Second Amendment to an Agreement and Plan of Merger, and a Warrant Agreement. It details amendments to merger terms, issuance of shares and warrants, and board approvals. There are no financial statements or comprehensive financial data presented, nor is this a full annual or quarterly report. The document is not a proxy statement, earnings release, or management discussion. It is a regulatory filing announcing a significant corporate event related to merger agreements and securities issuance. Therefore, the appropriate classification is Regulatory Filings (RNS), which is the fallback category for miscellaneous SEC filings like Form 8-K that do not fit other specific categories.
2023-10-27 English
Delisting Announcement 2023
Delisting Announcement Classification · 100% confidence The document is a Form 8-K filed with the SEC, dated September 13, 2023, by SHF Holdings, Inc. The key content is under Item 3.01, which is titled 'Notice of Delisting or Failure to Satisfy Continued Listing Rule or Standard; Transfer of Listing.' The document discusses the Nasdaq Listing Qualifications Department granting the company an additional 180 days to regain compliance with the minimum bid price requirement. It explicitly states that the notice has no immediate effect on the listing but warns about potential delisting if compliance is not regained. There is no financial data or detailed report content; rather, it is an official announcement regarding the company's listing status and compliance with Nasdaq rules. This matches the definition of a Delisting Announcement (DLST). The document length is 7709 characters, which is sufficient to contain substantive information, not just a brief notice. Therefore, the classification is DLST with high confidence.
2023-09-19 English
Investor Presentation 2023
Investor Presentation Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The text specifically mentions that the company is furnishing an Investor Presentation as Exhibit 99.1, which will be used in presentations to investors and analysts. The document does not contain detailed financial statements or comprehensive financial analysis itself but rather announces and incorporates by reference the Investor Presentation. The length of the document (7291 characters) and the content indicate it is primarily an announcement of the presentation rather than the presentation or report itself. Therefore, the filing type best fits the category of Investor Presentation (IP).
2023-08-28 English
Board/Management Information 2023
Board/Management Information Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content includes the execution of an executive employment agreement, which is a change in senior management. The document does not contain financial statements or detailed financial data but rather announces a management change and includes the employment agreement as an exhibit. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board of directors or senior management. The document length is 4538 characters, which is relatively short and consistent with an 8-K announcement rather than a full report like an Annual or Interim Report. Therefore, the appropriate classification is MANG with high confidence.
2023-08-22 English
Earnings Release 2023
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The text specifically mentions the release of the company's second quarter 2023 earnings results and a conference call to discuss these results. It includes references to press releases announcing earnings and financial results, but does not contain the full financial statements or detailed analysis itself. The document is about announcing the earnings release and related events rather than being the earnings release report itself. Therefore, it fits best as an Earnings Release (ER) filing type, which is the initial announcement of quarterly financial results.
2023-08-14 English
Interim / Quarterly Report 2023
Interim / Quarterly Report Q2 2023
2023-08-14 English

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