Skip to main content
PROSPECT CAPITAL CORP logo

PROSPECT CAPITAL CORP — Investor Relations & Filings

Ticker · PSEC ISIN · US74348T3005 LEI · 549300FSD8T39P5Q0O47 US Financial and insurance activities
Open in API
Filings indexed 1,786 across all filing types
Latest filing 2026-05-28 Director's Dealing
Country US United States of America
Listing US PSEC

About PROSPECT CAPITAL CORP

https://www.prospectstreet.com/

Prospect Capital Corporation is a business development company (BDC) that provides private debt and equity capital to middle-market companies. The firm specializes in making debt and equity investments to support various corporate needs, including buyouts, growth financing, development, and recapitalizations. Its investment portfolio is diversified across a broad range of industries. Prospect Capital employs a disciplined, long-term investment strategy with a primary focus on senior and secured lending. The company may act as a co-investor or take controlling interests in its portfolio companies. The core objective is to generate steady, attractive returns for shareholders and create long-term value for its stakeholders.

Recent filings

Filing Released Lang Actions
FORM 4-STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP-Barry John
Director's Dealing Classification · 92% confidence The document is an SEC Form 4 “Statement of Changes in Beneficial Ownership,” detailing share acquisitions by a company director/officer (insider transactions). This clearly matches the definition of Director’s Dealing (Code: DIRS).
2026-05-28 English
FORM 4-STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP-Barry John
Report Publication Announcement Classification · 90% confidence The document is an Israeli Securities Authority / Tel Aviv Stock Exchange filing under Regulation 5, briefly stating “Attached hereto is a report on Barry_John_F_Form_4_isa.pdf.” It contains no substantive financial or transaction data itself (only a notice of an attached Form 4). Per the “menu vs. meal” rule, such a short announcement pointing to an attached report qualifies as a Report Publication Announcement rather than the report itself.
2026-05-28 English
13D-John F Barry
Major Shareholding Notification Classification · 92% confidence The document is a SEC Schedule 13D/A showing beneficial ownership disclosures for a >5% shareholder under the Securities Exchange Act of 1934. It reports the acquisition and holding of shares by John F. Barry III and the John & Daria Barry Foundation. This type of filing corresponds to a Major Shareholding Notification rather than a financial report, management announcement, or share repurchase. Therefore it is classified as MRQ.
2026-05-28 English
13D-John F Barry
Regulatory Filings Classification · 85% confidence The document is an immediate report under the Israel Securities Authority’s “Periodic and Immediate Reports of Foreign Corporation” rules, notifying the attachment of a Schedule 13D filing (Schedule_13D_Filing_John_F_Barry_isa.pdf). It contains no substantive financial statements or management discussion—merely a compliance announcement and attachment reference—so this falls into the general regulatory filings category.
2026-05-28 English
424b2-Registration Statement of Notes-Subject to completion
Capital/Financing Update Classification · 85% confidence The document is a preliminary pricing supplement and accompanying prospectus supplement under Rule 424(b)(2) for Prospect Capital Corporation’s offering of new unsecured notes (6.500% due 2029, 6.750% due 2031, 7.000% due 2033). It provides detailed terms of the debt issuance (pricing, coupon, maturity, redemption, settlement). This is a formal financing document describing the fundraising activity, i.e., issuance of debt securities. Under the filing definitions, this falls squarely under Capital/Financing Update (CAP): updates on company fundraising, financing activities, or capital structure changes.
2026-05-28 English
424b2-Registration Statement of Notes-Subject to completion
Report Publication Announcement Classification · 93% confidence The document is a short (under 5,000 characters) cover notice submitted to the Israel Securities Authority and Tel Aviv Stock Exchange stating “Attached hereto is a report on PPS_1667_1668_1669_isa.pdf.” It does not contain any substantive financial data or analysis, but merely announces that a separate report has been filed. Under the “menu vs meal” rule, this constitutes a Report Publication Announcement (RPA), not the report itself.
2026-05-28 English

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.