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Pender Growth Fund Inc. — Investor Relations & Filings

Ticker · PTF ISIN · CA70671Q1037 LEI · 549300STKSORYZ235607 TSXV Financial and insurance activities
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Filings indexed 353 across all filing types
Latest filing 2024-04-06 Earnings Release
Country CA Canada
Listing TSXV PTF

About Pender Growth Fund Inc.

https://www.pendergrowthfund.com/

Pender Growth Fund Inc. is a high conviction investment company focused on achieving long-term capital growth by capitalizing on long duration and idiosyncratic opportunities across public and private markets. The firm specializes in growth-stage, later stage, special situations, and restructuring investments, providing expansion capital to established businesses or small, profitable companies that have reached an inflection point. A key feature is its public company structure, which offers investors access to private equity opportunities combined with public market liquidity, representing a unique investment proposition utilizing non-correlated asset classes.

Recent filings

Filing Released Lang Actions
News release - English.pdf
Earnings Release Classification · 95% confidence The document is a news release dated April 5, 2024, from Pender Growth Fund Inc. It provides financial highlights and company updates for the year ended December 31, 2023, including net income, shareholders' equity, share repurchases, portfolio composition, and performance metrics. It also discusses recent developments such as the amalgamation with Pender Private Investments Inc. and share repurchase programs. The document references the availability of the company's MD&A and annual audited financial statements for the year ended December 31, 2023, but does not contain the full financial statements or detailed financial analysis itself. The document is a summary announcement of financial results and company updates rather than the full annual report or interim report. It is longer than 5,000 characters but is clearly a news release providing highlights and updates rather than the full report. Therefore, the most appropriate classification is Earnings Release (ER). FY 2023
2024-04-06 English
ON form 13-502F1 (class 1 and 3B reporting issuers - participation fee).PDF
Regulatory Filings Classification · 100% confidence The document is a Form 13-502F1 submission related to participation fees for Class 1 and Class 3B reporting issuers, filed with the Ontario Securities Commission. It includes a management certification by the CFO, market value calculations for quarterly trading periods, and fee calculations. The content is primarily a regulatory filing with certification and fee details, not a financial report or earnings release. The document length is under 5,000 characters and it is a certification and fee submission form rather than a full report. Therefore, it fits best under Regulatory Filings (RNS) as it does not contain substantive financial statements or detailed financial analysis but is a compliance filing with certification.
2024-04-05 English
AB form 13-501F1 (class 1 and 3B reporting issuers - participation fee).PDF
Regulatory Filings Classification · 95% confidence The document is a Form 13-501F1 titled 'Class 1 Reporting Issuers and Class 3B Reporting Issuers – Participation Fee' submitted to the Alberta Securities Commission. It includes a management certification by an officer (CFO) certifying the accuracy of the form. The content focuses on market values of securities, trading periods, and calculation of participation fees payable to the regulator. There are no financial statements, earnings data, or detailed financial analysis. The document is primarily a regulatory filing with certification and fee calculation information. It is not an annual report, interim report, earnings release, or any other financial report type. It fits best under Regulatory Filings (RNS) as a certification and fee submission to a securities commission.
2024-04-05 English
52-109FV1 - Certification of annual filings - CEO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a Form 52-109FV1 Certification of Annual Filings Venture Issuer Basic Certificate signed by the CEO. It certifies the review and fair presentation of the annual filings including the AIF, annual financial statements, and annual MD&A for the financial year ended December 31, 2023. The document is primarily an officer certification letter and does not contain actual financial data or the full annual report itself. According to the Certification Rule, such certification documents should be classified as Regulatory Filings (RNS) rather than the Annual Report (10-K) or Management Reports (MDA). The document length is short (3117 characters) and it is a certification rather than a report or announcement of a report. Therefore, the correct classification is Regulatory Filings (RNS).
2024-04-05 English
52-109FV1 - Certification of annual filings - CFO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a Form 52-109FV1 Certification of Annual Filings Venture Issuer Basic Certificate signed by the CFO. It certifies the review and fair presentation of the annual filings including the AIF, annual financial statements, and annual MD&A for the financial year ended December 31, 2023. The document is a certification letter and does not contain actual financial data or the full annual report itself. It explicitly states it is a certification and notes differences from other certifications under NI 52-109. According to the Certification Rule, such officer certifications should be classified as Regulatory Filings (RNS) rather than the actual annual report (10-K) or management discussion and analysis (MDA). The document length is short (3114 characters), consistent with a certification letter rather than a full report.
2024-04-05 English
Annual MD&A - English.pdf
Management Reports Classification · 95% confidence The document is titled 'Management’s Discussion & Analysis' (MD&A) for Pender Growth Fund Inc. for the year ended December 31, 2023. It contains detailed sections such as business strategy, risk factors, financial highlights, liquidity, and capital resources, which are typical components of an MD&A. The text explicitly states it is supplementary to the audited financial statements for the year ended December 31, 2023. The document length is substantial (15,000 characters), indicating it is a full report rather than a brief announcement. The MD&A is a management report explaining financial results, business trends, and outlook, which aligns with the definition of Management Reports (MDA). It is not an Annual Report (10-K) itself, nor is it an announcement or certification. Therefore, the correct classification is Management Reports (MDA).
2024-04-05 English

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