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SEALAND SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 000750 ISIN · CNE0000008K4 LEI · 300300E1000345000084 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,592 across all filing types
Latest filing 2019-08-23 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 000750

About SEALAND SECURITIES CO., LTD.

https://www.ghzq.com.cn

SEALAND SECURITIES CO., LTD. is a financial services provider offering a broad spectrum of capital market solutions. Its primary operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm facilitates securities underwriting and sponsorship, provides financial advisory services for mergers and acquisitions, and manages various investment funds. It also offers margin trading, short selling, and investment consulting services to individual and institutional clients. Through its specialized subsidiaries, the company extends its reach into futures brokerage, direct investment, and alternative investment management. The organization emphasizes a client-centric approach, utilizing a comprehensive service network to support diverse financial requirements and investment strategies.

Recent filings

Filing Released Lang Actions
独立董事关于控股股东及其他关联方占用公司资金、公司对外担保情况的专项说明和独立意见
Audit Report / Information Classification · 95% confidence The document is a special statement and independent opinion by independent directors regarding the company's related party fund occupation and external guarantees, referencing regulatory notices from the China Securities Regulatory Commission. It is a standalone audit-related statement focusing on compliance and internal control matters, not a full annual or interim report. The document length is short (472 characters), and it contains an independent opinion on specific regulatory compliance issues, fitting the definition of an Audit Report / Information (AR).
2019-08-23 Chinese
2019年半年度财务报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2019 年半年度财务报告" which translates to "2019 Half-Year Financial Report." It contains detailed financial statements including consolidated and parent company balance sheets, profit and loss statements, cash flow statements, and changes in shareholders' equity for the period ending June 30, 2019. The presence of comprehensive financial data such as assets, liabilities, income, expenses, and cash flows for a half-year period clearly indicates this is an interim financial report. The document length is substantial (15,000 characters), and it includes actual financial data rather than just an announcement or certification. Therefore, it fits the definition of an Interim / Quarterly Report (IR). H1 2019
2019-08-23 Chinese
稽核审计工作制度（2019年8月）
Audit Report / Information Classification · 95% confidence The document is titled as an internal audit work system for Guohai Securities Co., Ltd., revised in August 2019. It details the internal audit and inspection procedures, responsibilities, authority, work plans, and reporting processes within the company. The content focuses on internal control, audit plans, audit implementation, reporting, and follow-up actions. There is no indication that this is a public annual report, earnings release, or external audit report. Instead, it is a detailed internal audit policy and procedural document. This fits the category of Audit Report / Information (AR), which includes applied accounting principles and internal audit results, excluding full annual reports. The document is comprehensive and contains substantive information about audit work, not just an announcement or summary, so it is not a Regulatory Filing (RNS) or Report Publication Announcement (RPA). FY 2019
2019-08-23 Chinese
2019年第一次临时股东大会的法律意见书
Regulatory Filings Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the 2019 first extraordinary general meeting (临时股东大会) of Guohai Securities Co., Ltd. It details the convening, attendance, voting procedures, and results of the shareholders' meeting. The document does not contain financial statements or performance data but focuses on the legality and validity of the meeting process and voting outcomes. It is not a report of the meeting itself (like AGM materials) but a legal opinion on the meeting's conduct and results. This type of document is best classified under Regulatory Filings (RNS) as it is a compliance/legal opinion related to a corporate event but does not fit other specific categories such as AGM Information or Declaration of Voting Results.
2019-08-22 Chinese
对外捐赠办法（2019年8月）
Governance Information Classification · 95% confidence The document is a detailed internal policy titled '国海证券股份有限公司对外捐赠办法' (Guohai Securities Co., Ltd. External Donation Measures), which outlines the principles, scope, procedures, approval authorities, supervision, and penalties related to the company's external donation activities. It references relevant laws and internal governance but does not contain financial statements, earnings data, or regulatory filings. The document is about governance and internal rules regarding donations, not a financial report or announcement. It is not a report publication announcement since it is the full policy text, not a short notice. It fits best under Governance Information (CGR) as it details internal rules and governance practices related to donations.
2019-08-22 Chinese
2019年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is titled as the "2019 First Extraordinary General Meeting Resolution Announcement" of Guohai Securities Co., Ltd. It details the convening of a shareholders' meeting, voting procedures, attendance, and the results of voting on specific proposals such as amendments to the company articles and donation policies. It includes legal opinions confirming the validity of the meeting and voting process. The document is an official announcement of the resolutions passed at a shareholders' meeting, not the meeting materials themselves or the full minutes. It is not a full annual or interim report, nor an earnings release or management discussion. The content fits the definition of Declaration of Voting Results & Voting Rights Announcements (DVA), as it provides official results from shareholder votes at a general meeting.
2019-08-22 Chinese

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