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Pender Growth Fund Inc. — Investor Relations & Filings

Ticker · PTF ISIN · CA70671Q1037 LEI · 549300STKSORYZ235607 TSXV Financial and insurance activities
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Filings indexed 353 across all filing types
Latest filing 2023-05-08 AGM Information
Country CA Canada
Listing TSXV PTF

About Pender Growth Fund Inc.

https://www.pendergrowthfund.com/

Pender Growth Fund Inc. is a high conviction investment company focused on achieving long-term capital growth by capitalizing on long duration and idiosyncratic opportunities across public and private markets. The firm specializes in growth-stage, later stage, special situations, and restructuring investments, providing expansion capital to established businesses or small, profitable companies that have reached an inflection point. A key feature is its public company structure, which offers investors access to private equity opportunities combined with public market liquidity, representing a unique investment proposition utilizing non-correlated asset classes.

Recent filings

Filing Released Lang Actions
Notice of the meeting and record date - English.pdf
AGM Information Classification · 90% confidence The document is a brief notice regarding the upcoming Annual General Meeting (AGM) of Pender Growth Fund Inc., specifying the meeting date, location, and voting details. It does not contain detailed AGM materials or presentations, nor does it include financial statements or results. The document is short (1106 characters) and serves as an announcement about the AGM rather than the AGM materials themselves. Therefore, it fits best under AGM Information (AGM-R), which covers presentations and materials shared during the AGM or related notices about the AGM.
2023-05-08 English
News release - English.pdf
Earnings Release Classification · 95% confidence The document is a news release dated April 10, 2023, announcing the annual financial and operational results for the year ended December 31, 2022. It includes detailed financial highlights such as net loss, net loss per share, shareholders' equity, portfolio composition, and investment activities. The document also discusses portfolio highlights, significant equity investments, and company updates. It references the annual audited financial statements and MD&A but does not contain the full annual report itself. The length of the document (over 10,000 characters) and the detailed financial data indicate it is more than a brief announcement or a report publication notice. The content aligns with an Earnings Release (ER) as it provides initial announcement and key highlights of the annual financial results rather than the full Annual Report (10-K) or Management Discussion & Analysis (MDA). Therefore, the appropriate classification is Earnings Release (ER). FY 2022
2023-04-11 English
52-109FV1 - Certification of annual filings - CEO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a Form 52-109FV1 Certification of Annual Filings Venture Issuer Basic Certificate signed by the CEO. It certifies the review and fair presentation of the annual filings including the AIF, annual financial statements, and annual MD&A for the financial year ended December 31, 2022. The document is primarily an officer certification letter and does not contain actual financial data or the full annual report itself. According to the Certification Rule, such certification documents should be classified as Regulatory Filings (RNS) rather than the Annual Report (10-K) or Management Reports (MDA). The document length is short (3122 characters) and it is a certification, not the report itself.
2023-04-10 English
52-109FV1 - Certification of annual filings - CFO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a certification form (Form 52-109FV1) signed by the CFO certifying the accuracy and fair presentation of the annual filings for the financial year ended December 31, 2022. It explicitly states it is a certification of annual filings and does not contain actual financial statements or detailed financial data. The document is short (3115 characters) and serves as an officer attestation rather than the annual report itself. According to the Certification Rule, such officer certifications should be classified as Regulatory Filings (RNS) rather than as the Annual Report (10-K) or other financial reports.
2023-04-10 English
Annual MD&A - English.pdf
Management Reports Classification · 95% confidence The document is titled 'Management’s Discussion & Analysis' (MD&A) for Pender Growth Fund Inc. for the year ended December 31, 2022. It contains detailed discussion of financial results, business strategy, risk factors, financial condition, and other operational details. The text explicitly states it is supplementary to the audited financial statements and provides analysis of financial performance and outlook. The length is substantial (15,000 characters), indicating it is a full report rather than a brief announcement. The content matches the typical characteristics of a Management Reports (MDA) filing, which includes management's detailed explanation of financial results, business trends, and outlook. It is not an Annual Report (10-K) as it does not contain the full financial statements but is a discussion and analysis document. Therefore, the correct classification is Management Reports (MDA).
2023-04-10 English
ON form 13-502F1 (class 1 and 3B reporting issuers - participation fee).pdf
Management Reports Classification · 95% confidence The document is titled 'Management’s Discussion & Analysis' (MD&A) for Pender Private Investments Inc. for the year ended December 31, 2022. It contains detailed sections such as business strategy, risk factors, financial performance, liquidity, and capital resources, which are typical components of an MD&A. The MD&A is described as supplementary information to the audited financial statements for the year ended December 31, 2022. The document is comprehensive and contains substantive financial data and analysis, not just a brief announcement or certification. Therefore, it fits the category of Management Reports (MDA), which provide management's detailed explanation of financial results, business trends, and outlook. It is not an Annual Report (10-K) because it does not include the full financial statements but rather the management discussion and analysis. The document length (15,000 characters) and content confirm it is a full MD&A report, not a short announcement or certification.
2023-04-10 English

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