Skip to main content
SBI Holdings, Inc. logo

SBI Holdings, Inc. — Investor Relations & Filings

Ticker · 8473 ISIN · JP3436120004 LEI · 353800L6LMHYIPSMRQ17 T Financial and insurance activities
Open in API
Filings indexed 273 across all filing types
Latest filing 2024-08-29 Major Shareholding Noti…
Country JP Japan
Listing T 8473

About SBI Holdings, Inc.

https://www.sbigroup.co.jp/english/

SBI Holdings, Inc. is a financial services group structured around three core business segments: Financial Services, Asset Management, and Biotechnology, Healthcare & Medical Informatics. The Financial Services segment offers a comprehensive range of online services, including securities, banking, and insurance. The Asset Management division primarily focuses on operating investment funds and engaging in venture capital activities. The Biotechnology, Healthcare & Medical Informatics segment is dedicated to investing in and developing innovative technologies and solutions within the life sciences and healthcare sectors. The group positions itself as a "Strategic Business Innovator," leveraging technology to create new value across its diverse operations.

Recent filings

Filing Released Lang Actions
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is titled '株券等の大量保有の状況の開示に関する内閣府令 第一号様式 大量保有報告書' (Cabinet Office Ordinance on Disclosure of Status of Large Volume Holding of Share Certificates, etc., Form No. 1, Large Shareholding Report). This explicitly identifies the document as a Large Shareholding Report filed in Japan, which details changes in ownership of a company's shares exceeding a certain threshold (typically 5% or 1% change). This type of filing relates directly to changes in significant share ownership. Among the provided codes, 'Major Shareholding Notification' (MRQ) is the most appropriate classification for reports detailing changes in significant share ownership levels crossing thresholds, as is the case here ('変更報告書提出事由': '株券等保有割合の１％以上の増加' - Reason for filing change report: Increase in shareholding ratio by 1% or more).
2024-08-29 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is titled "株券等の大量保有の状況の開示に関する内閣府令 第一号様式 大量保有報告書" (Cabinet Office Ordinance on Disclosure of Large Volume Shareholding, Form No. 1, Large Shareholding Report). This is a specific Japanese regulatory filing indicating a change in the ownership stake of a significant shareholder (SBI Holdings, Inc.) in another listed company (Change Holdings, Inc.). This type of filing reports changes in share ownership that cross certain thresholds, which aligns directly with the definition of a Major Shareholding Notification. Reviewing the provided definitions: - 10-K, AR, IR are comprehensive financial reports. - ER is an earnings release. - DEF 14A is remuneration information. - The document clearly details shareholding changes, acquisition/disposal history, and ownership percentage, which is the core function of a Major Shareholding Notification. The closest matching category is Major Shareholding Notification (MRQ).
2024-08-20 Japanese
訂正発行登録書
Capital/Financing Update Classification · 95% confidence The document is titled "訂正発行登録書" (Correction Registration Statement) and is filed with the Kanto Local Finance Bureau ("関東財務局長"). It explicitly references a previous "発行登録書" (Registration Statement) concerning the issuance of "社債" (Bonds/Debentures). The purpose stated is to correct information related to a previously filed Extraordinary Report (臨時報告書). This document deals directly with the registration and issuance of securities (debt capital), which falls under financing activities. While it is a correction to a registration statement, the core subject matter relates to capital structure changes and fundraising. Among the provided codes, 'CAP' (Capital/Financing Update) is the most appropriate fit for documents detailing the registration, issuance, or correction related to debt or equity financing, as opposed to a general regulatory filing (RNS) or a specific report (like 10-K or IR).
2024-07-11 Japanese
訂正臨時報告書
Share Issue/Capital Change Classification · 100% confidence The document is titled "訂正臨時報告書" (Corrected Extraordinary Report) and explicitly states in Section 1 that it is being submitted based on the provisions of Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act and related Cabinet Office Ordinance, following a resolution by the Board of Directors regarding the issuance of convertible bonds with stock acquisition rights (Euro Yen denominated convertible bonds due 2031). This structure—a formal report filed with a regulatory body (Kanto Local Finance Bureau) detailing a specific corporate action like debt issuance—is characteristic of an Extraordinary Report in the Japanese regulatory context. Since the provided definitions do not have a specific code for a Japanese 'Extraordinary Report' (which often covers significant events outside of routine filings like 10-K or quarterly reports), the most appropriate classification among the choices is 'Regulatory Filings' (RNS), as it is a mandatory, specific regulatory disclosure that doesn't fit the other specialized categories (like ER, DIV, MANG, etc.). However, given the detailed nature of the financing terms (issuance price, maturity, call options, use of proceeds), it strongly relates to capital raising. If 'CAP' (Capital/Financing Update) is interpreted broadly to cover the official regulatory filing detailing a major financing event, it might fit. But 'RNS' is the standard fallback for non-standard regulatory disclosures. Since this is a detailed filing about a specific financing event (issuance of convertible bonds), 'CAP' (Capital/Financing Update) is a strong candidate if the system prioritizes the *subject matter* over the *filing form type*. Given the context of a '臨時報告書' (Extraordinary Report) which is mandatory for such events, and the lack of a dedicated 'Extraordinary Report' code, 'RNS' (Regulatory Filings - general regulatory announcements and fallback) is the safest classification for a non-standard regulatory form, although the content is purely about capital raising. I will select RNS as the primary regulatory filing fallback, as the document is a formal regulatory submission detailing a financing decision, not just a press release about financing.
2024-07-11 Japanese
訂正発行登録書
Capital/Financing Update Classification · 95% confidence The document is titled "訂正発行登録書" (Corrected Shelf Registration Statement) and is filed with the Kanto Local Finance Bureau ("関東財務局長"). It explicitly mentions the type of securities being registered as "社債" (Bonds/Debentures) and refers to a previously filed Shelf Registration Statement ("発行登録書"). This document relates to the registration of securities for future issuance, which falls under financing activities or capital structure changes. Among the provided codes, 'CAP' (Capital/Financing Update) is the most appropriate fit for a filing related to the registration of bonds for issuance, even though it is a correction to a previous filing. It is not a general regulatory announcement (RNS) because it is a specific type of financial filing related to capital raising.
2024-07-10 Japanese
臨時報告書
Share Issue/Capital Change Classification · 100% confidence The document is titled "臨時報告書" (Extraordinary Report/Timely Disclosure Report) and is submitted to the Kanto Local Finance Bureau Director on July 10, 2024. The primary reason for filing (１【提出理由】) explicitly states that the company resolved to issue Euroyen denominated convertible bonds with stock acquisition rights (新株予約権付新株予約権付社債) and is filing this report based on Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act and related regulations. This type of filing, which reports a significant corporate action like a major financing event (issuance of convertible bonds), aligns best with the 'Capital/Financing Update' category (CAP). It is not a full Annual Report (10-K), an Earnings Release (ER), or a simple announcement of a report (RPA).
2024-07-10 Japanese

Browse filings by year

12 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.