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SBI Holdings, Inc. — Investor Relations & Filings

Ticker · 8473 ISIN · JP3436120004 LEI · 353800L6LMHYIPSMRQ17 T Financial and insurance activities
Filings indexed 273 across all filing types
Latest filing 2025-09-11 Capital/Financing Update
Country JP Japan
Listing T 8473

About SBI Holdings, Inc.

https://www.sbigroup.co.jp/english/

SBI Holdings, Inc. is a financial services group structured around three core business segments: Financial Services, Asset Management, and Biotechnology, Healthcare & Medical Informatics. The Financial Services segment offers a comprehensive range of online services, including securities, banking, and insurance. The Asset Management division primarily focuses on operating investment funds and engaging in venture capital activities. The Biotechnology, Healthcare & Medical Informatics segment is dedicated to investing in and developing innovative technologies and solutions within the life sciences and healthcare sectors. The group positions itself as a "Strategic Business Innovator," leveraging technology to create new value across its diverse operations.

Recent filings

Filing Released Lang Actions
発行登録追補書類(株券、社債券等)
Capital/Financing Update Classification · 100% confidence The document is a '発行登録追補書類' (Shelf Registration Supplement) filed with the Kanto Local Finance Bureau by SBI Holdings, Inc. It details the issuance of new corporate bonds (第44回 and 第45回無担保社債), including terms, interest rates, maturity dates, and the use of proceeds. This type of document is a formal regulatory filing related to capital raising activities, which falls under the 'Capital/Financing Update' category.
2025-09-11 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is titled "株券等の大量保有の状況の開示に関する内閣府令 第一号様式 大量保有報告書" (Cabinet Office Ordinance on Disclosure of Status of Large Volume Holding of Share Certificates, etc. Form No. 1 Large Volume Holding Report). This explicitly identifies the document as a Large Shareholding Report filed in Japan, which details changes in ownership exceeding a certain threshold (usually 5% or 1% change). This type of filing relates directly to changes in significant share ownership. Comparing this to the provided definitions, the closest match is 'Major Shareholding Notification' (Code: MRQ), which covers 'Notification of changes in significant share ownership levels (crossing thresholds)'. The document is a full report, not an announcement of a report, so RPA/RNS is not the primary classification.
2025-07-17 Japanese
変更報告書(短期大量譲渡)
Major Shareholding Notification Classification · 100% confidence The document is titled '株券等の大量保有の状況の開示に関する内閣府令 第一号及び第二号様式 大量保有報告書' (Cabinet Office Ordinance on Disclosure of Large Volume Shareholdings Forms No. 1 and No. 2, Large Shareholding Report). This explicitly identifies the document as a Large Shareholding Report, which in the context of Japanese regulatory filings, corresponds to a change in major share ownership notification. The key elements confirming this are: 1. The form title itself (大量保有報告書 - Large Shareholding Report). 2. The filing reason states '株券等保有割合の1%以上の減少及び単体株券等保有割合の1%以上の減少' (Decrease in shareholding ratio of 1% or more and decrease in individual shareholding ratio of 1% or more). 3. The document details the holdings and changes for two entities (SBI Holdings and SBI Asset Management) concerning shares of another company (株式会社ソルクシーズ). This aligns perfectly with the definition of Major Shareholding Notification (MRQ), which covers changes in significant share ownership levels crossing thresholds.
2025-07-03 Japanese
訂正有価証券届出書(参照方式)
Share Issue/Capital Change Classification · 98% confidence The document explicitly states in the cover page and throughout the text that it is a "訂正有価証券届出書(参照)" which translates to "Amended Securities Registration Statement (Reference)". A Securities Registration Statement (Yuka Shoken Todokedesho) in Japan is the equivalent of a US registration statement filed before offering securities to the public, often related to a public offering or a significant capital change like a third-party allotment (as detailed in Part I, Section 3, regarding the third-party allotment to NTT). While the content details a third-party allotment (第三者割当), the document type itself is the formal registration filing required under Japanese financial regulations (Financial Instruments and Exchange Act, referenced in the text). Among the provided codes, 'CAP' (Capital/Financing Update) is too broad, and 'RPA' or 'RNS' are for announcements, not the formal filing itself. The closest equivalent for a comprehensive registration filing related to securities issuance, especially given the context of a major capital change, is often categorized under filings that detail financing activities or comprehensive disclosures. However, since this is a formal registration document for a securities offering (a third-party allotment of shares), and there isn't a direct 'Registration Statement' code, we must evaluate the closest fit based on the definitions. This document is a formal, detailed filing concerning the issuance of new shares (株式) for capital raising (third-party allotment). This strongly aligns with the purpose of a 'Capital/Financing Update' (CAP) or, if we consider the regulatory nature, a general filing. Given the structure and content (detailed offering terms, use of proceeds, major shareholder changes post-issuance), it is a core regulatory disclosure document related to capital structure change. However, looking closely at the definitions, none perfectly map to a Japanese 'Yuka Shoken Todokedesho' (Securities Registration Statement). Since it details a major capital change (third-party allotment) and is a formal regulatory filing, 'CAP' (Capital/Financing Update) captures the primary economic event. If we must choose from the list, and recognizing that this is a comprehensive disclosure document detailing the issuance terms, 'CAP' is the most relevant category describing the *purpose* of the filing, even though it is technically a registration statement. Revisiting the definitions: 'CAP' is for 'Updates on company fundraising, financing activities, or capital structure changes.' This document is the primary disclosure for a major financing activity (third-party allotment). I will classify it as CAP, acknowledging the specific Japanese regulatory context. Confidence is high because the document explicitly identifies itself as a formal filing related to a securities offering (third-party allotment).
2025-07-01 Japanese
訂正発行登録書
Capital/Financing Update Classification · 95% confidence The document is titled "訂正発行登録書" (Correction Registration Statement) and is filed with the Kanto Local Finance Bureau ("関東財務局長"). It pertains to the registration of securities ("社債" - corporate bonds) and references a previous filing date (November 22, 2024) and an expected expiration date. The core purpose is to correct a previous registration statement, referencing the filing of an extraordinary report (臨時報告書) which serves as the reference document for the registration. This type of filing, dealing with the registration of securities issuance/offering, falls under financing or capital activities. Given the specific nature of correcting a registration statement for debt securities, the most appropriate category is 'Capital/Financing Update' (CAP), as it directly relates to the company's capital structure and fundraising documentation, even though it is a correction filing.
2025-07-01 Japanese
訂正発行登録書
Capital/Financing Update Classification · 98% confidence The document is titled "訂正発行登録書" (Correction Registration Statement) and is filed with the Kanto Local Finance Bureau ("関東財務局長"). It explicitly mentions the type of securities being registered as "社債" (Corporate Bonds) and refers to a previously filed Registration Statement ("発行登録書"). The purpose of the filing is to reference a recently submitted Extraordinary Report ("臨時報告書"). This document relates to the registration of securities for offering/issuance, which falls under financing activities or capital structure changes. Given the specific nature of correcting a registration statement for corporate bonds, the most appropriate category is Capital/Financing Update (CAP). It is not a general regulatory filing (RNS) because it pertains to a specific financing instrument registration.
2025-07-01 Japanese

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